Filed: 5/15/2024ACC: 0001257391-24-000004
📋 What this filing means
WHITEBOX ADVISORS LLC filed this quarterly 13F‑HR report disclosing 336 equity positions with a total reported market value of $4.03B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
336
Positions
$4.03B
Total AUM (reported)
1.63B
Total Shares
Allocation by class
COM$683.03M17.0%
TR UNIT$679.99M16.9%
NOTE 0.750%12/1$242.53M6.0%
NOTE 6.000% 8/1$213.29M5.3%
COM NEW$170.25M4.2%
NOTE 2/1$140.51M3.5%
COM SER C$131.65M3.3%
Portfolio Concentration
Top 3$1.14B28.4%
4–10$882.18M21.9%
11–25$800.26M19.9%
Rest$1.20B29.8%
Top 3 weight
28.4%
Top 10 weight
50.3%
Voting Authority Distribution
Total shares with voting rights: 1.61B
Sole
Full voting authority
1.61B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole336
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings336
Rows:
SPDR S&P 500 ETF TR
SOLEShares1.30M
TypeSH
Market value$679.99M
16.88%
Sole
1.30M
Shared
0.00
None
0.00
MICROSTRATEGY INC
SOLEShares56.60M
TypePRN
Market value$242.53M
6.02%
Sole
56.60M
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares1.60M
TypeSH
Market value$222.42M
5.52%
Sole
1.60M
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares75.05M
TypePRN
Market value$213.29M
5.30%
Sole
75.05M
Shared
0.00
None
0.00
MICROSTRATEGY INC
SOLEShares103.22M
TypePRN
Market value$140.51M
3.49%
Sole
103.22M
Shared
0.00
None
0.00
LIBERTY BROADBAND CORP
SOLEShares2.30M
TypeSH
Market value$131.65M
3.27%
Sole
2.30M
Shared
0.00
None
0.00
FRESHPET INC
SOLEShares67.50M
TypePRN
Market value$121.13M
3.01%
Sole
67.50M
Shared
0.00
None
0.00
AMERICAN AIRLINES GROUP INC
SOLEShares99.47M
TypePRN
Market value$115.29M
2.86%
Sole
99.47M
Shared
0.00
None
0.00
TRANSOCEAN INC
SOLEShares40.53M
TypePRN
Market value$81.75M
2.03%
Sole
40.53M
Shared
0.00
None
0.00
ON SEMICONDUCTOR CORP
SOLEShares53.50M
TypePRN
Market value$78.56M
1.95%
Sole
53.50M
Shared
0.00
None
0.00
IAC INC
SOLEShares1.40M
TypeSH
Market value$74.81M
1.86%
Sole
1.40M
Shared
0.00
None
0.00
ZILLOW GROUP INC
SOLEShares55.80M
TypePRN
Market value$68.73M
1.71%
Sole
55.80M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares500K
TypeSH
Market value$62.98M
1.56%
Sole
500K
Shared
0.00
None
0.00
SEMTECH CORP
SOLEShares63.05M
TypePRN
Market value$61.98M
1.54%
Sole
63.05M
Shared
0.00
None
0.00
NOVA LTD
SOLEShares24.80M
TypePRN
Market value$58.89M
1.46%
Sole
24.80M
Shared
0.00
None
0.00
AMERICAN AIRLS GROUP INC
SOLEShares3.75M
TypeSH
Market value$57.56M
1.43%
Sole
3.75M
Shared
0.00
None
0.00
CARNIVAL CORP
SOLEShares3.44M
TypeSH
Market value$56.24M
1.40%
Sole
3.44M
Shared
0.00
None
0.00
TRIPLE FLAG PRECIOUS METAL
SOLEShares3.53M
TypeSH
Market value$51.04M
1.27%
Sole
3.53M
Shared
0.00
None
0.00
WAYFAIR INC
SOLEShares38.25M
TypePRN
Market value$50.30M
1.25%
Sole
38.25M
Shared
0.00
None
0.00
ATLAS ENERGY SOLUTIONS INC
SOLEShares2.34M
TypeSH
Market value$49.71M
1.23%
Sole
2.34M
Shared
0.00
None
0.00
ENCORE CAP GROUP INC
SOLEShares49.70M
TypePRN
Market value$46.47M
1.15%
Sole
49.70M
Shared
0.00
None
0.00
WOLFSPEED INC
SOLEShares77M
TypePRN
Market value$43.31M
1.08%
Sole
77M
Shared
0.00
None
0.00
SUNNOVA ENERGY INTL INC.
