WHITING JOHN KIMBALL IV enters TECOGEN INC. with 636.00 shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 4/2/2020ACC: 0001537435-20-000014
Officer· General Counsel & Secretary
Since Apr 2020
636.00
Baseline shares
100% direct
636.00
Direct ownership
1 position
110K
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned636.00
Total
636.00 direct636.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 636.00 | Direct |
| Total | 636.00 | 636.00 direct |
Derivative Holdings3
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
N/A
Exercise price
3.8
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
50K
Shares owned
N/A
Exercise price
3.76
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
N/A
Exercise price
2.5
Expiration
—
Exercise window
—
Total
Underlying
110K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 3.8 | — | — | 50K | N/A |
| Stock Option (Right to Buy) Direct | Common Stock | 3.76 | — | — | 50K | N/A |
| Stock Option (Right to Buy) Direct | Common Stock | 2.5 | — | — | 10K | N/A |
| Total | 110K | 0.00 | ||||