WHALING GEOFFREY W. enters COLLECTIVE GROWTH CORP with 12.50K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 4/30/2020ACC: 0001094891-20-000062
Officer· President
Since Apr 2020
12.50K
Baseline shares
0.00
Direct ownership
0 positions
609.22K
Derivative underlying
2 instruments
1
Security positions
12.50K indirect
Non-Derivative Holdings1
Class A Common Stock
IndirectShares owned12.50K
Total
12.50K indirect12.50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 12.50K | Indirect |
| Total | 12.50K | 12.50K indirect |
Derivative Holdings2
Warrant
IndirectUnderlying security
Class A Common Stock
Underlying shares
131.25K
Shares owned
N/A
Exercise price
11.50
Expiration
—
Exercise window
—
Class B Common Stock
IndirectUnderlying security
Class A Common Stock
Underlying shares
477.97K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
609.22K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant Indirect | Class A Common Stock | 11.50 | — | — | 131.25K | N/A |
| Class B Common Stock Indirect | Class A Common Stock | — | — | 477.97K | N/A | |
| Total | 609.22K | 0.00 | ||||