Filed: 8/14/2023ACC: 0001257391-23-000005
📋 What this filing means
WHITEBOX ADVISORS LLC filed this quarterly 13F‑HR report disclosing 437 equity positions with a total reported market value of $3.69B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
437
Positions
$3.69B
Total AUM (reported)
1.50B
Total Shares
Allocation by class
COM$840.42M22.8%
TR UNIT$740.72M20.1%
NOTE 6.500% 7/0$136.08M3.7%
COM SER C$117.79M3.2%
COMMON STOCK$116.14M3.2%
CL A$103.80M2.8%
NOTE 1.375% 9/0$103.60M2.8%
Portfolio Concentration
Top 3$1.09B29.7%
4–10$722.34M19.6%
11–25$740.88M20.1%
Rest$1.13B30.6%
Top 3 weight
29.7%
Top 10 weight
49.3%
Voting Authority Distribution
Total shares with voting rights: 1.50B
Sole
Full voting authority
1.50B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole437
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings437
Rows:
SPDR S&P 500 ETF TR
SOLEShares1.67M
TypeSH
Market value$740.72M
20.10%
Sole
1.67M
Shared
0.00
None
0.00
AMERICAN AIRLS GROUP INC
SOLEShares10.40M
TypeSH
Market value$186.58M
5.06%
Sole
10.40M
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares1.60M
TypeSH
Market value$165.98M
4.50%
Sole
1.60M
Shared
0.00
None
0.00
AMERICAN AIRLINES GROUP INC
SOLEShares106.23M
TypePRN
Market value$136.08M
3.69%
Sole
106.23M
Shared
0.00
None
0.00
LIBERTY BROADBAND CORP
SOLEShares1.47M
TypeSH
Market value$117.79M
3.20%
Sole
1.47M
Shared
0.00
None
0.00
ZILLOW GROUP INC
SOLEShares82.39M
TypePRN
Market value$103.60M
2.81%
Sole
82.39M
Shared
0.00
None
0.00
CARNIVAL CORP
SOLEShares5.10M
TypeSH
Market value$96.03M
2.61%
Sole
5.10M
Shared
0.00
None
0.00
ON SEMICONDUCTOR CORP
SOLEShares50.50M
TypePRN
Market value$92.74M
2.52%
Sole
50.50M
Shared
0.00
None
0.00
COPA HOLDINGS SA
SOLEShares41.99M
TypePRN
Market value$92.72M
2.52%
Sole
41.99M
Shared
0.00
None
0.00
SUNNOVA ENERGY INTL INC.
SOLEShares106.40M
TypePRN
Market value$83.36M
2.26%
Sole
106.40M
Shared
0.00
None
0.00
MICROSTRATEGY INC
SOLEShares67.90M
TypePRN
Market value$73.42M
1.99%
Sole
67.90M
Shared
0.00
None
0.00
WIX COM LTD
SOLEShares66.12M
TypePRN
Market value$66.11M
1.79%
Sole
66.12M
Shared
0.00
None
0.00
GULFPORT ENERGY CORP
SOLEShares562.81K
TypeSH
Market value$59.13M
1.60%
Sole
562.81K
Shared
0.00
None
0.00
APPLE INC
SOLEShares300K
TypeSH
Market value$58.19M
1.58%
Sole
300K
Shared
0.00
None
0.00
MICROSTRATEGY INC
SOLEShares80.80M
TypePRN
Market value$53.41M
1.45%
Sole
80.80M
Shared
0.00
None
0.00
CATERPILLAR INC
SOLEShares200K
TypeSH
Market value$49.21M
1.34%
Sole
200K
Shared
0.00
None
0.00
TRIPLE FLAG PRECIOUS METAL
SOLEShares3.57M
TypeSH
Market value$49.16M
1.33%
Sole
3.57M
Shared
0.00
None
0.00
IAC INC
SOLEShares717.78K
TypeSH
Market value$45.08M
1.22%
Sole
717.78K
Shared
0.00
None
0.00
MARATHON DIGITAL HOLDINGS IN
SOLEShares81.48M
TypePRN
Market value$44.21M
1.20%
Sole
81.48M
Shared
0.00
None
0.00
WOLFSPEED INC
SOLEShares32.71M
TypePRN
Market value$44.11M
