Filed: 1/31/2023ACC: 0001538383-23-000001
📋 What this filing means
WESTSIDE INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 911 equity positions with a total reported market value of $40.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
911
Positions
$40.61M
Total AUM (reported)
7.73M
Total Shares
Allocation by class
COM$23.47M57.8%
UIT$6.63M16.3%
BOND$5.18M12.7%
ETF$3.70M9.1%
ADR$881.5K2.2%
BONDS$292.5K0.7%
YLD$189.4K0.5%
Portfolio Concentration
Top 3$10.07M24.8%
4–10$5.80M14.3%
11–25$7.17M17.7%
Rest$17.57M43.3%
Top 3 weight
24.8%
Top 10 weight
39.1%
Voting Authority Distribution
Total shares with voting rights: 7.73M
Sole
Full voting authority
9.59K
shares
% of voting shares0.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.72M
shares
% of voting shares99.9%
Investment Discretion (by position count)
Sole911
Shared0
Other0
Dominant voting typeNone · 99.9% of voting shares
Institutional Holdings911
Rows:
APPLE INC
SOLEShares107.22K
TypeSH
Market value$4.90M
12.07%
Sole
0.00
Shared
0.00
None
107.22K
NORTHROP GRUMMAN
SOLEShares10.85K
TypeSH
Market value$4.02M
9.90%
Sole
0.00
Shared
0.00
None
10.85K
FIDELITY ADVISOR INTERM MUNI INC I
SOLEShares116.21K
TypeSH
Market value$1.15M
2.84%
Sole
0.00
Shared
0.00
None
116.21K
AMAZON COM
SOLEShares47.06K
TypeSH
Market value$1.10M
2.72%
Sole
0.00
Shared
0.00
None
47.06K
ALPHABET INC
SOLEShares36.58K
TypeSH
Market value$1.04M
2.57%
Sole
0.00
Shared
0.00
None
36.58K
VANGUARD CA INTERM-TERM TAX-EXEMPT ADM
SOLEShares79.54K
TypeSH
Market value$886.8K
2.18%
Sole
0.00
Shared
0.00
None
79.54K
MICROSOFT CORP
SOLEShares27.67K
TypeSH
Market value$765.3K
1.88%
Sole
0.00
Shared
0.00
None
27.67K
GILEAD SCIENCES
SOLEShares36.45K
TypeSH
Market value$733.2K
1.81%
Sole
0.00
Shared
0.00
None
36.45K
UBER TECHNOLOGIES
SOLEShares159.13K
TypeSH
Market value$642.7K
1.58%
Sole
0.00
Shared
0.00
None
159.13K
AMGEN INC
SOLEShares11.10K
TypeSH
Market value$621.6K
1.53%
Sole
0.00
Shared
0.00
None
11.10K
INVESCO LIMITED TERM CA MUNICIPAL Y
SOLEShares193.61K
TypeSH
Market value$602.1K
1.48%
Sole
0.00
Shared
0.00
None
193.61K
QUALCOMM INC
SOLEShares24.77K
TypeSH
Market value$598.1K
1.47%
Sole
0.00
Shared
0.00
None
24.77K
STARBUCKS CORP
SOLEShares12.79K
TypeSH
Market value$596.2K
1.47%
Sole
0.00
Shared
0.00
None
12.79K
CVS HEALTH
SOLEShares54.92K
TypeSH
Market value$552.9K
1.36%
Sole
0.00
Shared
0.00
None
54.92K
VANGUARD CONSUMER DISCRETIONARY ETF
SOLEShares2.36K
TypeSH
Market value$514.0K
1.27%
Sole
0.00
Shared
0.00
None
2.36K
TECHNOLOGY SELECT SECTORSPDR ETF
SOLEShares4.07K
TypeSH
Market value$501.4K
1.23%
Sole
0.00
Shared
0.00
None
4.07K
BROADCOM INC
SOLEShares2.30K
TypeSH
Market value$498.9K
1.23%
Sole
0.00
Shared
0.00
None
2.30K
BANK AMERICA
SOLEShares43.55K
TypeSH
Market value$485.0K
1.19%
Sole
0.00
Shared
0.00
None
43.55K
ALPHABET INC
SOLEShares41.27K
TypeSH
Market value$450.5K
1.11%
Sole
0.00
Shared
0.00
None
41.27K
VANGUARD DIVIDEND APPRECIATION ETF
