Filed: 2/14/2024ACC: 0001257391-24-000002
📋 What this filing means
WHITEBOX ADVISORS LLC filed this quarterly 13F‑HR report disclosing 332 equity positions with a total reported market value of $3.65B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
332
Positions
$3.65B
Total AUM (reported)
1.53B
Total Shares
Allocation by class
PUT$1.36B37.2%
NOTE 6.000% 8/1$215.76M5.9%
COM SER C$157.22M4.3%
COM$157.12M4.3%
COM NEW$115.75M3.2%
NOTE 6.500% 7/0$115.15M3.2%
NOTE 0.750%12/1$101.41M2.8%
Portfolio Concentration
Top 3$861.41M23.6%
4–10$792.74M21.7%
11–25$787.61M21.6%
Rest$1.21B33.1%
Top 3 weight
23.6%
Top 10 weight
45.3%
Voting Authority Distribution
Total shares with voting rights: 1.53B
Sole
Full voting authority
1.53B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole332
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings332
Rows:
SPDR S&P 500 ETF TR
SOLEShares922.50K
TypeSH
Market value$438.47M
12.02%
Sole
922.50K
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares81.05M
TypePRN
Market value$215.76M
5.91%
Sole
81.05M
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares1.60M
TypeSH
Market value$207.18M
5.68%
Sole
1.60M
Shared
0.00
None
0.00
LIBERTY BROADBAND CORP
SOLEShares1.95M
TypeSH
Market value$157.22M
4.31%
Sole
1.95M
Shared
0.00
None
0.00
AMERICAN AIRLS GROUP INC
SOLEShares10.15M
TypeSH
Market value$139.46M
3.82%
Sole
10.15M
Shared
0.00
None
0.00
AMERICAN AIRLINES GROUP INC
SOLEShares103.97M
TypePRN
Market value$115.15M
3.16%
Sole
103.97M
Shared
0.00
None
0.00
MICROSTRATEGY INC
SOLEShares61.60M
TypePRN
Market value$101.41M
2.78%
Sole
61.60M
Shared
0.00
None
0.00
CARNIVAL CORP
SOLEShares5.10M
TypeSH
Market value$94.55M
2.59%
Sole
5.10M
Shared
0.00
None
0.00
TRANSOCEAN INC
SOLEShares45.53M
TypePRN
Market value$94.20M
2.58%
Sole
45.53M
Shared
0.00
None
0.00
ON SEMICONDUCTOR CORP
SOLEShares55.50M
TypePRN
Market value$90.74M
2.49%
Sole
55.50M
Shared
0.00
None
0.00
ZILLOW GROUP INC
SOLEShares58.40M
TypePRN
Market value$79.59M
2.18%
Sole
58.40M
Shared
0.00
None
0.00
SUNNOVA ENERGY INTL INC.
SOLEShares105.65M
TypePRN
Market value$71.58M
1.96%
Sole
105.65M
Shared
0.00
None
0.00
APPLE INC
SOLEShares350K
TypeSH
Market value$67.39M
1.85%
Sole
350K
Shared
0.00
None
0.00
IAC INC
SOLEShares1.28M
TypeSH
Market value$67.09M
1.84%
Sole
1.28M
Shared
0.00
None
0.00
MICROSTRATEGY INC
SOLEShares70.80M
TypePRN
Market value$61.20M
1.68%
Sole
70.80M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares500K
TypeSH
Market value$56.99M
1.56%
Sole
500K
Shared
0.00
None
0.00
TRIPLE FLAG PRECIOUS METAL
SOLEShares3.57M
TypeSH
Market value$47.49M
1.30%
Sole
3.57M
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares150K
TypeSH
Market value$46.43M
1.27%
Sole
150K
Shared
0.00
None
0.00
WOLFSPEED INC
SOLEShares65M
TypePRN
Market value$44.30M
1.21%
Sole
65M
Shared
0.00
None
0.00
WOLFSPEED INC
SOLEShares1M
