WHALEN DANIEL T (PRESIDENT, NETWORK AND CLOUD) exercised options at ARRIS INTERNATIONAL PLC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

WHALEN DANIEL T

Filed: 3/22/2019ACC: 0001127602-19-013031

InsiderWHALEN DANIEL TCIK 1689876

→

IssuerARRIS INTERNATIONAL PLCCIK 1645494

Officer· PRESIDENT, NETWORK AND CLOUD

Since Apr 2018

-8.82K

Net shares

Net seller

$24.0K

Total acquired

Open market trades

0B · 0S

Total transactions

18.71K acquired · 27.53K disposed

Non-Derivative Transactions4

Ordinary Shares

Direct

J · J

+567.00

Price / share

$21.14

Trade value

$11.99K

% of position

4.1%

2/28/2019

13.80K→14.37K

Ordinary Shares

Direct

J · J

+567.00

Price / share

$21.14

Trade value

$11.99K

% of position

4.1%

2/28/2019

13.80K→14.37K

Ordinary Shares

Direct

M · Option Exercise

+8.79K

Price / share

—

Trade value

—

% of position

61.1%

3/20/2019

14.37K→23.16K

Ordinary Shares

Direct

M · Option Exercise

+8.79K

Price / share

—

Trade value

—

% of position

61.1%

3/20/2019

14.37K→23.16K

Total

Net shares

+18.71K

Net value

$23.97K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Ordinary Shares Direct	2/28/2019	J · J	+567.00	$21.14	$11.99K	4.1%	13.80K	14.37K
Ordinary Shares Direct	2/28/2019	J · J	+567.00	$21.14	$11.99K	4.1%	13.80K	14.37K
Ordinary Shares Direct	3/20/2019	M · Option Exercise	+8.79K	—	—	61.1%	14.37K	23.16K
Ordinary Shares Direct	3/20/2019	M · Option Exercise	+8.79K	—	—	61.1%	14.37K	23.16K
Total			+18.71K		$23.97K

Derivative Transactions12

Restricted Shares

Direct

F · Tax Withholding

Converts to

Ordinary Shares

1.24K shares

−1.24K

Strike price

Held after

2.20K

Exercisable

—

3/20/2019

Restricted Shares

Direct

F · Tax Withholding

Converts to

Ordinary Shares

1.69K shares

−1.69K

Strike price

Held after

12.35K

Exercisable

—

3/20/2019

Restricted Shares

Direct

F · Tax Withholding

Converts to

Ordinary Shares

2.04K shares

−2.04K

Strike price

Held after

20.54K

Exercisable

—

3/20/2019

Restricted Shares

Direct

M · Option Exercise

Converts to

Ordinary Shares

2.20K shares

−2.20K

Strike price

Held after

0.00

Exercisable

—

3/20/2019

Restricted Shares

Direct

M · Option Exercise

Converts to

Ordinary Shares

2.99K shares

−2.99K

Strike price

Held after

9.36K

Exercisable

—

3/20/2019

Restricted Shares

Direct

M · Option Exercise

Converts to

Ordinary Shares

3.60K shares

−3.60K

Strike price

Held after

16.93K

Exercisable

—

3/20/2019

Restricted Shares

Direct

F · Tax Withholding

Converts to

Ordinary Shares

1.24K shares

−1.24K

Strike price

Held after

2.20K

Exercisable

—

3/20/2019

Restricted Shares

Direct

F · Tax Withholding

Converts to

Ordinary Shares

1.69K shares

−1.69K

Strike price

Held after

12.35K

Exercisable

—

3/20/2019

Restricted Shares

Direct

F · Tax Withholding

Converts to

Ordinary Shares

2.04K shares

−2.04K

Strike price

Held after

20.54K

Exercisable

—

3/20/2019

Restricted Shares

Direct

M · Option Exercise

Converts to

Ordinary Shares

2.20K shares

−2.20K

Strike price

Held after

0.00

Exercisable

—

3/20/2019

Restricted Shares

Direct

M · Option Exercise

Converts to

Ordinary Shares

2.99K shares

−2.99K

Strike price

Held after

9.36K

Exercisable

—

3/20/2019

Restricted Shares

Direct

M · Option Exercise

Converts to

Ordinary Shares

3.60K shares

−3.60K

Strike price

Held after

16.93K

Exercisable

—

3/20/2019

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Shares Direct	Ordinary Shares1.24K shares	3/20/2019	F · Tax Withholding	−1.24K	—	2.20K
Restricted Shares Direct	Ordinary Shares1.69K shares	3/20/2019	F · Tax Withholding	−1.69K	—	12.35K
Restricted Shares Direct	Ordinary Shares2.04K shares	3/20/2019	F · Tax Withholding	−2.04K	—	20.54K
Restricted Shares Direct	Ordinary Shares2.20K shares	3/20/2019	M · Option Exercise	−2.20K	—	0.00
Restricted Shares Direct	Ordinary Shares2.99K shares	3/20/2019	M · Option Exercise	−2.99K	—	9.36K
Restricted Shares Direct	Ordinary Shares3.60K shares	3/20/2019	M · Option Exercise	−3.60K	—	16.93K
Restricted Shares Direct	Ordinary Shares1.24K shares	3/20/2019	F · Tax Withholding	−1.24K	—	2.20K
Restricted Shares Direct	Ordinary Shares1.69K shares	3/20/2019	F · Tax Withholding	−1.69K	—	12.35K
Restricted Shares Direct	Ordinary Shares2.04K shares	3/20/2019	F · Tax Withholding	−2.04K	—	20.54K
Restricted Shares Direct	Ordinary Shares2.20K shares	3/20/2019	M · Option Exercise	−2.20K	—	0.00
Restricted Shares Direct	Ordinary Shares2.99K shares	3/20/2019	M · Option Exercise	−2.99K	—	9.36K
Restricted Shares Direct	Ordinary Shares3.60K shares	3/20/2019	M · Option Exercise	−3.60K	—	16.93K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)8

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

10.96K

Shares owned

10.96K

Exercise price

Expiration

—

Exercise window

—

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

0.00

Shares owned

0.00

Exercise price

Expiration

—

Exercise window

—

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

45.16K

Shares owned

45.16K

Exercise price

Expiration

—

Exercise window

—

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

37.45K

Shares owned

37.45K

Exercise price

Expiration

—

Exercise window

—

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

45.16K

Shares owned

45.16K

Exercise price

Expiration

—

Exercise window

—

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

10.96K

Shares owned

10.96K

Exercise price

Expiration

—

Exercise window

—

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

0.00

Shares owned

0.00

Exercise price

Expiration

—

Exercise window

—

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

37.45K

Shares owned

37.45K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

187.15K

Owned

187.15K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Shares Direct	Ordinary Shares	0	—	—	10.96K	10.96K
Restricted Shares Direct	Ordinary Shares	0	—	—	0.00	0.00
Restricted Shares Direct	Ordinary Shares	0	—	—	45.16K	45.16K
Restricted Shares Direct	Ordinary Shares	0	—	—	37.45K	37.45K
Restricted Shares Direct	Ordinary Shares	0	—	—	45.16K	45.16K
Restricted Shares Direct	Ordinary Shares	0	—	—	10.96K	10.96K
Restricted Shares Direct	Ordinary Shares	0	—	—	0.00	0.00
Restricted Shares Direct	Ordinary Shares	0	—	—	37.45K	37.45K
Total					187.15K	187.15K