WHITEBOX ADVISORS LLC

PrivateCIK: 1257391
Location

MINNEAPOLIS, MN

WHITEBOX ADVISORS LLC reported 2 transactions at A. M. CASTLE & CO.

Review the transaction codes below to understand the nature of each event.

InsiderWHITEBOX ADVISORS LLCCIK 1257391
IssuerA. M. CASTLE & CO.CIK 18172
10% Owner
Since Mar 2020
+41.18M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
41.18M acquired
Non-Derivative Transactions2

Common Stock

Indirect
J · J

Shares

+20.95M

Price / share

Trade value

% of position

5225.1%
3/27/2020
400.87K21.35M

Common Stock

Indirect
J · J

Shares

+20.23M

Price / share

Trade value

% of position

5310.1%
3/27/2020
380.96K20.61M
Total

Net shares

+41.18M

Net value

$0.00

Derivative Transactions4

5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022

Indirect
J · J
Converts to

Common Stock

Shares

N/A

Strike price

Held after

0.00

Exercisable

3/27/2020

5.0% / 7.0% Convertible Sr Secured PIK Toggle Notes due 2022

Indirect
J · J
Converts to

Common Stock

Shares

N/A

Strike price

Held after

0.00

Exercisable

3/27/2020

3.00% / 5.00% Convertible Senior Secured Notes due 2024

Indirect
J · J
Converts to

Common Stock

62.22M shares

Shares

+N/A

Strike price

Held after

N/A

Exercisable

3/27/2020

3.00% / 5.00% Convertible Senior Secured Notes due 2024

Indirect
J · J
Converts to

Common Stock

60.09M shares

Shares

+N/A

Strike price

Held after

N/A

Exercisable

3/27/2020
WHITEBOX ADVISORS LLC — Insider Transaction (Form 4) Filed Mar 31, 2020 | Finecho