Filed: 10/23/2023ACC: 0001894921-23-000005
📋 What this filing means
WHELAN FINANCIAL filed this quarterly 13F‑HR report disclosing 34 equity positions with a total reported market value of $189.64M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
34
Positions
$189.64M
Total AUM (reported)
2.10M
Total Shares
Allocation by class
US DIVIDEND EQ$36.17M19.1%
NASDAQ 100 ETF$35.93M18.9%
SMALL CP ETF$24.45M12.9%
REAL ESTATE ETF$17.50M9.2%
SHRT TRM CORP BD$16.65M8.8%
INTER TERM TREAS$14.52M7.7%
TOTAL BND MRKT$14.31M7.5%
Portfolio Concentration
Top 3$96.55M50.9%
4–10$79.31M41.8%
11–25$11.64M6.1%
Rest$2.14M1.1%
Top 3 weight
50.9%
Top 10 weight
92.7%
Voting Authority Distribution
Total shares with voting rights: 2.10M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.10M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole34
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings34
Rows:
SCHWAB STRATEGIC TR
SOLEShares511.23K
TypeSH
Market value$36.17M
19.08%
Sole
0.00
Shared
0.00
None
511.23K
INVESCO EXCH TRADED FD TR II
SOLEShares243.77K
TypeSH
Market value$35.93M
18.95%
Sole
0.00
Shared
0.00
None
243.77K
VANGUARD INDEX FDS
SOLEShares129.30K
TypeSH
Market value$24.45M
12.89%
Sole
0.00
Shared
0.00
None
129.30K
VANGUARD INDEX FDS
SOLEShares231.35K
TypeSH
Market value$17.50M
9.23%
Sole
0.00
Shared
0.00
None
231.35K
VANGUARD SCOTTSDALE FDS
SOLEShares221.62K
TypeSH
Market value$16.65M
8.78%
Sole
0.00
Shared
0.00
None
221.62K
VANGUARD SCOTTSDALE FDS
SOLEShares254.08K
TypeSH
Market value$14.52M
7.66%
Sole
0.00
Shared
0.00
None
254.08K
VANGUARD BD INDEX FDS
SOLEShares205.09K
TypeSH
Market value$14.31M
7.55%
Sole
0.00
Shared
0.00
None
205.09K
VANGUARD INDEX FDS
SOLEShares50.85K
TypeSH
Market value$10.59M
5.58%
Sole
0.00
Shared
0.00
None
50.85K
APPLE INC
SOLEShares19.24K
TypeSH
Market value$3.29M
1.74%
Sole
0.00
Shared
0.00
None
19.24K
ISHARES TR
SOLEShares33.30K
TypeSH
Market value$2.44M
1.29%
Sole
0.00
Shared
0.00
None
33.30K
SCHWAB STRATEGIC TR
SOLEShares38.83K
TypeSH
Market value$1.61M
0.85%
Sole
0.00
Shared
0.00
None
38.83K
LOWES COS INC
SOLEShares7.36K
TypeSH
Market value$1.53M
0.81%
Sole
0.00
Shared
0.00
None
7.36K
VANGUARD INDEX FDS
SOLEShares7.14K
TypeSH
Market value$1.52M
0.80%
Sole
0.00
Shared
0.00
None
7.14K
ISHARES TR
SOLEShares7.51K
TypeSH
Market value$1.16M
0.61%
Sole
0.00
Shared
0.00
None
7.51K
MICROSOFT CORP
SOLEShares2.31K
TypeSH
Market value$728.9K
0.38%
Sole
0.00
Shared
0.00
None
2.31K
META PLATFORMS INC
SOLEShares2.20K
TypeSH
Market value$660.8K
0.35%
Sole
0.00
Shared
0.00
None
2.20K
ISHARES TR
SOLEShares8.72K
TypeSH
Market value$650.0K
0.34%
Sole
0.00
Shared
0.00
None
8.72K
CHEVRON CORP NEW
SOLEShares3.81K
TypeSH
Market value$642.6K
0.34%
Sole
0.00
Shared
0.00
None
3.81K
AMAZON COM INC
SOLEShares4.81K
TypeSH
Market value$611.8K
0.32%
Sole
0.00
Shared
0.00
None
4.81K
SCHWAB STRATEGIC TR
SOLEShares28.27K
TypeSH
Market value$501.8K
0.26%
