WHALEN JULIE (EVP CHIEF FINANCIAL OFFICER) exercised options at WILLIAMS SONOMA INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

WHALEN JULIE

Filed: 4/20/2021ACC: 0001127602-21-014136

InsiderWHALEN JULIECIK 1274281

→

IssuerWILLIAMS SONOMA INCCIK 719955

Officer· EVP CHIEF FINANCIAL OFFICER

Since Mar 2019

-26.41K

Net shares

Net seller

$4.59M

Total sold

Open market trades

0B · 0S

Total transactions

53.25K acquired · 79.66K disposed

Non-Derivative Transactions8

Common Stock

Direct

M · Option Exercise

+10.66K

Price / share

—

Trade value

—

% of position

20.1%

4/16/2021

53.11K→63.77K

Common Stock

Direct

F · Tax Withholding

−5.29K

Price / share

$172.08

Trade value

$909.44K

% of position

8.3%

4/16/2021

63.77K→58.48K

Common Stock

Direct

M · Option Exercise

+27.69K

Price / share

—

Trade value

—

% of position

47.3%

4/18/2021

58.48K→86.17K

Common Stock

Direct

F · Tax Withholding

−13.73K

Price / share

$174.31

Trade value

$2.39M

% of position

15.9%

4/18/2021

86.17K→72.44K

Common Stock

Direct

M · Option Exercise

+8.07K

Price / share

—

Trade value

—

% of position

11.1%

4/18/2021

72.44K→80.52K

Common Stock

Direct

F · Tax Withholding

−4K

Price / share

$174.31

Trade value

$697.94K

% of position

5.0%

4/18/2021

80.52K→76.51K

Common Stock

Direct

M · Option Exercise

+6.83K

Price / share

—

Trade value

—

% of position

8.9%

4/18/2021

76.51K→83.35K

Common Stock

Direct

F · Tax Withholding

−3.39K

Price / share

$174.31

Trade value

$590.74K

% of position

4.1%

4/18/2021

83.35K→79.96K

Total

Net shares

+26.85K

Net value

-$4.59M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/16/2021	M · Option Exercise	+10.66K	—	—	20.1%	53.11K	63.77K
Common Stock Direct	4/16/2021	F · Tax Withholding	−5.29K	$172.08	$909.44K	8.3%	63.77K	58.48K
Common Stock Direct	4/18/2021	M · Option Exercise	+27.69K	—	—	47.3%	58.48K	86.17K
Common Stock Direct	4/18/2021	F · Tax Withholding	−13.73K	$174.31	$2.39M	15.9%	86.17K	72.44K
Common Stock Direct	4/18/2021	M · Option Exercise	+8.07K	—	—	11.1%	72.44K	80.52K
Common Stock Direct	4/18/2021	F · Tax Withholding	−4K	$174.31	$697.94K	5.0%	80.52K	76.51K
Common Stock Direct	4/18/2021	M · Option Exercise	+6.83K	—	—	8.9%	76.51K	83.35K
Common Stock Direct	4/18/2021	F · Tax Withholding	−3.39K	$174.31	$590.74K	4.1%	83.35K	79.96K
Total			+26.85K		-$4.59M

Derivative Transactions4

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

10.66K shares

−10.66K

Strike price

Held after

31.98K

Exercisable

—

4/16/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

27.69K shares

−27.69K

Strike price

Held after

0.00

Exercisable

—

4/18/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

8.07K shares

−8.07K

Strike price

Held after

8.08K

Exercisable

—

4/18/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

6.83K shares

−6.83K

Strike price

Held after

13.67K

Exercisable

—

4/18/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock10.66K shares	4/16/2021	M · Option Exercise	−10.66K	—	31.98K
Restricted Stock Units Direct	Common Stock27.69K shares	4/18/2021	M · Option Exercise	−27.69K	—	0.00
Restricted Stock Units Direct	Common Stock8.07K shares	4/18/2021	M · Option Exercise	−8.07K	—	8.08K
Restricted Stock Units Direct	Common Stock6.83K shares	4/18/2021	M · Option Exercise	−6.83K	—	13.67K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned1.08K

Total

1.08K indirect1.08K

Security Title	Shares Owned	Ownership Type
Common Stock	1.08K	Indirect
Total	1.08K	1.08K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported