WICKERSHAM SCOTT W

PrivateCIK: 1726672

Location

SIOUX FALLS, SD

WICKERSHAM SCOTT W (Div VP & General Manager) exercised options at RAVEN INDUSTRIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

WICKERSHAM SCOTT W

Filed: 7/10/2018ACC: 0000082166-18-000064

InsiderWICKERSHAM SCOTT WCIK 1726672

→

IssuerRAVEN INDUSTRIES INCCIK 82166

Officer· Div VP & General Manager

Since Jul 2018

-1.90K

Net shares

Net seller

$76.0K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

2.20K acquired · 4.10K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

Shares

+2.20K

Price / share

$32.75

Trade value

$72.05K

% of position

153.1%

7/6/2018

1.44K→3.64K

Common Stock

Direct

F · Tax Withholding

Shares

−1.90K

Price / share

$40.05

Trade value

$75.97K

% of position

52.2%

7/6/2018

3.64K→1.74K

Total

Net shares

+303.00

Net value

-$3.92K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	7/6/2018	M · Option Exercise	+2.20K	$32.75	$72.05K	153.1%	1.44K	3.64K
Common Stock Direct	7/6/2018	F · Tax Withholding	−1.90K	$40.05	$75.97K	52.2%	3.64K	1.74K
Total			+303.00		-$3.92K

Derivative Transactions1

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

2.20K shares

Shares

−2.20K

Strike price

32.75

Held after

0.00

Exercisable

—

7/6/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock2.20K shares	7/6/2018	M · Option Exercise	−2.20K	32.75	—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)7

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

3.20K

Shares owned

3.20K

Exercise price

20.1

Expiration

—

Exercise window

—

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

2.85K

Shares owned

2.85K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

18.40K

Shares owned

18.40K

Exercise price

15.61

Expiration

—

Exercise window

—

Restricted Stock Unit - 2016

Direct

Underlying security

Common Stock

Underlying shares

2.56K

Shares owned

2.56K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

5.09K

Shares owned

5.09K

Exercise price

35.05

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

6.50K

Shares owned

6.50K

Exercise price

29.2

Expiration

—

Exercise window

—

Restricted Stock Unit - 2017

Direct

Underlying security

Common Stock

Underlying shares

2.74K

Shares owned

2.74K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

41.34K

Owned

41.34K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option Direct	Common Stock	20.1	—	—	3.20K	3.20K
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	2.85K	2.85K
Stock Option Direct	Common Stock	15.61	—	—	18.40K	18.40K
Restricted Stock Unit - 2016 Direct	Common Stock		—	—	2.56K	2.56K
Stock Option Direct	Common Stock	35.05	—	—	5.09K	5.09K
Stock Option Direct	Common Stock	29.2	—	—	6.50K	6.50K
Restricted Stock Unit - 2017 Direct	Common Stock		—	—	2.74K	2.74K
Total					41.34K	41.34K

WICKERSHAM SCOTT W — Insider Transaction (Form 4) Filed Jul 10, 2018 | Finecho