Sole
0.00
Shared
0.00
None
28.27K
SCHWAB STRATEGIC TR
SOLEShares7.18K
TypeSH
Market value$486.0K
0.26%
Sole
0.00
Shared
0.00
None
7.18K
INVESCO QQQ TR
SOLEShares1.19K
TypeSH
Market value$424.4K
0.22%
Sole
0.00
Shared
0.00
None
1.19K
HEARTLAND FINL USA INC
SOLEShares13.66K
TypeSH
Market value$402.1K
0.21%
Sole
0.00
Shared
0.00
None
13.66K
JPMORGAN CHASE & CO
SOLEShares2.76K
TypeSH
Market value$400.5K
0.21%
Sole
0.00
Shared
0.00
None
2.76K
PROCTER AND GAMBLE CO
SOLEShares2.18K
TypeSH
Market value$317.6K
0.17%
Sole
0.00
Shared
0.00
None
2.18K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 511.23K | SH | $36.17M 19.08% | 0.00 | 0.00 | 511.23K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 243.77K | SH | $35.93M 18.95% | 0.00 | 0.00 | 243.77K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 129.30K | SH | $24.45M 12.89% | 0.00 | 0.00 | 129.30K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 231.35K | SH | $17.50M 9.23% | 0.00 | 0.00 | 231.35K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 221.62K | SH | $16.65M 8.78% | 0.00 | 0.00 | 221.62K |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 254.08K | SH | $14.52M 7.66% | 0.00 | 0.00 | 254.08K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 205.09K | SH | $14.31M 7.55% | 0.00 | 0.00 | 205.09K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 50.85K | SH | $10.59M 5.58% | 0.00 | 0.00 | 50.85K |
APPLE INCSOLE | COM | 19.24K | SH | $3.29M 1.74% | 0.00 | 0.00 | 19.24K |
ISHARES TRSOLE | GLOBAL 100 ETF | 33.30K | SH | $2.44M 1.29% | 0.00 | 0.00 | 33.30K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 38.83K | SH | $1.61M 0.85% | 0.00 | 0.00 | 38.83K |
LOWES COS INCSOLE | COM | 7.36K | SH | $1.53M 0.81% | 0.00 | 0.00 | 7.36K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 7.14K | SH | $1.52M 0.80% | 0.00 | 0.00 | 7.14K |
ISHARES TRSOLE | RUS TP200 GR ETF | 7.51K | SH | $1.16M 0.61% | 0.00 | 0.00 | 7.51K |
MICROSOFT CORPSOLE | COM | 2.31K | SH | $728.9K 0.38% | 0.00 | 0.00 | 2.31K |
META PLATFORMS INCSOLE | CL A | 2.20K | SH | $660.8K 0.35% | 0.00 | 0.00 | 2.20K |
ISHARES TRSOLE | MSCI GBL SUS DEV | 8.72K | SH | $650.0K 0.34% | 0.00 | 0.00 | 8.72K |
CHEVRON CORP NEWSOLE | COM | 3.81K | SH | $642.6K 0.34% | 0.00 | 0.00 | 3.81K |
AMAZON COM INCSOLE | COM | 4.81K | SH | $611.8K 0.32% | 0.00 | 0.00 | 4.81K |
SCHWAB STRATEGIC TRSOLE | US REIT ETF | 28.27K | SH | $501.8K 0.26% | 0.00 | 0.00 | 28.27K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 7.18K | SH | $486.0K 0.26% | 0.00 | 0.00 | 7.18K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 1.19K | SH | $424.4K 0.22% | 0.00 | 0.00 | 1.19K |
HEARTLAND FINL USA INCSOLE | COM | 13.66K | SH | $402.1K 0.21% | 0.00 | 0.00 | 13.66K |
JPMORGAN CHASE & COSOLE | COM | 2.76K | SH | $400.5K 0.21% | 0.00 | 0.00 | 2.76K |
PROCTER AND GAMBLE COSOLE | COM | 2.18K | SH | $317.6K 0.17% | 0.00 | 0.00 | 2.18K |
Page 1 of 2