WESTSIDE INVESTMENT MANAGEMENT, INC.

Filed: 11/4/2025ACC: 0001538383-25-000006

📋 What this filing means

WESTSIDE INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 1428 equity positions with a total reported market value of $625.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1428

Positions

$625.93M

Total AUM (reported)

27.85M

Total Shares

Allocation by class

COM$303.11M48.4%

ETF$300.16M48.0%

ADR$8.10M1.3%

BOND$7.17M1.1%

MUNI$4.17M0.7%

CASH$1.96M0.3%

REIT$718.6K0.1%

Portfolio Concentration

Top 3$62.76M10.0%

4–10$94.41M15.1%

11–25$117.77M18.8%

Rest$350.98M56.1%

Top 3 weight

10.0%

Top 10 weight

25.1%

Voting Authority Distribution

Total shares with voting rights: 27.85M

Sole

Full voting authority

8.92K

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

27.84M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1428

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1428

Rows:

APPLE INC

SOLE

COM

Shares85.72K

TypeSH

Market value$21.86M

3.49%

Sole

0.00

Shared

0.00

None

85.72K

VANGUARD HIGH

SOLE

ETF

Shares154.03K

TypeSH

Market value$21.71M

3.47%

Sole

1.20K

Shared

0.00

None

152.82K

VANGUARD TOTAL

SOLE

ETF

Shares58.48K

TypeSH

Market value$19.19M

3.07%

Sole

504.00

Shared

0.00

None

57.97K

INVESCO QQQ

SOLE

ETF

Shares30.69K

TypeSH

Market value$18.43M

2.94%

Sole

250.00

Shared

0.00

None

30.44K

TUTOR PERINI

SOLE

COM

Shares230.21K

TypeSH

Market value$15.10M

2.41%

Sole

0.00

Shared

0.00

None

230.21K

MICROSOFT CORP

SOLE

COM

Shares27.53K

TypeSH

Market value$14.27M

2.28%

Sole

0.00

Shared

0.00

None

27.53K

AMAZON COM

SOLE

COM

Shares55.87K

TypeSH

Market value$12.29M

1.96%

Sole

0.00

Shared

0.00

None

55.87K

UBER TECHNOLOGIES

SOLE

COM

Shares120.25K

TypeSH

Market value$11.75M

1.88%

Sole

0.00

Shared

0.00

None

120.25K

ALPHABET INC

SOLE

COM

Shares47.06K

TypeSH

Market value$11.46M

1.83%

Sole

0.00

Shared

0.00

None

47.06K

META PLATFORMS

SOLE

COM

Shares15.20K

TypeSH

Market value$11.11M

1.78%

Sole

0.00

Shared

0.00

None

15.20K

ETON PHARMACEUTICALS

SOLE

COM

Shares472.54K

TypeSH

Market value$10.27M

1.64%

Sole

0.00

Shared

0.00

None

472.54K

ISHARES CORE

SOLE

ETF

Shares116.71K

TypeSH

Market value$10.19M

1.63%

Sole

1.49K

Shared

0.00

None

115.22K

HARROW INC

SOLE

COM

Shares179.58K

TypeSH

Market value$8.65M

1.38%

Sole

0.00

Shared

0.00

None

179.58K

BROADCOM INC

SOLE

COM

Shares26.01K

TypeSH

Market value$8.63M

1.38%

Sole

0.00

Shared

0.00

None

26.01K

ISHARES CORE

SOLE

ETF

Shares85.87K

TypeSH

Market value$8.61M

1.38%

Sole

200.00

Shared

0.00

None

85.67K

NVIDIA CORP

