Filed: 11/14/2023ACC: 0001257391-23-000007
📋 What this filing means
WHITEBOX ADVISORS LLC filed this quarterly 13F‑HR report disclosing 384 equity positions with a total reported market value of $3.16B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
384
Positions
$3.16B
Total AUM (reported)
1.42B
Total Shares
Allocation by class
COM$755.30M23.9%
TR UNIT$406.11M12.8%
COM SER C$160.26M5.1%
NOTE 6.000% 8/1$142.44M4.5%
DEB 4.625% 9/3$118.13M3.7%
NOTE 6.500% 7/0$113.35M3.6%
NOTE 5/0$99.90M3.2%
Portfolio Concentration
Top 3$731.61M23.1%
4–10$806.70M25.5%
11–25$695.96M22.0%
Rest$926.79M29.3%
Top 3 weight
23.1%
Top 10 weight
48.7%
Voting Authority Distribution
Total shares with voting rights: 1.41B
Sole
Full voting authority
1.41B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole384
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings384
Rows:
SPDR S&P 500 ETF TR
SOLEShares950K
TypeSH
Market value$406.11M
12.85%
Sole
950K
Shared
0.00
None
0.00
AMERICAN AIRLS GROUP INC
SOLEShares12.90M
TypeSH
Market value$165.25M
5.23%
Sole
12.90M
Shared
0.00
None
0.00
LIBERTY BROADBAND CORP
SOLEShares1.75M
TypeSH
Market value$160.26M
5.07%
Sole
1.75M
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares1.60M
TypeSH
Market value$147.42M
4.66%
Sole
1.60M
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares72.25M
TypePRN
Market value$142.44M
4.51%
Sole
72.25M
Shared
0.00
None
0.00
TRANSOCEAN INC
SOLEShares45.54M
TypePRN
Market value$118.13M
3.74%
Sole
45.54M
Shared
0.00
None
0.00
AMERICAN AIRLINES GROUP INC
SOLEShares106.23M
TypePRN
Market value$113.35M
3.59%
Sole
106.23M
Shared
0.00
None
0.00
ON SEMICONDUCTOR CORP
SOLEShares55.50M
TypePRN
Market value$99.90M
3.16%
Sole
55.50M
Shared
0.00
None
0.00
APPLE INC
SOLEShares557.20K
TypeSH
Market value$95.40M
3.02%
Sole
557.20K
Shared
0.00
None
0.00
ZILLOW GROUP INC
SOLEShares75.59M
TypePRN
Market value$90.06M
2.85%
Sole
75.59M
Shared
0.00
None
0.00
MICROSTRATEGY INC
SOLEShares67.90M
TypePRN
Market value$73.08M
2.31%
Sole
67.90M
Shared
0.00
None
0.00
CARNIVAL CORP
SOLEShares5.10M
TypeSH
Market value$69.97M
2.21%
Sole
5.10M
Shared
0.00
None
0.00
SUNNOVA ENERGY INTL INC.
SOLEShares105.15M
TypePRN
Market value$67.77M
2.14%
Sole
105.15M
Shared
0.00
None
0.00
MICROSTRATEGY INC
SOLEShares77.80M
TypePRN
Market value$54.17M
1.71%
Sole
77.80M
Shared
0.00
None
0.00
GULFPORT ENERGY CORP
SOLEShares401.75K
TypeSH
Market value$47.67M
1.51%
Sole
401.75K
Shared
0.00
None
0.00
TRIPLE FLAG PRECIOUS METAL
SOLEShares3.57M
TypeSH
Market value$46.65M
1.48%
Sole
3.57M
Shared
0.00
None
0.00
IAC INC
SOLEShares893.89K
TypeSH
Market value$45.04M
1.42%
Sole
893.89K
Shared
0.00
None
0.00
WAYFAIR INC
SOLEShares36.50M
TypePRN
Market value$43.95M
1.39%
Sole
36.50M
Shared
0.00
None
0.00
VALARIS LTD
SOLEShares526K
TypeSH
Market value$39.44M
1.25%
Sole
526K
Shared
0.00
None
0.00
WOLFSPEED INC
SOLEShares1M
TypeSH
