WICKERSHAM SCOTT W

PrivateCIK: 1726672

Location

SIOUX FALLS, SD

WICKERSHAM SCOTT W (Div VP & General Manager) exercised options at RAVEN INDUSTRIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

WICKERSHAM SCOTT W

Filed: 1/23/2020ACC: 0000082166-20-000011

InsiderWICKERSHAM SCOTT WCIK 1726672

→

IssuerRAVEN INDUSTRIES INCCIK 82166

Officer· Div VP & General Manager

Since Jul 2018

-3.83K

Net shares

Net seller

$137.0K

Total sold

0

Open market trades

0B · 0S

6

Total transactions

5.40K acquired · 9.23K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

Shares

+800.00

Price / share

$20.10

Trade value

$16.08K

% of position

5.3%

1/21/2020

14.98K→15.79K

Common Stock

Direct

F · Tax Withholding

Shares

−614.00

Price / share

$35.77

Trade value

$21.96K

% of position

3.9%

1/21/2020

15.79K→15.17K

Common Stock

Direct

M · Option Exercise

Shares

+4.60K

Price / share

$15.61

Trade value

$71.81K

% of position

30.3%

1/21/2020

15.17K→19.77K

Common Stock

Direct

F · Tax Withholding

Shares

−3.22K

Price / share

$35.77

Trade value

$115.07K

% of position

16.3%

1/21/2020

19.77K→16.55K

Total

Net shares

+1.57K

Net value

-$49.15K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	1/21/2020	M · Option Exercise	+800.00	$20.10	$16.08K	5.3%	14.98K	15.79K
Common Stock Direct	1/21/2020	F · Tax Withholding	−614.00	$35.77	$21.96K	3.9%	15.79K	15.17K
Common Stock Direct	1/21/2020	M · Option Exercise	+4.60K	$15.61	$71.81K	30.3%	15.17K	19.77K
Common Stock Direct	1/21/2020	F · Tax Withholding	−3.22K	$35.77	$115.07K	16.3%	19.77K	16.55K
Total			+1.57K		-$49.15K

Derivative Transactions2

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

800.00 shares

Shares

−800.00

Strike price

20.1

Held after

0.00

Exercisable

—

1/21/2020

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

4.60K shares

Shares

−4.60K

Strike price

15.61

Held after

4.60K

Exercisable

—

1/21/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock800.00 shares	1/21/2020	M · Option Exercise	−800.00	20.1	—	0.00
Stock Option Direct	Common Stock4.60K shares	1/21/2020	M · Option Exercise	−4.60K	15.61	—	4.60K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Restricted Stock Unit - 2019

Direct

Underlying security

Common Stock

Underlying shares

2.74K

Shares owned

2.74K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

5.09K

Shares owned

5.09K

Exercise price

35.05

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

4.88K

Shares owned

4.88K

Exercise price

29.2

Expiration

—

Exercise window

—

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

2.85K

Shares owned

2.85K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2017

Direct

Underlying security

Common Stock

Underlying shares

2.74K

Shares owned

2.74K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

18.30K

Owned

18.30K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Unit - 2019 Direct	Common Stock		—	—	2.74K	2.74K
Stock Option Direct	Common Stock	35.05	—	—	5.09K	5.09K
Stock Option Direct	Common Stock	29.2	—	—	4.88K	4.88K
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	2.85K	2.85K
Restricted Stock Unit - 2017 Direct	Common Stock		—	—	2.74K	2.74K
Total					18.30K	18.30K

WICKERSHAM SCOTT W — Insider Transaction (Form 4) Filed Jan 23, 2020 | Finecho