WHIPPLEWOOD ADVISORS, LLC

Filed: 4/30/2026ACC: 0002052510-26-000002

📋 What this filing means

WHIPPLEWOOD ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 1065 equity positions with a total reported market value of $192.70M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1065

Positions

$192.70M

Total AUM (reported)

6.31M

Total Shares

Allocation by class

EXCHANGE TRADED FUND$116.01M60.2%

COMMON / ORDINARY STOCK$41.10M21.3%

CLOSED-END FUND$28.99M15.0%

MASTER LIMITED PARTNERSHIP$2.83M1.5%

AMERICAN DEPOSITORY RECEIPTS ADR$2.40M1.2%

CLOSED-END REIT$1.12M0.6%

AMERICAN DEPOSITORY SHARES - ADS$255.8K0.1%

Portfolio Concentration

Top 3$36.03M18.7%

4–10$26.87M13.9%

11–25$35.51M18.4%

Rest$94.29M48.9%

Top 3 weight

18.7%

Top 10 weight

32.6%

Voting Authority Distribution

Total shares with voting rights: 6.31M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

6.31M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1065

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1065

Rows:

JANUS DETROIT STR TR

SOLE

Exchange Traded Fund

Shares343.73K

TypeSH

Market value$17.31M

8.98%

Sole

0.00

Shared

0.00

None

343.73K

ELEVATION SERIES TRUST

SOLE

Exchange Traded Fund

Shares449.08K

TypeSH

Market value$10.87M

5.64%

Sole

0.00

Shared

0.00

None

449.08K

J P MORGAN EXCHANGE TRADED F

SOLE

Exchange Traded Fund

Shares150.35K

TypeSH

Market value$7.85M

4.07%

Sole

0.00

Shared

0.00

None

150.35K

INNOVATOR ETFS TRUST

SOLE

Exchange Traded Fund

Shares142.57K

TypeSH

Market value$4.77M

2.48%

Sole

0.00

Shared

0.00

None

142.57K

WESTERN ASSET PREMIER BD FD

SOLE

Closed-end Fund

Shares369.99K

TypeSH

Market value$3.91M

2.03%

Sole

0.00

Shared

0.00

None

369.99K

TESLA INC

SOLE

Common / Ordinary Stock

Shares10.40K

TypeSH

Market value$3.87M

2.01%

Sole

0.00

Shared

0.00

None

10.40K

FIRST TR EXCHANGE-TRADED FD

SOLE

Exchange Traded Fund

Shares148.25K

TypeSH

Market value$3.79M

1.97%

Sole

0.00

Shared

0.00

None

148.25K

VANGUARD SPECIALIZED FUNDS

SOLE

Exchange Traded Fund

Shares17.19K

TypeSH

Market value$3.70M

1.92%

Sole

0.00

Shared

0.00

None

17.19K

APPLE INC

SOLE

Common / Ordinary Stock

Shares13.75K

TypeSH

Market value$3.49M

1.81%

Sole

0.00

Shared

0.00

None

13.75K

VANGUARD TAX-MANAGED FDS

SOLE

Exchange Traded Fund

Shares52.21K

TypeSH

Market value$3.35M

1.74%

Sole

0.00

Shared

0.00

None

52.21K

ISHARES TR

SOLE

Exchange Traded Fund

Shares13.54K

TypeSH

Market value$3.25M

1.69%

Sole

0.00

Shared

0.00

None

13.54K

VANGUARD WHITEHALL FDS

SOLE

Exchange Traded Fund

Shares34.81K

TypeSH

Market value$3.08M

1.60%

Sole

0.00

Shared

0.00

None

34.81K

ARK ETF TR

SOLE

Exchange Traded Fund

Shares41.68K

TypeSH

Market value$2.82M

1.46%

Sole

0.00

Shared

0.00

None

41.68K

SCHWAB STRATEGIC TR

SOLE

Exchange Traded Fund

Shares57.23K

TypeSH

Market value$2.80M

1.45%

Sole

0.00

Shared

0.00

None

57.23K

VANGUARD INTL EQUITY INDEX F

SOLE

Exchange Traded Fund

Shares18.24K

TypeSH

Market value$2.52M

1.31%

Sole

0.00

Shared

0.00

None

18.24K

J P MORGAN EXCHANGE TRADED F

SOLE

Exchange Traded Fund

Shares45.30K

TypeSH

Market value$2.51M

1.31%

Sole

0.00

Shared

0.00

None

45.30K

ARES CAPITAL CORP

SOLE

