WHEELOCK CHARLES E. (VP, Administration, GC and Sec) exercised options at NOS4-1, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/9/2020ACC: 0001104659-20-030888
Officer· VP, Administration, GC and Sec
Since Mar 2019
-14.89K
Net shares
Net seller
$7.6K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
5.86K acquired · 20.75K disposed
Non-Derivative Transactions1
Common Stock, $0.01 par value per share
Direct
Shares
+5.86K
Price / share
$1.30
Trade value
$7.62K
% of position
14.3%
3/5/2020
40.97K→46.83K
Total
Net shares
+5.86K
Net value
$7.62K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share Direct | 3/5/2020 | M · Option Exercise | +5.86K | $1.30 | $7.62K | 14.3% | 40.97K | 46.83K |
| Total | +5.86K | $7.62K | ||||||
Derivative Transactions1
Subscription Rights (right to buy)
Direct
Converts to
Common Stock
5.86K shares
Shares
−20.75K
Strike price
1.30
Held after
0.00
Exercisable
—
3/5/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) Direct | Common Stock5.86K shares | 3/5/2020 | M · Option Exercise | −20.75K | 1.30 | — | 0.00 |