WHIPPLEWOOD ADVISORS, LLC

Filed: 10/20/2026ACC: 0002052510-26-000005

📋 What this filing means

WHIPPLEWOOD ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 200 equity positions with a total reported market value of $148.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

200

Positions

$148.33M

Total AUM (reported)

4.80M

Total Shares

Allocation by class

EXCHANGE TRADED FUND$108.98M73.5%

CLOSED-END FUND$19.80M13.3%

COMMON / ORDINARY STOCK$16.11M10.9%

MASTER LIMITED PARTNERSHIP$2.71M1.8%

CLOSED-END REIT$720.7K0.5%

AMERICAN DEPOSITORY RECEIPTS ADR$2.2K0.0%

Portfolio Concentration

Top 3$36.40M24.5%

4–10$24.33M16.4%

11–25$31.64M21.3%

Rest$55.95M37.7%

Top 3 weight

24.5%

Top 10 weight

40.9%

Voting Authority Distribution

Total shares with voting rights: 4.80M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.80M

% of voting shares100.0%

Investment Discretion (by position count)

Sole200

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings200

Rows:

JANUS DETROIT STR TR

SOLE

Exchange Traded Fund

Shares399.28K

TypeSH

Market value$20.15M

13.59%

Sole

0.00

Shared

0.00

None

399.28K

ELEVATION SERIES TRUST

SOLE

Exchange Traded Fund

Shares437.59K

TypeSH

Market value$12.23M

8.25%

Sole

0.00

Shared

0.00

None

437.59K

ISHARES TR

SOLE

Exchange Traded Fund

Shares12.66K

TypeSH

Market value$4.02M

2.71%

Sole

0.00

Shared

0.00

None

12.66K

VANGUARD SPECIALIZED FUNDS

SOLE

Exchange Traded Fund

Shares16.96K

TypeSH

Market value$3.96M

2.67%

Sole

0.00

Shared

0.00

None

16.96K

ARES CAPITAL CORP

SOLE

Closed-end Fund

Shares198.09K

TypeSH

Market value$3.78M

2.55%

Sole

0.00

Shared

0.00

None

198.09K

INNOVATOR ETFS TRUST

SOLE

Exchange Traded Fund

Shares104.08K

TypeSH

Market value$3.64M

2.45%

Sole

0.00

Shared

0.00

None

104.08K

BLACKSTONE SECD LENDING FD

SOLE

Common / Ordinary Stock

Shares140.12K

TypeSH

Market value$3.36M

2.27%

Sole

0.00

Shared

0.00

None

140.12K

VANGUARD WHITEHALL FDS

SOLE

Exchange Traded Fund

Shares34.85K

TypeSH

Market value$3.29M

2.22%

Sole

0.00

Shared

0.00

None

34.85K

VANGUARD TAX-MANAGED FDS

SOLE

Exchange Traded Fund

Shares46.01K

TypeSH

Market value$3.25M

2.19%

Sole

0.00

Shared

0.00

None

46.01K

J P MORGAN EXCHANGE TRADED F

SOLE

Exchange Traded Fund

Shares59.39K

TypeSH

Market value$3.05M

2.06%

Sole

0.00

Shared

0.00

None

59.39K

J P MORGAN EXCHANGE TRADED F

SOLE

Exchange Traded Fund

Shares66.19K

TypeSH

Market value$2.96M

2.00%

Sole

0.00

Shared

0.00

None

66.19K

SCHWAB STRATEGIC TR

SOLE

Exchange Traded Fund

Shares55.13K

TypeSH

Market value$2.96M

2.00%

Sole

0.00

Shared

0.00

None

55.13K

VANGUARD INTL EQUITY INDEX F

SOLE

Exchange Traded Fund

Shares17.41K

TypeSH

Market value$2.75M

1.85%

Sole

0.00

Shared

0.00

None

17.41K

APPLE INC

SOLE

Common / Ordinary Stock

Shares7.50K

TypeSH

Market value$2.50M

1.68%

Sole

0.00

Shared

0.00

None

7.50K

J P MORGAN EXCHANGE TRADED F

SOLE

Exchange Traded Fund

Shares41.12K

TypeSH

Market value$2.31M

1.56%

Sole

0.00

Shared

0.00

None

41.12K

ENTERPRISE PRODS PARTNERS L

SOLE

Master Limited Partnership

Shares59.95K

TypeSH

Market value$2.13M

1.44%

Sole

0.00

Shared

0.00

None

