WHEELOCK CHARLES E. (VP, Administration, GC and Sec) received a stock award from NOS4-1, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 4/2/2020ACC: 0001104659-20-042663
Officer· VP, Administration, GC and Sec
Since Mar 2019
+54.40K
Net shares
Net buyer
$17.4K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
77.98K acquired · 23.58K disposed
Non-Derivative Transactions3
Common Stock, $0.01 par value per share
Direct
Shares
+8.94K
Price / share
—
Trade value
—
% of position
19.1%
3/31/2020
46.83K→55.77K
Common Stock, $0.01 par value per share
Direct
Shares
+26.06K
Price / share
—
Trade value
—
% of position
46.7%
3/31/2020
55.77K→81.83K
Common Stock, $0.01 par value per share
Direct
Shares
−14.64K
Price / share
$1.19
Trade value
$17.42K
% of position
17.9%
3/31/2020
81.83K→67.19K
Total
Net shares
+20.36K
Net value
-$17.42K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share Direct | 3/31/2020 | M · Option Exercise | +8.94K | — | — | 19.1% | 46.83K | 55.77K |
| Common Stock, $0.01 par value per share Direct | 3/31/2020 | A · Award | +26.06K | — | — | 46.7% | 55.77K | 81.83K |
| Common Stock, $0.01 par value per share Direct | 3/31/2020 | F · Tax Withholding | −14.64K | $1.19 | $17.42K | 17.9% | 81.83K | 67.19K |
| Total | +20.36K | -$17.42K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
8.94K shares
Shares
−8.94K
Strike price
Held after
17.88K
Exercisable
—
3/31/2020
Restricted Stock Units
Direct
Converts to
Common Stock
42.98K shares
Shares
+42.98K
Strike price
Held after
42.98K
Exercisable
—
3/31/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock8.94K shares | 3/31/2020 | M · Option Exercise | −8.94K | — | 17.88K | |
| Restricted Stock Units Direct | Common Stock42.98K shares | 3/31/2020 | A · Award | +42.98K | — | 42.98K |