WHEELOCK CHARLES E.

PrivateCIK: 1713635

Location

IRVING, TX

WHEELOCK CHARLES E. (VP, Administration, GC and Sec) exercised options at NOS4-1, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

WHEELOCK CHARLES E.

Filed: 4/4/2022ACC: 0001104659-22-042287

InsiderWHEELOCK CHARLES E.CIK 1713635

→

IssuerNOS4-1, INC.CIK 1136294

Officer· VP, Administration, GC and Sec

Since Mar 2019

+27.47K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

5

Total transactions

50.73K acquired · 23.27K disposed

Non-Derivative Transactions2

Common Stock, $0.01 par value per share

Direct

M · Option Exercise

Shares

+8.94K

Price / share

—

Trade value

—

% of position

10.1%

3/31/2022

88.78K→97.72K

Common Stock, $0.01 par value per share

Direct

M · Option Exercise

Shares

+14.33K

Price / share

—

Trade value

—

% of position

14.7%

3/31/2022

97.72K→112.05K

Total

Net shares

+23.27K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $0.01 par value per share Direct	3/31/2022	M · Option Exercise	+8.94K	—	—	10.1%	88.78K	97.72K
Common Stock, $0.01 par value per share Direct	3/31/2022	M · Option Exercise	+14.33K	—	—	14.7%	97.72K	112.05K
Total			+23.27K		$0.00

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

8.94K shares

Shares

−8.94K

Strike price

Held after

0.00

Exercisable

—

3/31/2022

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

14.33K shares

Shares

−14.33K

Strike price

Held after

14.33K

Exercisable

—

3/31/2022

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

27.47K shares

Shares

+27.47K

Strike price

Held after

27.47K

Exercisable

—

3/31/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock8.94K shares	3/31/2022	M · Option Exercise	−8.94K		—	0.00
Restricted Stock Units Direct	Common Stock14.33K shares	3/31/2022	M · Option Exercise	−14.33K		—	14.33K
Restricted Stock Units Direct	Common Stock27.47K shares	3/31/2022	A · Award	+27.47K		—	27.47K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)4

Performance-Based Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

18K

Shares owned

18K

Exercise price

Expiration

—

Exercise window

—

Performance-Based Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

4.10K

Shares owned

4.10K

Exercise price

Expiration

—

Exercise window

—

Performance-Based Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

30.33K

Shares owned

30.33K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

22.76K

Shares owned

22.76K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

75.19K

Owned

75.19K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Performance-Based Restricted Stock Units Direct	Common Stock		—	—	18K	18K
Performance-Based Restricted Stock Units Direct	Common Stock		—	—	4.10K	4.10K
Performance-Based Restricted Stock Units Direct	Common Stock		—	—	30.33K	30.33K
Restricted Stock Units Direct	Common Stock		—	—	22.76K	22.76K
Total					75.19K	75.19K

WHEELOCK CHARLES E. — Insider Transaction (Form 4) Filed Apr 4, 2022 | Finecho