WHELAN BARRY LESLIE FRANCIS enters PERMEX PETROLEUM CORP with 13.59K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 11/10/2022ACC: 0001493152-22-031476
DirectorOfficer· Chief Operating Officer
Since Nov 2022
13.59K
Baseline shares
95% direct
12.97K
Direct ownership
1 position
13.33K
Derivative underlying
2 instruments
2
Security positions
625.00 indirect
Non-Derivative Holdings2
Common Stock
IndirectShares owned625.00
Common Stock
DirectShares owned12.97K
Total
12.97K direct·625.00 indirect13.59K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 625.00 | Indirect |
| Common Stock | 12.97K | Direct |
| Total | 13.59K | 12.97K direct·625.00 indirect |
Derivative Holdings2
Employee Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
8.33K
Shares owned
N/A
Exercise price
10.51
Expiration
—
Exercise window
—
Employee Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
N/A
Exercise price
21.90
Expiration
—
Exercise window
—
Total
Underlying
13.33K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock | 10.51 | — | — | 8.33K | N/A |
| Employee Stock Option (right to buy) Direct | Common Stock | 21.90 | — | — | 5K | N/A |
| Total | 13.33K | 0.00 | ||||