Filed: 1/17/2023ACC: 0001894921-23-000001
📋 What this filing means
WHELAN FINANCIAL filed this quarterly 13F‑HR report disclosing 28 equity positions with a total reported market value of $165.70M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
28
Positions
$165.70M
Total AUM (reported)
1.95M
Total Shares
Allocation by class
US DIVIDEND EQ$36.04M21.7%
NASDAQ 100 ETF$25.80M15.6%
SMALL CP ETF$20.44M12.3%
SHRT TRM CORP BD$15.84M9.6%
REAL ESTATE ETF$15.64M9.4%
TOTAL BND MRKT$13.52M8.2%
INTER TERM TREAS$13.19M8.0%
Portfolio Concentration
Top 3$82.28M49.7%
4–10$71.88M43.4%
11–25$11.05M6.7%
Rest$495.8K0.3%
Top 3 weight
49.7%
Top 10 weight
93.0%
Voting Authority Distribution
Total shares with voting rights: 1.95M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.95M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole28
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings28
Rows:
SCHWAB STRATEGIC TR
SOLEShares477.08K
TypeSH
Market value$36.04M
21.75%
Sole
0.00
Shared
0.00
None
477.08K
INVESCO EXCH TRADED FD TR II
SOLEShares235.54K
TypeSH
Market value$25.80M
15.57%
Sole
0.00
Shared
0.00
None
235.54K
VANGUARD INDEX FDS
SOLEShares111.38K
TypeSH
Market value$20.44M
12.34%
Sole
0.00
Shared
0.00
None
111.38K
VANGUARD SCOTTSDALE FDS
SOLEShares210.68K
TypeSH
Market value$15.84M
9.56%
Sole
0.00
Shared
0.00
None
210.68K
VANGUARD INDEX FDS
SOLEShares189.60K
TypeSH
Market value$15.64M
9.44%
Sole
0.00
Shared
0.00
None
189.60K
VANGUARD BD INDEX FDS
SOLEShares188.25K
TypeSH
Market value$13.52M
8.16%
Sole
0.00
Shared
0.00
None
188.25K
VANGUARD SCOTTSDALE FDS
SOLEShares225.57K
TypeSH
Market value$13.19M
7.96%
Sole
0.00
Shared
0.00
None
225.57K
VANGUARD INDEX FDS
SOLEShares45.33K
TypeSH
Market value$9.24M
5.58%
Sole
0.00
Shared
0.00
None
45.33K
APPLE INC
SOLEShares18.50K
TypeSH
Market value$2.40M
1.45%
Sole
0.00
Shared
0.00
None
18.50K
SCHWAB STRATEGIC TR
SOLEShares50.42K
TypeSH
Market value$2.04M
1.23%
Sole
0.00
Shared
0.00
None
50.42K
VANGUARD INDEX FDS
SOLEShares7.43K
TypeSH
Market value$1.42M
0.86%
Sole
0.00
Shared
0.00
None
7.43K
LOWES COS INC
SOLEShares7.05K
TypeSH
Market value$1.40M
0.85%
Sole
0.00
Shared
0.00
None
7.05K
ISHARES TR
SOLEShares11.38K
TypeSH
Market value$1.37M
0.83%
Sole
0.00
Shared
0.00
None
11.38K
ISHARES TR
SOLEShares17.52K
TypeSH
Market value$1.12M
0.68%
Sole
0.00
Shared
0.00
None
17.52K
SCHWAB STRATEGIC TR
SOLEShares14.52K
TypeSH
Market value$952.5K
0.57%
Sole
0.00
Shared
0.00
None
14.52K
ISHARES TR
SOLEShares11.52K
TypeSH
Market value$909.1K
0.55%
Sole
0.00
Shared
0.00
None
11.52K
SCHWAB STRATEGIC TR
SOLEShares40.10K
TypeSH
Market value$773.5K
0.47%
Sole
0.00
Shared
0.00
None
40.10K
HEARTLAND FINL USA INC
SOLEShares13.63K
TypeSH
Market value$635.4K
0.38%
Sole
0.00
Shared
0.00
None
13.63K
MICROSOFT CORP
SOLEShares2.04K
TypeSH
Market value$489.6K
0.30%
Sole
0.00
Shared
0.00
None
2.04K
SCHWAB STRATEGIC TR
SOLEShares8.79K
TypeSH
Market value$401.3K
0.24%
Sole
0.00
