WHITEBOX ASYMMETRIC PARTNERS LP enters SAEXPLORATION HOLDINGS, INC. with 885.34K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

WHITEBOX ASYMMETRIC PARTNERS LP

Filed: 9/17/2018ACC: 0000919574-18-006216

InsiderWHITEBOX ASYMMETRIC PARTNERS LPCIK 1502255

→

IssuerSAEXPLORATION HOLDINGS, INC.CIK 1514732

10% Owner

Since Sep 2018

885.34K

Baseline shares

100% direct

885.34K

Direct ownership

2 positions

12.77M

Derivative underlying

6 instruments

Security positions

All direct

Non-Derivative Holdings2

Common Stock

Direct

Shares owned510.49K

Common Stock

Direct

Shares owned374.85K

Total

885.34K direct885.34K

Security Title	Shares Owned	Ownership Type
Common Stock	510.49K	Direct
Common Stock	374.85K	Direct
Total	885.34K	885.34K direct

Derivative Holdings6

Series D Warrants

Direct

Underlying security

Common Stock

Underlying shares

736.78K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series E Warrants

Direct

Underlying security

Common Stock

Underlying shares

4.31M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series E Warrants

Direct

Underlying security

Common Stock

Underlying shares

5.87M

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series D Warrants

Direct

Underlying security

Common Stock

Underlying shares

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series C Warrants

Direct

Underlying security

Common Stock

Underlying shares

360.59K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Series C Warrants

Direct

Underlying security

Common Stock

Underlying shares

491.07K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

12.77M

Owned

0.00

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Series D Warrants Direct	Common Stock	—	—	736.78K	N/A
Series E Warrants Direct	Common Stock	—	—	4.31M	N/A
Series E Warrants Direct	Common Stock	—	—	5.87M	N/A
Series D Warrants Direct	Common Stock	—	—	1M	N/A
Series C Warrants Direct	Common Stock	—	—	360.59K	N/A
Series C Warrants Direct	Common Stock	—	—	491.07K	N/A
Total				12.77M	0.00