TypeSH
Market value$43.51M
1.19%
Sole
1M
Shared
0.00
None
0.00
GRIFOLS S A
SOLEShares3.68M
TypeSH
Market value$42.52M
1.17%
Sole
3.68M
Shared
0.00
None
0.00
SEMTECH CORP
SOLEShares48.55M
TypePRN
Market value$41.49M
1.14%
Sole
48.55M
Shared
0.00
None
0.00
WAYFAIR INC
SOLEShares33M
TypePRN
Market value$40.63M
1.11%
Sole
33M
Shared
0.00
None
0.00
NOVA LTD
SOLEShares22M
TypePRN
Market value$40.55M
1.11%
Sole
22M
Shared
0.00
None
0.00
COINBASE GLOBAL INC
SOLEShares40.70M
TypePRN
Market value$36.86M
1.01%
Sole
40.70M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 922.50K | SH | $438.47M 12.02% | 922.50K | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | NOTE 6.000% 8/1 | 81.05M | PRN | $215.76M 5.91% | 81.05M | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | PUT | 1.60M | SH | $207.18M 5.68% | 1.60M | 0.00 | 0.00 |
LIBERTY BROADBAND CORPSOLE | COM SER C | 1.95M | SH | $157.22M 4.31% | 1.95M | 0.00 | 0.00 |
AMERICAN AIRLS GROUP INCSOLE | PUT | 10.15M | SH | $139.46M 3.82% | 10.15M | 0.00 | 0.00 |
AMERICAN AIRLINES GROUP INCSOLE | NOTE 6.500% 7/0 | 103.97M | PRN | $115.15M 3.16% | 103.97M | 0.00 | 0.00 |
MICROSTRATEGY INCSOLE | NOTE 0.750%12/1 | 61.60M | PRN | $101.41M 2.78% | 61.60M | 0.00 | 0.00 |
CARNIVAL CORPSOLE | PUT | 5.10M | SH | $94.55M 2.59% | 5.10M | 0.00 | 0.00 |
TRANSOCEAN INCSOLE | DEB 4.625% 9/3 | 45.53M | PRN | $94.20M 2.58% | 45.53M | 0.00 | 0.00 |
ON SEMICONDUCTOR CORPSOLE | NOTE 5/0 | 55.50M | PRN | $90.74M 2.49% | 55.50M | 0.00 | 0.00 |
ZILLOW GROUP INCSOLE | NOTE 1.375% 9/0 | 58.40M | PRN | $79.59M 2.18% | 58.40M | 0.00 | 0.00 |
SUNNOVA ENERGY INTL INC.SOLE | NOTE 0.250%12/0 | 105.65M | PRN | $71.58M 1.96% | 105.65M | 0.00 | 0.00 |
APPLE INCSOLE | PUT | 350K | SH | $67.39M 1.85% | 350K | 0.00 | 0.00 |
IAC INCSOLE | COM NEW | 1.28M | SH | $67.09M 1.84% | 1.28M | 0.00 | 0.00 |
MICROSTRATEGY INCSOLE | NOTE 2/1 | 70.80M | PRN | $61.20M 1.68% | 70.80M | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | PUT | 500K | SH | $56.99M 1.56% | 500K | 0.00 | 0.00 |
TRIPLE FLAG PRECIOUS METALSOLE | COM | 3.57M | SH | $47.49M 1.30% | 3.57M | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | PUT | 150K | SH | $46.43M 1.27% | 150K | 0.00 | 0.00 |
WOLFSPEED INCSOLE | NOTE 1.875%12/0 | 65M | PRN | $44.30M 1.21% | 65M | 0.00 | 0.00 |
WOLFSPEED INCSOLE | PUT | 1M | SH | $43.51M 1.19% | 1M | 0.00 | 0.00 |
GRIFOLS S ASOLE | SP ADR REP B NVT | 3.68M | SH | $42.52M 1.17% | 3.68M | 0.00 | 0.00 |
SEMTECH CORPSOLE | NOTE 1.625%11/0 | 48.55M | PRN | $41.49M 1.14% | 48.55M | 0.00 | 0.00 |
WAYFAIR INCSOLE | NOTE 3.250% 9/1 | 33M | PRN | $40.63M 1.11% | 33M | 0.00 | 0.00 |
NOVA LTDSOLE | NOTE 10/1 | 22M | PRN | $40.55M 1.11% | 22M | 0.00 | 0.00 |
COINBASE GLOBAL INCSOLE | NOTE 0.500% 6/0 | 40.70M | PRN | $36.86M 1.01% | 40.70M | 0.00 | 0.00 |
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