Filed: 11/9/2022ACC: 0001538383-22-000004
📋 What this filing means
WESTSIDE INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 903 equity positions with a total reported market value of $41.84M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
903
Positions
$41.84M
Total AUM (reported)
7.13M
Total Shares
Allocation by class
COM$30.02M71.7%
ETF$9.59M22.9%
UIT$1.79M4.3%
BOND$278.9K0.7%
ADR$117.1K0.3%
FIX$43.8K0.1%
MLP$38.000.0%
Portfolio Concentration
Top 3$10.68M25.5%
4–10$5.62M13.4%
11–25$7.05M16.9%
Rest$18.49M44.2%
Top 3 weight
25.5%
Top 10 weight
39.0%
Voting Authority Distribution
Total shares with voting rights: 7.13M
Sole
Full voting authority
7.80K
shares
% of voting shares0.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.12M
shares
% of voting shares99.9%
Investment Discretion (by position count)
Sole903
Shared0
Other0
Dominant voting typeNone · 99.9% of voting shares
Institutional Holdings903
Rows:
APPLE INC
SOLEShares107.75K
TypeSH
Market value$5.55M
13.28%
Sole
0.00
Shared
0.00
None
107.75K
NORTHROP GRUMMAN
SOLEShares11.05K
TypeSH
Market value$3.59M
8.59%
Sole
0.00
Shared
0.00
None
11.05K
AMAZON COM
SOLEShares43.72K
TypeSH
Market value$1.53M
3.66%
Sole
0.00
Shared
0.00
None
43.72K
FIDELITY ADVISOR INTERM MUNI INC I
SOLEShares115.73K
TypeSH
Market value$1.12M
2.67%
Sole
0.00
Shared
0.00
None
115.73K
VANGUARD CA INTERM-TERM TAX-EXEMPT ADM
SOLEShares79.27K
TypeSH
Market value$854.5K
2.04%
Sole
0.00
Shared
0.00
None
79.27K
MICROSOFT CORP
SOLEShares27.13K
TypeSH
Market value$849.6K
2.03%
Sole
0.00
Shared
0.00
None
27.13K
QUALCOMM INC
SOLEShares25.73K
TypeSH
Market value$755.7K
1.81%
Sole
0.00
Shared
0.00
None
25.73K
UBER TECHNOLOGIES
SOLEShares156.97K
TypeSH
Market value$750.7K
1.79%
Sole
0.00
Shared
0.00
None
156.97K
GILEAD SCIENCES
SOLEShares40.59K
TypeSH
Market value$669.9K
1.60%
Sole
0.00
Shared
0.00
None
40.59K
ALPHABET INC
SOLEShares40.93K
TypeSH
Market value$621.6K
1.49%
Sole
0.00
Shared
0.00
None
40.93K
INVESCO LIMITED TERM CA MUNICIPAL Y
SOLEShares192.60K
TypeSH
Market value$585.5K
1.40%
Sole
0.00
Shared
0.00
None
192.60K
AMGEN INC
SOLEShares12.56K
TypeSH
Market value$575.7K
1.38%
Sole
0.00
Shared
0.00
None
12.56K
BANK AMER CORP
SOLEShares44.15K
TypeSH
Market value$569.9K
1.36%
Sole
0.00
Shared
0.00
None
44.15K
CVS HEALTH
SOLEShares55.21K
TypeSH
Market value$567.4K
1.36%
Sole
0.00
Shared
0.00
None
55.21K
STARBUCKS CORP
SOLEShares12.94K
TypeSH
Market value$559.1K
1.34%
Sole
0.00
Shared
0.00
None
12.94K
VANGUARD CONSUMER DISCRETIONARY ETF
SOLEShares2.33K
TypeSH
Market value$547.7K
1.31%
Sole
0.00
Shared
0.00
None
2.33K
INVSC QQQ TRUST SRS 1 ETF
SOLEShares1.83K
TypeSH
Market value$490.4K
1.17%
Sole
0.00
Shared
0.00
None
1.83K
TECHNOLOGY SELECT SECTORSPDR ETF
SOLEShares4.02K
TypeSH
Market value$477.3K
1.14%
Sole
0.00
Shared
0.00
None
4.02K
ISHARES ESG MSCI USA
SOLEShares6.40K
TypeSH
Market value$401.9K
0.96%
Sole
0.00
Shared