Closed-end Fund

Shares128.61K

TypeSH

Market value$2.32M

1.20%

Sole

0.00

Shared

0.00

None

128.61K

ENTERPRISE PRODS PARTNERS L

SOLE

Master Limited Partnership

Shares59.95K

TypeSH

Market value$2.27M

1.18%

Sole

0.00

Shared

0.00

None

59.95K

NVIDIA CORPORATION

SOLE

Common / Ordinary Stock

Shares12.82K

TypeSH

Market value$2.24M

1.16%

Sole

0.00

Shared

0.00

None

12.82K

J P MORGAN EXCHANGE TRADED F

SOLE

Exchange Traded Fund

Shares39.04K

TypeSH

Market value$2.21M

1.15%

Sole

0.00

Shared

0.00

None

39.04K

AB ACTIVE ETFS INC

SOLE

Exchange Traded Fund

Shares78.79K

TypeSH

Market value$1.98M

1.03%

Sole

0.00

Shared

0.00

None

78.79K

BLACKSTONE SECD LENDING FD

SOLE

Common / Ordinary Stock

Shares82.87K

TypeSH

Market value$1.96M

1.02%

Sole

0.00

Shared

0.00

None

82.87K

FLAHERTY & CRUMRINE DYNAMIC

SOLE

Closed-end Fund

Shares94.78K

TypeSH

Market value$1.90M

0.99%

Sole

0.00

Shared

0.00

None

94.78K

INNOVATOR ETFS TRUST

SOLE

Exchange Traded Fund

Shares52.97K

TypeSH

Market value$1.88M

0.97%

Sole

0.00

Shared

0.00

None

52.97K

MICROSOFT CORP

SOLE

Common / Ordinary Stock

Shares4.78K

TypeSH

Market value$1.77M

0.92%

Sole

0.00

Shared

0.00

None

4.78K

Issuer	Class	Shares	Type	Value / Portfolio %	None
JANUS DETROIT STR TRSOLE	Exchange Traded Fund	343.73K	SH	$17.31M 8.98%	343.73K
ELEVATION SERIES TRUSTSOLE	Exchange Traded Fund	449.08K	SH	$10.87M 5.64%	449.08K
J P MORGAN EXCHANGE TRADED FSOLE	Exchange Traded Fund	150.35K	SH	$7.85M 4.07%	150.35K
INNOVATOR ETFS TRUSTSOLE	Exchange Traded Fund	142.57K	SH	$4.77M 2.48%	142.57K
WESTERN ASSET PREMIER BD FDSOLE	Closed-end Fund	369.99K	SH	$3.91M 2.03%	369.99K
TESLA INCSOLE	Common / Ordinary Stock	10.40K	SH	$3.87M 2.01%	10.40K
FIRST TR EXCHANGE-TRADED FDSOLE	Exchange Traded Fund	148.25K	SH	$3.79M 1.97%	148.25K
VANGUARD SPECIALIZED FUNDSSOLE	Exchange Traded Fund	17.19K	SH	$3.70M 1.92%	17.19K
APPLE INCSOLE	Common / Ordinary Stock	13.75K	SH	$3.49M 1.81%	13.75K
VANGUARD TAX-MANAGED FDSSOLE	Exchange Traded Fund	52.21K	SH	$3.35M 1.74%	52.21K
ISHARES TRSOLE	Exchange Traded Fund	13.54K	SH	$3.25M 1.69%	13.54K
VANGUARD WHITEHALL FDSSOLE	Exchange Traded Fund	34.81K	SH	$3.08M 1.60%	34.81K
ARK ETF TRSOLE	Exchange Traded Fund	41.68K	SH	$2.82M 1.46%	41.68K
SCHWAB STRATEGIC TRSOLE	Exchange Traded Fund	57.23K	SH	$2.80M 1.45%	57.23K
VANGUARD INTL EQUITY INDEX FSOLE	Exchange Traded Fund	18.24K	SH	$2.52M 1.31%	18.24K
J P MORGAN EXCHANGE TRADED FSOLE	Exchange Traded Fund	45.30K	SH	$2.51M 1.31%	45.30K
ARES CAPITAL CORPSOLE	Closed-end Fund	128.61K	SH	$2.32M 1.20%	128.61K
ENTERPRISE PRODS PARTNERS LSOLE	Master Limited Partnership	59.95K	SH	$2.27M 1.18%	59.95K
NVIDIA CORPORATIONSOLE	Common / Ordinary Stock	12.82K	SH	$2.24M 1.16%	12.82K
J P MORGAN EXCHANGE TRADED FSOLE	Exchange Traded Fund	39.04K	SH	$2.21M 1.15%	39.04K
AB ACTIVE ETFS INCSOLE	Exchange Traded Fund	78.79K	SH	$1.98M 1.03%	78.79K
BLACKSTONE SECD LENDING FDSOLE	Common / Ordinary Stock	82.87K	SH	$1.96M 1.02%	82.87K
FLAHERTY & CRUMRINE DYNAMICSOLE	Closed-end Fund	94.78K	SH	$1.90M 0.99%	94.78K
INNOVATOR ETFS TRUSTSOLE	Exchange Traded Fund	52.97K	SH	$1.88M 0.97%	52.97K
MICROSOFT CORPSOLE	Common / Ordinary Stock	4.78K	SH	$1.77M 0.92%	4.78K

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