Shared
0.00
None
8.79K
AMAZON COM INC
SOLEShares4.61K
TypeSH
Market value$387.2K
0.23%
Sole
0.00
Shared
0.00
None
4.61K
JPMORGAN CHASE & CO
SOLEShares2.39K
TypeSH
Market value$320.4K
0.19%
Sole
0.00
Shared
0.00
None
2.39K
CHEVRON CORP NEW
SOLEShares1.66K
TypeSH
Market value$297.3K
0.18%
Sole
0.00
Shared
0.00
None
1.66K
INVESCO QQQ TR
SOLEShares1.11K
TypeSH
Market value$296.7K
0.18%
Sole
0.00
Shared
0.00
None
1.11K
PROCTER AND GAMBLE CO
SOLEShares1.75K
TypeSH
Market value$265.2K
0.16%
Sole
0.00
Shared
0.00
None
1.75K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 477.08K | SH | $36.04M 21.75% | 0.00 | 0.00 | 477.08K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 235.54K | SH | $25.80M 15.57% | 0.00 | 0.00 | 235.54K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 111.38K | SH | $20.44M 12.34% | 0.00 | 0.00 | 111.38K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 210.68K | SH | $15.84M 9.56% | 0.00 | 0.00 | 210.68K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 189.60K | SH | $15.64M 9.44% | 0.00 | 0.00 | 189.60K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 188.25K | SH | $13.52M 8.16% | 0.00 | 0.00 | 188.25K |
VANGUARD SCOTTSDALE FDSSOLE | INTER TERM TREAS | 225.57K | SH | $13.19M 7.96% | 0.00 | 0.00 | 225.57K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 45.33K | SH | $9.24M 5.58% | 0.00 | 0.00 | 45.33K |
APPLE INCSOLE | COM | 18.50K | SH | $2.40M 1.45% | 0.00 | 0.00 | 18.50K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 50.42K | SH | $2.04M 1.23% | 0.00 | 0.00 | 50.42K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 7.43K | SH | $1.42M 0.86% | 0.00 | 0.00 | 7.43K |
LOWES COS INCSOLE | COM | 7.05K | SH | $1.40M 0.85% | 0.00 | 0.00 | 7.05K |
ISHARES TRSOLE | RUS TP200 GR ETF | 11.38K | SH | $1.37M 0.83% | 0.00 | 0.00 | 11.38K |
ISHARES TRSOLE | GLOBAL 100 ETF | 17.52K | SH | $1.12M 0.68% | 0.00 | 0.00 | 17.52K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 14.52K | SH | $952.5K 0.57% | 0.00 | 0.00 | 14.52K |
ISHARES TRSOLE | MSCI GBL SUS DEV | 11.52K | SH | $909.1K 0.55% | 0.00 | 0.00 | 11.52K |
SCHWAB STRATEGIC TRSOLE | US REIT ETF | 40.10K | SH | $773.5K 0.47% | 0.00 | 0.00 | 40.10K |
HEARTLAND FINL USA INCSOLE | COM | 13.63K | SH | $635.4K 0.38% | 0.00 | 0.00 | 13.63K |
MICROSOFT CORPSOLE | COM | 2.04K | SH | $489.6K 0.30% | 0.00 | 0.00 | 2.04K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 8.79K | SH | $401.3K 0.24% | 0.00 | 0.00 | 8.79K |
AMAZON COM INCSOLE | COM | 4.61K | SH | $387.2K 0.23% | 0.00 | 0.00 | 4.61K |
JPMORGAN CHASE & COSOLE | COM | 2.39K | SH | $320.4K 0.19% | 0.00 | 0.00 | 2.39K |
CHEVRON CORP NEWSOLE | COM | 1.66K | SH | $297.3K 0.18% | 0.00 | 0.00 | 1.66K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 1.11K | SH | $296.7K 0.18% | 0.00 | 0.00 | 1.11K |
PROCTER AND GAMBLE COSOLE | COM | 1.75K | SH | $265.2K 0.16% | 0.00 | 0.00 | 1.75K |
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