0.00
None
6.40K
BROADCOM INC
SOLEShares2.30K
TypeSH
Market value$400.2K
0.96%
Sole
0.00
Shared
0.00
None
2.30K
VANGUARD DIVIDEND APPRECIATION ETF
SOLEShares2.85K
TypeSH
Market value$385.2K
0.92%
Sole
0.00
Shared
0.00
None
2.85K
DISNEY WALT CO
SOLEShares16.68K
TypeSH
Market value$380.0K
0.91%
Sole
0.00
Shared
0.00
None
16.68K
SELECT STR FINANCIAL SELECT SPDR ETF
SOLEShares12.27K
TypeSH
Market value$372.6K
0.89%
Sole
0.00
Shared
0.00
None
12.27K
META PLATFORMS
SOLEShares16.73K
TypeSH
Market value$369.0K
0.88%
Sole
0.00
Shared
0.00
None
16.73K
AMERICAN FUNDS TAX-EXEMPT BOND F2
SOLEShares31.50K
TypeSH
Market value$368.6K
0.88%
Sole
0.00
Shared
0.00
None
31.50K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 107.75K | SH | $5.55M 13.28% | 0.00 | 0.00 | 107.75K |
NORTHROP GRUMMANSOLE | COM | 11.05K | SH | $3.59M 8.59% | 0.00 | 0.00 | 11.05K |
AMAZON COMSOLE | COM | 43.72K | SH | $1.53M 3.66% | 0.00 | 0.00 | 43.72K |
FIDELITY ADVISOR INTERM MUNI INC ISOLE | ETF | 115.73K | SH | $1.12M 2.67% | 0.00 | 0.00 | 115.73K |
VANGUARD CA INTERM-TERM TAX-EXEMPT ADMSOLE | ETF | 79.27K | SH | $854.5K 2.04% | 0.00 | 0.00 | 79.27K |
MICROSOFT CORPSOLE | COM | 27.13K | SH | $849.6K 2.03% | 0.00 | 0.00 | 27.13K |
QUALCOMM INCSOLE | COM | 25.73K | SH | $755.7K 1.81% | 0.00 | 0.00 | 25.73K |
UBER TECHNOLOGIESSOLE | COM | 156.97K | SH | $750.7K 1.79% | 0.00 | 0.00 | 156.97K |
GILEAD SCIENCESSOLE | COM | 40.59K | SH | $669.9K 1.60% | 0.00 | 0.00 | 40.59K |
ALPHABET INCSOLE | COM | 40.93K | SH | $621.6K 1.49% | 0.00 | 0.00 | 40.93K |
INVESCO LIMITED TERM CA MUNICIPAL YSOLE | ETF | 192.60K | SH | $585.5K 1.40% | 0.00 | 0.00 | 192.60K |
AMGEN INCSOLE | COM | 12.56K | SH | $575.7K 1.38% | 0.00 | 0.00 | 12.56K |
BANK AMER CORPSOLE | COM | 44.15K | SH | $569.9K 1.36% | 0.00 | 0.00 | 44.15K |
CVS HEALTHSOLE | COM | 55.21K | SH | $567.4K 1.36% | 0.00 | 0.00 | 55.21K |
STARBUCKS CORPSOLE | COM | 12.94K | SH | $559.1K 1.34% | 0.00 | 0.00 | 12.94K |
VANGUARD CONSUMER DISCRETIONARY ETFSOLE | COM | 2.33K | SH | $547.7K 1.31% | 0.00 | 0.00 | 2.33K |
INVSC QQQ TRUST SRS 1 ETFSOLE | COM | 1.83K | SH | $490.4K 1.17% | 0.00 | 0.00 | 1.83K |
TECHNOLOGY SELECT SECTORSPDR ETFSOLE | COM | 4.02K | SH | $477.3K 1.14% | 0.00 | 0.00 | 4.02K |
ISHARES ESG MSCI USASOLE | UIT | 6.40K | SH | $401.9K 0.96% | 0.00 | 0.00 | 6.40K |
BROADCOM INCSOLE | COM | 2.30K | SH | $400.2K 0.96% | 0.00 | 0.00 | 2.30K |
VANGUARD DIVIDEND APPRECIATION ETFSOLE | COM | 2.85K | SH | $385.2K 0.92% | 0.00 | 0.00 | 2.85K |
DISNEY WALT COSOLE | COM | 16.68K | SH | $380.0K 0.91% | 0.00 | 0.00 | 16.68K |
SELECT STR FINANCIAL SELECT SPDR ETFSOLE | COM | 12.27K | SH | $372.6K 0.89% | 0.00 | 0.00 | 12.27K |
META PLATFORMSSOLE | COM | 16.73K | SH | $369.0K 0.88% | 0.00 | 0.00 | 16.73K |
AMERICAN FUNDS TAX-EXEMPT BOND F2SOLE | ETF | 31.50K | SH | $368.6K 0.88% | 0.00 | 0.00 | 31.50K |
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