1.20%
Sole
32.71M
Shared
0.00
None
0.00
UNITED AIRLS HLDGS INC
SOLEShares770K
TypeSH
Market value$42.25M
1.15%
Sole
770K
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares200K
TypeSH
Market value$41.50M
1.13%
Sole
200K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares100K
TypeSH
Market value$40.52M
1.10%
Sole
100K
Shared
0.00
None
0.00
NOVA LTD
SOLEShares24.50M
TypePRN
Market value$39.15M
1.06%
Sole
24.50M
Shared
0.00
None
0.00
WILLIS TOWERS WATSON PLC LTD
SOLEShares150.47K
TypeSH
Market value$35.43M
0.96%
Sole
150.47K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 1.67M | SH | $740.72M 20.10% | 1.67M | 0.00 | 0.00 |
AMERICAN AIRLS GROUP INCSOLE | COM | 10.40M | SH | $186.58M 5.06% | 10.40M | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | COM | 1.60M | SH | $165.98M 4.50% | 1.60M | 0.00 | 0.00 |
AMERICAN AIRLINES GROUP INCSOLE | NOTE 6.500% 7/0 | 106.23M | PRN | $136.08M 3.69% | 106.23M | 0.00 | 0.00 |
LIBERTY BROADBAND CORPSOLE | COM SER C | 1.47M | SH | $117.79M 3.20% | 1.47M | 0.00 | 0.00 |
ZILLOW GROUP INCSOLE | NOTE 1.375% 9/0 | 82.39M | PRN | $103.60M 2.81% | 82.39M | 0.00 | 0.00 |
CARNIVAL CORPSOLE | COMMON STOCK | 5.10M | SH | $96.03M 2.61% | 5.10M | 0.00 | 0.00 |
ON SEMICONDUCTOR CORPSOLE | NOTE 5/0 | 50.50M | PRN | $92.74M 2.52% | 50.50M | 0.00 | 0.00 |
COPA HOLDINGS SASOLE | NOTE 4.500% 4/1 | 41.99M | PRN | $92.72M 2.52% | 41.99M | 0.00 | 0.00 |
SUNNOVA ENERGY INTL INC.SOLE | NOTE 0.250%12/0 | 106.40M | PRN | $83.36M 2.26% | 106.40M | 0.00 | 0.00 |
MICROSTRATEGY INCSOLE | NOTE 0.750%12/1 | 67.90M | PRN | $73.42M 1.99% | 67.90M | 0.00 | 0.00 |
WIX COM LTDSOLE | NOTE 7/0 | 66.12M | PRN | $66.11M 1.79% | 66.12M | 0.00 | 0.00 |
GULFPORT ENERGY CORPSOLE | COMMON SHARES | 562.81K | SH | $59.13M 1.60% | 562.81K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 300K | SH | $58.19M 1.58% | 300K | 0.00 | 0.00 |
MICROSTRATEGY INCSOLE | NOTE 2/1 | 80.80M | PRN | $53.41M 1.45% | 80.80M | 0.00 | 0.00 |
CATERPILLAR INCSOLE | COM | 200K | SH | $49.21M 1.34% | 200K | 0.00 | 0.00 |
TRIPLE FLAG PRECIOUS METALSOLE | COM | 3.57M | SH | $49.16M 1.33% | 3.57M | 0.00 | 0.00 |
IAC INCSOLE | COM NEW | 717.78K | SH | $45.08M 1.22% | 717.78K | 0.00 | 0.00 |
MARATHON DIGITAL HOLDINGS INSOLE | NOTE 1.000%12/0 | 81.48M | PRN | $44.21M 1.20% | 81.48M | 0.00 | 0.00 |
WOLFSPEED INCSOLE | NOTE 1.750% 5/0 | 32.71M | PRN | $44.11M 1.20% | 32.71M | 0.00 | 0.00 |
UNITED AIRLS HLDGS INCSOLE | COM | 770K | SH | $42.25M 1.15% | 770K | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 200K | SH | $41.50M 1.13% | 200K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 100K | SH | $40.52M 1.10% | 100K | 0.00 | 0.00 |
NOVA LTDSOLE | NOTE 10/1 | 24.50M | PRN | $39.15M 1.06% | 24.50M | 0.00 | 0.00 |
WILLIS TOWERS WATSON PLC LTDSOLE | SHS | 150.47K | SH | $35.43M 0.96% | 150.47K | 0.00 | 0.00 |
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