WHEELER RONALD SCOTT purchased 600.0% of their position (60K shares) of EVO TRANSPORTATION & ENERGY SERVICES, INC. on the open market

Open‑market purchase worth $150.0K — a major conviction buy. The strongest form of insider conviction signal.

P · 1 purchase

WHEELER RONALD SCOTT

Filed: 9/3/2021ACC: 0000914190-21-000351

InsiderWHEELER RONALD SCOTTCIK 1699501

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IssuerEVO TRANSPORTATION & ENERGY SERVICES, INC.CIK 728447

Director

Since Aug 2018

+871.70K

Net shares

Net buyer

$150.0K

Total sold

Open market trades

1B · 0S

Total transactions

931.70K acquired · 60K disposed

Non-Derivative Transactions3

Common Stock

Direct

A · Award

+10K

Price / share

—

Trade value

—

% of position

New position

2/7/2019

0.00→10K

Common Stock

Direct

P · Purchase

+60K

Price / share

$2.50

Trade value

$150K

% of position

600.0%

2/27/2020

10K→70K

Common Stock

Direct

J · J

−60K

Price / share

$2.50

Trade value

$150K

% of position

85.7%

3/24/2020

70K→10K

Total

Net shares

+10K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/7/2019	A · Award	+10K	—	—	New position	0.00	10K
Common Stock Direct	2/27/2020	P · Purchase	+60K	$2.50	$150K	600.0%	10K	70K
Common Stock Direct	3/24/2020	J · J	−60K	$2.50	$150K	85.7%	70K	10K
Total			+10K		$0.00

Derivative Transactions5

Series B Preferred Stock

Direct

J · J

Converts to

Common Stock

50K shares

+50K

Strike price

3.00

Held after

50K

Exercisable

—

3/24/2020

Stock Option (right to buy)

Direct

A · Award

Converts to

Common Stock

20K shares

+20K

Strike price

2.50

Held after

20K

Exercisable

—

5/7/2020

Common Stock Warrant (right to buy)

Direct

A · Award

Converts to

Common Stock

750K shares

+750K

Strike price

1.5

Held after

750K

Exercisable

—

2/1/2021

Convertible Promissory Note

Direct

J · J

Converts to

Common Stock

−N/A

Strike price

2.50

Held after

N/A

Exercisable

—

3/30/2021

Common Stock Warrant (right to buy)

Direct

J · J

Converts to

Common Stock

41.70K shares

+41.70K

Strike price

0.01

Held after

41.70K

Exercisable

—

3/30/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Series B Preferred Stock Direct	Common Stock50K shares	3/24/2020	J · J	+50K	3.00	—	50K
Stock Option (right to buy) Direct	Common Stock20K shares	5/7/2020	A · Award	+20K	2.50	—	20K
Common Stock Warrant (right to buy) Direct	Common Stock750K shares	2/1/2021	A · Award	+750K	1.5	—	750K
Convertible Promissory Note Direct	Common Stock	3/30/2021	J · J	−N/A	2.50	—	N/A
Common Stock Warrant (right to buy) Direct	Common Stock41.70K shares	3/30/2021	J · J	+41.70K	0.01	—	41.70K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

100K

Shares owned

100K

Exercise price

2.50

Expiration

—

Exercise window

—

Common Stock Warrant (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

40K

Shares owned

40K

Exercise price

2.50

Expiration

—

Exercise window

—

Total

Underlying

140K

Owned

140K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (right to buy) Direct	Common Stock	2.50	—	—	100K	100K
Common Stock Warrant (right to buy) Direct	Common Stock	2.50	—	—	40K	40K
Total					140K	140K