WHITWELL RODNEY (SEVP/CAO) sold 40.4% of their position (54.53K shares) of STERLING BANCORP on the open market

Open‑market sale worth $1.14M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 4 sales

WHITWELL RODNEY

Filed: 4/29/2019ACC: 0001209191-19-026450

InsiderWHITWELL RODNEYCIK 1529124

→

IssuerSTERLING BANCORPCIK 1070154

Officer· SEVP/CAO

Since Feb 2019

-54.53K

Net shares

Net seller

$1.14M

Total sold

Open market trades

0B · 4S

Total transactions

54.53K acquired · 109.06K disposed

Non-Derivative Transactions8

Common Stock

Direct

S · Sale

−14.50K

Price / share

$20.99

Trade value

$304.36K

% of position

13.7%

4/26/2019

105.75K→91.25K

Common Stock

Direct

S · Sale

−12K

Price / share

$20.99

Trade value

$251.88K

% of position

9.2%

4/26/2019

129.75K→117.75K

Common Stock

Direct

S · Sale

−12K

Price / share

$20.99

Trade value

$251.88K

% of position

10.2%

4/26/2019

117.75K→105.75K

Common Stock

Direct

S · Sale

−16.03K

Price / share

$20.99

Trade value

$336.43K

% of position

16.6%

4/26/2019

96.59K→80.57K

Common Stock

Direct

M · Option Exercise

+14.50K

Price / share

$9.00

Trade value

$130.50K

% of position

16.6%

4/26/2019

87.22K→101.72K

Common Stock

Direct

M · Option Exercise

+12K

Price / share

$8.73

Trade value

$104.76K

% of position

16.0%

4/26/2019

75.22K→87.22K

Common Stock

Direct

M · Option Exercise

+12K

Price / share

$6.86

Trade value

$82.32K

% of position

11.2%

4/26/2019

107.07K→119.07K

Common Stock

Direct

M · Option Exercise

+16.03K

Price / share

$11.36

Trade value

$182.08K

% of position

14.1%

4/26/2019

113.72K→129.75K

Total

Net shares

+0.00

Net value

-$644.88K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/26/2019	S · Sale	−14.50K	$20.99	$304.36K	13.7%	105.75K	91.25K
Common Stock Direct	4/26/2019	S · Sale	−12K	$20.99	$251.88K	9.2%	129.75K	117.75K
Common Stock Direct	4/26/2019	S · Sale	−12K	$20.99	$251.88K	10.2%	117.75K	105.75K
Common Stock Direct	4/26/2019	S · Sale	−16.03K	$20.99	$336.43K	16.6%	96.59K	80.57K
Common Stock Direct	4/26/2019	M · Option Exercise	+14.50K	$9.00	$130.50K	16.6%	87.22K	101.72K
Common Stock Direct	4/26/2019	M · Option Exercise	+12K	$8.73	$104.76K	16.0%	75.22K	87.22K
Common Stock Direct	4/26/2019	M · Option Exercise	+12K	$6.86	$82.32K	11.2%	107.07K	119.07K
Common Stock Direct	4/26/2019	M · Option Exercise	+16.03K	$11.36	$182.08K	14.1%	113.72K	129.75K
Total			+0.00		-$644.88K

Derivative Transactions4

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

14.50K shares

−14.50K

Strike price

9.00

Held after

0.00

Exercisable

—

4/26/2019

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

12K shares

−12K

Strike price

6.86

Held after

0.00

Exercisable

—

4/26/2019

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

12K shares

−12K

Strike price

8.73

Held after

0.00

Exercisable

—

4/26/2019

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

16.03K shares

−16.03K

Strike price

11.36

Held after

0.00

Exercisable

—

4/26/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Employee Stock Option (right to buy) Direct	Common Stock14.50K shares	4/26/2019	M · Option Exercise	−14.50K	9.00	—
Employee Stock Option (right to buy) Direct	Common Stock12K shares	4/26/2019	M · Option Exercise	−12K	6.86	—
Employee Stock Option (right to buy) Direct	Common Stock12K shares	4/26/2019	M · Option Exercise	−12K	8.73	—
Employee Stock Option (right to buy) Direct	Common Stock16.03K shares	4/26/2019	M · Option Exercise	−16.03K	11.36	—