WICKERSHAM SCOTT W (Div VP & General Manager) exercised options at RAVEN INDUSTRIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

WICKERSHAM SCOTT W

Filed: 12/2/2020ACC: 0000082166-20-000154

InsiderWICKERSHAM SCOTT WCIK 1726672

→

IssuerRAVEN INDUSTRIES INCCIK 82166

Officer· Div VP & General Manager

Since Jul 2018

-3.50K

Net shares

Net seller

$92.1K

Total sold

Open market trades

0B · 0S

Total transactions

4.60K acquired · 8.11K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+4.60K

Price / share

$15.61

Trade value

$71.81K

% of position

23.8%

11/30/2020

19.33K→23.93K

Common Stock

Direct

F · Tax Withholding

−3.50K

Price / share

$26.29

Trade value

$92.15K

% of position

14.6%

11/30/2020

23.93K→20.43K

Total

Net shares

+1.09K

Net value

-$20.34K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/30/2020	M · Option Exercise	+4.60K	$15.61	$71.81K	23.8%	19.33K	23.93K
Common Stock Direct	11/30/2020	F · Tax Withholding	−3.50K	$26.29	$92.15K	14.6%	23.93K	20.43K
Total			+1.09K		-$20.34K

Derivative Transactions1

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

4.60K shares

−4.60K

Strike price

15.61

Held after

0.00

Exercisable

—

11/30/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock4.60K shares	11/30/2020	M · Option Exercise	−4.60K	15.61	—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

4.88K

Shares owned

4.88K

Exercise price

29.2

Expiration

—

Exercise window

—

Restricted Stock Unit - 2019

Direct

Underlying security

Common Stock

Underlying shares

2.74K

Shares owned

2.74K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

5.09K

Shares owned

5.09K

Exercise price

35.05

Expiration

—

Exercise window

—

Restricted Stock Unit - 2020

Direct

Underlying security

Common Stock

Underlying shares

6.39K

Shares owned

6.39K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

2.85K

Shares owned

2.85K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

21.94K

Owned

21.94K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common Stock	29.2	—	—	4.88K	4.88K
Restricted Stock Unit - 2019 Direct	Common Stock		—	—	2.74K	2.74K
Stock Option Direct	Common Stock	35.05	—	—	5.09K	5.09K
Restricted Stock Unit - 2020 Direct	Common Stock		—	—	6.39K	6.39K
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	2.85K	2.85K
Total					21.94K	21.94K