WESTPHAL JEFFREY reported 1 transaction at VERTEX, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 5/2/2024ACC: 0001104659-24-056542
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2.50M acquired · 2.50M disposed
Non-Derivative Transactions1
Class A Common Stock
Indirect
Shares
+2.50M
Price / share
—
Trade value
—
% of position
160.8%
4/30/2024
1.55M→4.05M
Total
Net shares
+2.50M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Indirect | 4/30/2024 | C · Conversion | +2.50M | — | — | 160.8% | 1.55M | 4.05M |
| Total | +2.50M | $0.00 | ||||||
Derivative Transactions1
Class B Common Stock
Indirect
Converts to
Class A Common Stock
2.50M shares
Shares
−2.50M
Strike price
Held after
6.75M
Exercisable
—
4/30/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B Common Stock Indirect | Class A Common Stock2.50M shares | 4/30/2024 | C · Conversion | −2.50M | — | 6.75M |
Non-Derivative Holdings (Post-Transaction)1
Class A Common Stock
DirectShares owned7.89K
Total
7.89K direct7.89K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 7.89K | Direct |
| Total | 7.89K | 7.89K direct |
Derivative Holdings (Post-Transaction)3
Class B Common Stock
DirectUnderlying security
Class A Common Stock
Underlying shares
838K
Shares owned
838K
Exercise price
Expiration
—
Exercise window
—
Class B Common Stock
IndirectUnderlying security
Class A Common Stock
Underlying shares
1.15M
Shares owned
1.15M
Exercise price
Expiration
—
Exercise window
—
Class B Common Stock
IndirectUnderlying security
Class A Common Stock
Underlying shares
332.24K
Shares owned
332.24K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
2.32M
Owned
2.32M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class B Common Stock Direct | Class A Common Stock | — | — | 838K | 838K | |
| Class B Common Stock Indirect | Class A Common Stock | — | — | 1.15M | 1.15M | |
| Class B Common Stock Indirect | Class A Common Stock | — | — | 332.24K | 332.24K | |
| Total | 2.32M | 2.32M | ||||