59.95K

AB ACTIVE ETFS INC

SOLE

Exchange Traded Fund

Shares84.93K

TypeSH

Market value$2.09M

1.41%

Sole

0.00

Shared

0.00

None

84.93K

ISHARES TR

SOLE

Exchange Traded Fund

Shares44.76K

TypeSH

Market value$1.97M

1.33%

Sole

0.00

Shared

0.00

None

44.76K

WESTERN ASSET PREMIER BD FD

SOLE

Closed-end Fund

Shares195.36K

TypeSH

Market value$1.95M

1.31%

Sole

0.00

Shared

0.00

None

195.36K

SCHWAB STRATEGIC TR

SOLE

Exchange Traded Fund

Shares56.58K

TypeSH

Market value$1.78M

1.20%

Sole

0.00

Shared

0.00

None

56.58K

VANGUARD INTL EQUITY INDEX F

SOLE

Exchange Traded Fund

Shares29.48K

TypeSH

Market value$1.75M

1.18%

Sole

0.00

Shared

0.00

None

29.48K

ISHARES TR

SOLE

Exchange Traded Fund

Shares2.16K

TypeSH

Market value$1.65M

1.11%

Sole

0.00

Shared

0.00

None

2.16K

GOLUB CAP BDC INC

SOLE

Common / Ordinary Stock

Shares130.06K

TypeSH

Market value$1.64M

1.11%

Sole

0.00

Shared

0.00

None

130.06K

SCHWAB STRATEGIC TR

SOLE

Exchange Traded Fund

Shares38.19K

TypeSH

Market value$1.60M

1.08%

Sole

0.00

Shared

0.00

None

38.19K

ISHARES INC

SOLE

Exchange Traded Fund

Shares21.53K

TypeSH

Market value$1.59M

1.07%

Sole

0.00

Shared

0.00

None

21.53K

Issuer	Class	Shares	Type	Value / Portfolio %	None
JANUS DETROIT STR TRSOLE	Exchange Traded Fund	399.28K	SH	$20.15M 13.59%	399.28K
ELEVATION SERIES TRUSTSOLE	Exchange Traded Fund	437.59K	SH	$12.23M 8.25%	437.59K
ISHARES TRSOLE	Exchange Traded Fund	12.66K	SH	$4.02M 2.71%	12.66K
VANGUARD SPECIALIZED FUNDSSOLE	Exchange Traded Fund	16.96K	SH	$3.96M 2.67%	16.96K
ARES CAPITAL CORPSOLE	Closed-end Fund	198.09K	SH	$3.78M 2.55%	198.09K
INNOVATOR ETFS TRUSTSOLE	Exchange Traded Fund	104.08K	SH	$3.64M 2.45%	104.08K
BLACKSTONE SECD LENDING FDSOLE	Common / Ordinary Stock	140.12K	SH	$3.36M 2.27%	140.12K
VANGUARD WHITEHALL FDSSOLE	Exchange Traded Fund	34.85K	SH	$3.29M 2.22%	34.85K
VANGUARD TAX-MANAGED FDSSOLE	Exchange Traded Fund	46.01K	SH	$3.25M 2.19%	46.01K
J P MORGAN EXCHANGE TRADED FSOLE	Exchange Traded Fund	59.39K	SH	$3.05M 2.06%	59.39K
J P MORGAN EXCHANGE TRADED FSOLE	Exchange Traded Fund	66.19K	SH	$2.96M 2.00%	66.19K
SCHWAB STRATEGIC TRSOLE	Exchange Traded Fund	55.13K	SH	$2.96M 2.00%	55.13K
VANGUARD INTL EQUITY INDEX FSOLE	Exchange Traded Fund	17.41K	SH	$2.75M 1.85%	17.41K
APPLE INCSOLE	Common / Ordinary Stock	7.50K	SH	$2.50M 1.68%	7.50K
J P MORGAN EXCHANGE TRADED FSOLE	Exchange Traded Fund	41.12K	SH	$2.31M 1.56%	41.12K
ENTERPRISE PRODS PARTNERS LSOLE	Master Limited Partnership	59.95K	SH	$2.13M 1.44%	59.95K
AB ACTIVE ETFS INCSOLE	Exchange Traded Fund	84.93K	SH	$2.09M 1.41%	84.93K
ISHARES TRSOLE	Exchange Traded Fund	44.76K	SH	$1.97M 1.33%	44.76K
WESTERN ASSET PREMIER BD FDSOLE	Closed-end Fund	195.36K	SH	$1.95M 1.31%	195.36K
SCHWAB STRATEGIC TRSOLE	Exchange Traded Fund	56.58K	SH	$1.78M 1.20%	56.58K
VANGUARD INTL EQUITY INDEX FSOLE	Exchange Traded Fund	29.48K	SH	$1.75M 1.18%	29.48K
ISHARES TRSOLE	Exchange Traded Fund	2.16K	SH	$1.65M 1.11%	2.16K
GOLUB CAP BDC INCSOLE	Common / Ordinary Stock	130.06K	SH	$1.64M 1.11%	130.06K
SCHWAB STRATEGIC TRSOLE	Exchange Traded Fund	38.19K	SH	$1.60M 1.08%	38.19K
ISHARES INCSOLE	Exchange Traded Fund	21.53K	SH	$1.59M 1.07%	21.53K

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