WHITEBOX MULTI-STRATEGY PARTNERS LP enters A. M. CASTLE & CO. with 10.61M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 3/31/2020ACC: 0000919574-20-002664
10% Owner
Since Mar 2020
10.61M
Baseline shares
100% direct
10.61M
Direct ownership
1 position
30.99M
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned10.61M
Total
10.61M direct10.61M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 10.61M | Direct |
| Total | 10.61M | 10.61M direct |
Derivative Holdings1
3%/5% Convertible Sr. Secured PIK Toggle Notes due 2024
DirectUnderlying security
Common Stock
Underlying shares
30.99M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
30.99M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| 3%/5% Convertible Sr. Secured PIK Toggle Notes due 2024 Direct | Common Stock | — | — | 30.99M | N/A | |
| Total | 30.99M | 0.00 | ||||