SOLEShares2.85K
TypeSH
Market value$432.6K
1.07%
Sole
0.00
Shared
0.00
None
2.85K
INVSC QQQ TRUST SRS 1 ETF
SOLEShares1.64K
TypeSH
Market value$432.4K
1.06%
Sole
0.00
Shared
0.00
None
1.64K
SELECT STR FINANCIAL SELECT SPDR ETF
SOLEShares12.27K
TypeSH
Market value$421.2K
1.04%
Sole
0.00
Shared
0.00
None
12.27K
AMERICAN FUNDS TAX-EXEMPT BOND F2
SOLEShares31.72K
TypeSH
Market value$382.9K
0.94%
Sole
0.00
Shared
0.00
None
31.72K
SHOPIFY INC FCLASS A
SOLEShares9.90K
TypeSH
Market value$353.2K
0.87%
Sole
0.00
Shared
0.00
None
9.90K
TRANSAMERICA INTERMEDIATE MUNI I
SOLEShares33.36K
TypeSH
Market value$349.3K
0.86%
Sole
0.00
Shared
0.00
None
33.36K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 107.22K | SH | $4.90M 12.07% | 0.00 | 0.00 | 107.22K |
NORTHROP GRUMMANSOLE | COM | 10.85K | SH | $4.02M 9.90% | 0.00 | 0.00 | 10.85K |
FIDELITY ADVISOR INTERM MUNI INC ISOLE | BOND | 116.21K | SH | $1.15M 2.84% | 0.00 | 0.00 | 116.21K |
AMAZON COMSOLE | COM | 47.06K | SH | $1.10M 2.72% | 0.00 | 0.00 | 47.06K |
ALPHABET INCSOLE | COM | 36.58K | SH | $1.04M 2.57% | 0.00 | 0.00 | 36.58K |
VANGUARD CA INTERM-TERM TAX-EXEMPT ADMSOLE | BOND | 79.54K | SH | $886.8K 2.18% | 0.00 | 0.00 | 79.54K |
MICROSOFT CORPSOLE | COM | 27.67K | SH | $765.3K 1.88% | 0.00 | 0.00 | 27.67K |
GILEAD SCIENCESSOLE | COM | 36.45K | SH | $733.2K 1.81% | 0.00 | 0.00 | 36.45K |
UBER TECHNOLOGIESSOLE | COM | 159.13K | SH | $642.7K 1.58% | 0.00 | 0.00 | 159.13K |
AMGEN INCSOLE | COM | 11.10K | SH | $621.6K 1.53% | 0.00 | 0.00 | 11.10K |
INVESCO LIMITED TERM CA MUNICIPAL YSOLE | BOND | 193.61K | SH | $602.1K 1.48% | 0.00 | 0.00 | 193.61K |
QUALCOMM INCSOLE | COM | 24.77K | SH | $598.1K 1.47% | 0.00 | 0.00 | 24.77K |
STARBUCKS CORPSOLE | COM | 12.79K | SH | $596.2K 1.47% | 0.00 | 0.00 | 12.79K |
CVS HEALTHSOLE | COM | 54.92K | SH | $552.9K 1.36% | 0.00 | 0.00 | 54.92K |
VANGUARD CONSUMER DISCRETIONARY ETFSOLE | UIT | 2.36K | SH | $514.0K 1.27% | 0.00 | 0.00 | 2.36K |
TECHNOLOGY SELECT SECTORSPDR ETFSOLE | UIT | 4.07K | SH | $501.4K 1.23% | 0.00 | 0.00 | 4.07K |
BROADCOM INCSOLE | COM | 2.30K | SH | $498.9K 1.23% | 0.00 | 0.00 | 2.30K |
BANK AMERICASOLE | COM | 43.55K | SH | $485.0K 1.19% | 0.00 | 0.00 | 43.55K |
ALPHABET INCSOLE | COM | 41.27K | SH | $450.5K 1.11% | 0.00 | 0.00 | 41.27K |
VANGUARD DIVIDEND APPRECIATION ETFSOLE | UIT | 2.85K | SH | $432.6K 1.07% | 0.00 | 0.00 | 2.85K |
INVSC QQQ TRUST SRS 1 ETFSOLE | UIT | 1.64K | SH | $432.4K 1.06% | 0.00 | 0.00 | 1.64K |
SELECT STR FINANCIAL SELECT SPDR ETFSOLE | UIT | 12.27K | SH | $421.2K 1.04% | 0.00 | 0.00 | 12.27K |
AMERICAN FUNDS TAX-EXEMPT BOND F2SOLE | BOND | 31.72K | SH | $382.9K 0.94% | 0.00 | 0.00 | 31.72K |
SHOPIFY INC FCLASS ASOLE | ADR | 9.90K | SH | $353.2K 0.87% | 0.00 | 0.00 | 9.90K |
TRANSAMERICA INTERMEDIATE MUNI ISOLE | BOND | 33.36K | SH | $349.3K 0.86% | 0.00 | 0.00 | 33.36K |
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