WICKERSHAM SCOTT W (Div VP & General Manager) exercised options at RAVEN INDUSTRIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

WICKERSHAM SCOTT W

Filed: 8/28/2018ACC: 0000082166-18-000086

InsiderWICKERSHAM SCOTT WCIK 1726672

→

IssuerRAVEN INDUSTRIES INCCIK 82166

Officer· Div VP & General Manager

Since Jul 2018

-6.94K

Net shares

Net seller

$337.8K

Total sold

Open market trades

0B · 0S

Total transactions

13.22K acquired · 20.17K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+2.40K

Price / share

$20.10

Trade value

$48.24K

% of position

137.9%

8/27/2018

1.74K→4.14K

Common Stock

Direct

F · Tax Withholding

−1.33K

Price / share

$48.65

Trade value

$64.95K

% of position

32.2%

8/27/2018

4.14K→2.81K

Common Stock

Direct

M · Option Exercise

+9.20K

Price / share

$15.61

Trade value

$143.61K

% of position

328.0%

8/27/2018

2.81K→12.01K

Common Stock

Direct

F · Tax Withholding

−4.47K

Price / share

$48.65

Trade value

$217.66K

% of position

37.3%

8/27/2018

12.01K→7.53K

Common Stock

Direct

M · Option Exercise

+1.63K

Price / share

$29.20

Trade value

$47.45K

% of position

21.6%

8/27/2018

7.53K→9.16K

Common Stock

Direct

F · Tax Withholding

−1.13K

Price / share

$48.65

Trade value

$55.17K

% of position

12.4%

8/27/2018

9.16K→8.02K

Total

Net shares

+6.28K

Net value

-$98.47K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/27/2018	M · Option Exercise	+2.40K	$20.10	$48.24K	137.9%	1.74K	4.14K
Common Stock Direct	8/27/2018	F · Tax Withholding	−1.33K	$48.65	$64.95K	32.2%	4.14K	2.81K
Common Stock Direct	8/27/2018	M · Option Exercise	+9.20K	$15.61	$143.61K	328.0%	2.81K	12.01K
Common Stock Direct	8/27/2018	F · Tax Withholding	−4.47K	$48.65	$217.66K	37.3%	12.01K	7.53K
Common Stock Direct	8/27/2018	M · Option Exercise	+1.63K	$29.20	$47.45K	21.6%	7.53K	9.16K
Common Stock Direct	8/27/2018	F · Tax Withholding	−1.13K	$48.65	$55.17K	12.4%	9.16K	8.02K
Total			+6.28K		-$98.47K

Derivative Transactions3

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

2.40K shares

−2.40K

Strike price

20.1

Held after

800.00

Exercisable

—

8/27/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

9.20K shares

−9.20K

Strike price

15.61

Held after

9.20K

Exercisable

—

8/27/2018

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

1.63K shares

−1.63K

Strike price

29.2

Held after

4.88K

Exercisable

—

8/27/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock2.40K shares	8/27/2018	M · Option Exercise	−2.40K	20.1	—	800.00
Stock Option Direct	Common Stock9.20K shares	8/27/2018	M · Option Exercise	−9.20K	15.61	—	9.20K
Stock Option Direct	Common Stock1.63K shares	8/27/2018	M · Option Exercise	−1.63K	29.2	—	4.88K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)4

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

2.85K

Shares owned

2.85K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2017

Direct

Underlying security

Common Stock

Underlying shares

2.74K

Shares owned

2.74K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2016

Direct

Underlying security

Common Stock

Underlying shares

2.56K

Shares owned

2.56K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

5.09K

Shares owned

5.09K

Exercise price

35.05

Expiration

—

Exercise window

—

Total

Underlying

13.24K

Owned

13.24K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	2.85K	2.85K
Restricted Stock Unit - 2017 Direct	Common Stock		—	—	2.74K	2.74K
Restricted Stock Unit - 2016 Direct	Common Stock		—	—	2.56K	2.56K
Stock Option Direct	Common Stock	35.05	—	—	5.09K	5.09K
Total					13.24K	13.24K