SOLE

COM

Shares45.38K

TypeSH

Market value$8.49M

1.36%

Sole

0.00

Shared

0.00

None

45.38K

VANGUARD CONSUMER

SOLE

ETF

Shares21.40K

TypeSH

Market value$8.48M

1.36%

Sole

270.00

Shared

0.00

None

21.13K

SCHWAB MUNICIPAL MONEY ULTRA

SOLE

ETF

Shares7.99M

TypeSH

Market value$7.99M

1.28%

Sole

0.00

Shared

0.00

None

7.99M

ALPHABET INC

SOLE

COM

Shares32.57K

TypeSH

Market value$7.95M

1.27%

Sole

0.00

Shared

0.00

None

32.57K

SPDR GOLD

SOLE

COM

Shares20.56K

TypeSH

Market value$7.31M

1.17%

Sole

97.00

Shared

0.00

None

20.46K

VANGUARD DIVIDEND

SOLE

ETF

Shares32.91K

TypeSH

Market value$7.11M

1.14%

Sole

0.00

Shared

0.00

None

32.91K

PITNEY BOWES

SOLE

COM

Shares607.56K

TypeSH

Market value$6.93M

1.11%

Sole

0.00

Shared

0.00

None

607.56K

ISHARES CORE

SOLE

ETF

Shares126.12K

TypeSH

Market value$5.89M

0.94%

Sole

817.00

Shared

0.00

None

125.31K

TECHNOLOGY SELECT

SOLE

ETF

Shares20.85K

TypeSH

Market value$5.89M

0.94%

Sole

400.00

Shared

0.00

None

20.45K

FIRST TRUST

SOLE

ETF

Shares110.44K

TypeSH

Market value$5.39M

0.86%

Sole

0.00

Shared

0.00

None

110.44K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	85.72K	SH	$21.86M 3.49%	0.00	85.72K
VANGUARD HIGHSOLE	ETF	154.03K	SH	$21.71M 3.47%	1.20K	152.82K
VANGUARD TOTALSOLE	ETF	58.48K	SH	$19.19M 3.07%	504.00	57.97K
INVESCO QQQSOLE	ETF	30.69K	SH	$18.43M 2.94%	250.00	30.44K
TUTOR PERINISOLE	COM	230.21K	SH	$15.10M 2.41%	0.00	230.21K
MICROSOFT CORPSOLE	COM	27.53K	SH	$14.27M 2.28%	0.00	27.53K
AMAZON COMSOLE	COM	55.87K	SH	$12.29M 1.96%	0.00	55.87K
UBER TECHNOLOGIESSOLE	COM	120.25K	SH	$11.75M 1.88%	0.00	120.25K
ALPHABET INCSOLE	COM	47.06K	SH	$11.46M 1.83%	0.00	47.06K
META PLATFORMSSOLE	COM	15.20K	SH	$11.11M 1.78%	0.00	15.20K
ETON PHARMACEUTICALSSOLE	COM	472.54K	SH	$10.27M 1.64%	0.00	472.54K
ISHARES CORESOLE	ETF	116.71K	SH	$10.19M 1.63%	1.49K	115.22K
HARROW INCSOLE	COM	179.58K	SH	$8.65M 1.38%	0.00	179.58K
BROADCOM INCSOLE	COM	26.01K	SH	$8.63M 1.38%	0.00	26.01K
ISHARES CORESOLE	ETF	85.87K	SH	$8.61M 1.38%	200.00	85.67K
NVIDIA CORPSOLE	COM	45.38K	SH	$8.49M 1.36%	0.00	45.38K
VANGUARD CONSUMERSOLE	ETF	21.40K	SH	$8.48M 1.36%	270.00	21.13K
SCHWAB MUNICIPAL MONEY ULTRASOLE	ETF	7.99M	SH	$7.99M 1.28%	0.00	7.99M
ALPHABET INCSOLE	COM	32.57K	SH	$7.95M 1.27%	0.00	32.57K
SPDR GOLDSOLE	COM	20.56K	SH	$7.31M 1.17%	97.00	20.46K
VANGUARD DIVIDENDSOLE	ETF	32.91K	SH	$7.11M 1.14%	0.00	32.91K
PITNEY BOWESSOLE	COM	607.56K	SH	$6.93M 1.11%	0.00	607.56K
ISHARES CORESOLE	ETF	126.12K	SH	$5.89M 0.94%	817.00	125.31K
TECHNOLOGY SELECTSOLE	ETF	20.85K	SH	$5.89M 0.94%	400.00	20.45K
FIRST TRUSTSOLE	ETF	110.44K	SH	$5.39M 0.86%	0.00	110.44K

Page 1 of 58

…