SOLEShares83.32M
TypePRN
Market value$42.16M
1.05%
Sole
83.32M
Shared
0.00
None
0.00
VALARIS LTD
SOLEShares516K
TypeSH
Market value$38.83M
0.96%
Sole
516K
Shared
0.00
None
0.00
BREAD FINANCIAL HOLDINGS INC
SOLEShares1M
TypeSH
Market value$37.24M
0.92%
Sole
1M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 1.30M | SH | $679.99M 16.88% | 1.30M | 0.00 | 0.00 |
MICROSTRATEGY INCSOLE | NOTE 0.750%12/1 | 56.60M | PRN | $242.53M 6.02% | 56.60M | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | COM | 1.60M | SH | $222.42M 5.52% | 1.60M | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | NOTE 6.000% 8/1 | 75.05M | PRN | $213.29M 5.30% | 75.05M | 0.00 | 0.00 |
MICROSTRATEGY INCSOLE | NOTE 2/1 | 103.22M | PRN | $140.51M 3.49% | 103.22M | 0.00 | 0.00 |
LIBERTY BROADBAND CORPSOLE | COM SER C | 2.30M | SH | $131.65M 3.27% | 2.30M | 0.00 | 0.00 |
FRESHPET INCSOLE | NOTE 3.000% 4/0 | 67.50M | PRN | $121.13M 3.01% | 67.50M | 0.00 | 0.00 |
AMERICAN AIRLINES GROUP INCSOLE | NOTE 6.500% 7/0 | 99.47M | PRN | $115.29M 2.86% | 99.47M | 0.00 | 0.00 |
TRANSOCEAN INCSOLE | DEB 4.625% 9/3 | 40.53M | PRN | $81.75M 2.03% | 40.53M | 0.00 | 0.00 |
ON SEMICONDUCTOR CORPSOLE | NOTE 5/0 | 53.50M | PRN | $78.56M 1.95% | 53.50M | 0.00 | 0.00 |
IAC INCSOLE | COM NEW | 1.40M | SH | $74.81M 1.86% | 1.40M | 0.00 | 0.00 |
ZILLOW GROUP INCSOLE | NOTE 1.375% 9/0 | 55.80M | PRN | $68.73M 1.71% | 55.80M | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | INDL | 500K | SH | $62.98M 1.56% | 500K | 0.00 | 0.00 |
SEMTECH CORPSOLE | NOTE 1.625%11/0 | 63.05M | PRN | $61.98M 1.54% | 63.05M | 0.00 | 0.00 |
NOVA LTDSOLE | NOTE 10/1 | 24.80M | PRN | $58.89M 1.46% | 24.80M | 0.00 | 0.00 |
AMERICAN AIRLS GROUP INCSOLE | COM | 3.75M | SH | $57.56M 1.43% | 3.75M | 0.00 | 0.00 |
CARNIVAL CORPSOLE | UNIT 99/99/9999 | 3.44M | SH | $56.24M 1.40% | 3.44M | 0.00 | 0.00 |
TRIPLE FLAG PRECIOUS METALSOLE | COM | 3.53M | SH | $51.04M 1.27% | 3.53M | 0.00 | 0.00 |
WAYFAIR INCSOLE | NOTE 3.250% 9/1 | 38.25M | PRN | $50.30M 1.25% | 38.25M | 0.00 | 0.00 |
ATLAS ENERGY SOLUTIONS INCSOLE | COM NEW | 2.34M | SH | $49.71M 1.23% | 2.34M | 0.00 | 0.00 |
ENCORE CAP GROUP INCSOLE | NOTE 4.000% 3/1 | 49.70M | PRN | $46.47M 1.15% | 49.70M | 0.00 | 0.00 |
WOLFSPEED INCSOLE | NOTE 1.875%12/0 | 77M | PRN | $43.31M 1.08% | 77M | 0.00 | 0.00 |
SUNNOVA ENERGY INTL INC.SOLE | NOTE 0.250%12/0 | 83.32M | PRN | $42.16M 1.05% | 83.32M | 0.00 | 0.00 |
VALARIS LTDSOLE | CL A | 516K | SH | $38.83M 0.96% | 516K | 0.00 | 0.00 |
BREAD FINANCIAL HOLDINGS INCSOLE | COM | 1M | SH | $37.24M 0.92% | 1M | 0.00 | 0.00 |
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