Market value$38.10M
1.21%
Sole
1M
Shared
0.00
None
0.00
TIDEWATER INC NEW
SOLEShares500K
TypeSH
Market value$35.53M
1.12%
Sole
0.00
Shared
0.00
None
0.00
ARRAY TECHNOLOGIES INC
SOLEShares30.45M
TypePRN
Market value$34.68M
1.10%
Sole
30.45M
Shared
0.00
None
0.00
NOVA LTD
SOLEShares22M
TypePRN
Market value$33.80M
1.07%
Sole
22M
Shared
0.00
None
0.00
WOLFSPEED INC
SOLEShares31.21M
TypePRN
Market value$33.53M
1.06%
Sole
31.21M
Shared
0.00
None
0.00
UNITED AIRLS HLDGS INC
SOLEShares770K
TypeSH
Market value$32.57M
1.03%
Sole
770K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 950K | SH | $406.11M 12.85% | 950K | 0.00 | 0.00 |
AMERICAN AIRLS GROUP INCSOLE | COM | 12.90M | SH | $165.25M 5.23% | 12.90M | 0.00 | 0.00 |
LIBERTY BROADBAND CORPSOLE | COM SER C | 1.75M | SH | $160.26M 5.07% | 1.75M | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | COM | 1.60M | SH | $147.42M 4.66% | 1.60M | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | NOTE 6.000% 8/1 | 72.25M | PRN | $142.44M 4.51% | 72.25M | 0.00 | 0.00 |
TRANSOCEAN INCSOLE | DEB 4.625% 9/3 | 45.54M | PRN | $118.13M 3.74% | 45.54M | 0.00 | 0.00 |
AMERICAN AIRLINES GROUP INCSOLE | NOTE 6.500% 7/0 | 106.23M | PRN | $113.35M 3.59% | 106.23M | 0.00 | 0.00 |
ON SEMICONDUCTOR CORPSOLE | NOTE 5/0 | 55.50M | PRN | $99.90M 3.16% | 55.50M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 557.20K | SH | $95.40M 3.02% | 557.20K | 0.00 | 0.00 |
ZILLOW GROUP INCSOLE | NOTE 1.375% 9/0 | 75.59M | PRN | $90.06M 2.85% | 75.59M | 0.00 | 0.00 |
MICROSTRATEGY INCSOLE | NOTE 0.750%12/1 | 67.90M | PRN | $73.08M 2.31% | 67.90M | 0.00 | 0.00 |
CARNIVAL CORPSOLE | COMMON STOCK | 5.10M | SH | $69.97M 2.21% | 5.10M | 0.00 | 0.00 |
SUNNOVA ENERGY INTL INC.SOLE | NOTE 0.250%12/0 | 105.15M | PRN | $67.77M 2.14% | 105.15M | 0.00 | 0.00 |
MICROSTRATEGY INCSOLE | NOTE 2/1 | 77.80M | PRN | $54.17M 1.71% | 77.80M | 0.00 | 0.00 |
GULFPORT ENERGY CORPSOLE | COMMON SHARES | 401.75K | SH | $47.67M 1.51% | 401.75K | 0.00 | 0.00 |
TRIPLE FLAG PRECIOUS METALSOLE | COM | 3.57M | SH | $46.65M 1.48% | 3.57M | 0.00 | 0.00 |
IAC INCSOLE | COM NEW | 893.89K | SH | $45.04M 1.42% | 893.89K | 0.00 | 0.00 |
WAYFAIR INCSOLE | NOTE 3.250% 9/1 | 36.50M | PRN | $43.95M 1.39% | 36.50M | 0.00 | 0.00 |
VALARIS LTDSOLE | CL A | 526K | SH | $39.44M 1.25% | 526K | 0.00 | 0.00 |
WOLFSPEED INCSOLE | COM | 1M | SH | $38.10M 1.21% | 1M | 0.00 | 0.00 |
TIDEWATER INC NEWSOLE | COM | 500K | SH | $35.53M 1.12% | 0.00 | 0.00 | 0.00 |
ARRAY TECHNOLOGIES INCSOLE | NOTE 1.000%12/0 | 30.45M | PRN | $34.68M 1.10% | 30.45M | 0.00 | 0.00 |
NOVA LTDSOLE | NOTE 10/1 | 22M | PRN | $33.80M 1.07% | 22M | 0.00 | 0.00 |
WOLFSPEED INCSOLE | NOTE 1.750% 5/0 | 31.21M | PRN | $33.53M 1.06% | 31.21M | 0.00 | 0.00 |
UNITED AIRLS HLDGS INCSOLE | COM | 770K | SH | $32.57M 1.03% | 770K | 0.00 | 0.00 |
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