Filed: 1/25/2024ACC: 0001085146-24-000469
📋 What this filing means
WESTERN FINANCIAL CORP/CA filed this quarterly 13F‑HR report disclosing 109 equity positions with a total reported market value of $149.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
109
Positions
$149.52M
Total AUM (reported)
2.68M
Total Shares
Allocation by class
COM$115.45M77.2%
CL A$6.08M4.1%
US TREAS BD ETF$3.29M2.2%
COM NEW$3.28M2.2%
PORTFOLIO S&P500$2.53M1.7%
0-5YR HI YL CP$1.29M0.9%
US AGGREGATE B$1.26M0.8%
Portfolio Concentration
Top 3$58.90M39.4%
4–10$16.37M10.9%
11–25$21.59M14.4%
Rest$52.66M35.2%
Top 3 weight
39.4%
Top 10 weight
50.3%
Voting Authority Distribution
Total shares with voting rights: 2.68M
Sole
Full voting authority
2.66M
shares
% of voting shares99.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
23.51K
shares
% of voting shares0.9%
Investment Discretion (by position count)
Sole109
Shared0
Other0
Dominant voting typeSole · 99.1% of voting shares
Institutional Holdings109
Rows:
ENTERPRISE FINL SVCS CORP
SOLEShares656.91K
TypeSH
Market value$29.33M
19.62%
Sole
656.78K
Shared
0.00
None
126.00
ARROWHEAD PHARMACEUTICALS IN
SOLEShares820.24K
TypeSH
Market value$25.10M
16.79%
Sole
820.24K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares90.88K
TypeSH
Market value$4.47M
2.99%
Sole
90.88K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares142.80K
TypeSH
Market value$3.29M
2.20%
Sole
138.82K
Shared
0.00
None
3.98K
SPDR SER TR
SOLEShares45.30K
TypeSH
Market value$2.53M
1.69%
Sole
43.96K
Shared
0.00
None
1.34K
NVIDIA CORPORATION
SOLEShares4.92K
TypeSH
Market value$2.44M
1.63%
Sole
4.79K
Shared
0.00
None
129.00
META PLATFORMS INC
SOLEShares6.72K
TypeSH
Market value$2.38M
1.59%
Sole
6.50K
Shared
0.00
None
211.00
ADOBE INC
SOLEShares3.54K
TypeSH
Market value$2.11M
1.41%
Sole
3.43K
Shared
0.00
None
103.00
ADVANCED MICRO DEVICES INC
SOLEShares13.22K
TypeSH
Market value$1.95M
1.30%
Sole
12.91K
Shared
0.00
None
314.00
GENERAL ELECTRIC CO
SOLEShares13.12K
TypeSH
Market value$1.67M
1.12%
Sole
12.61K
Shared
0.00
None
510.00
BOEING CO
SOLEShares6.42K
TypeSH
Market value$1.67M
1.12%
Sole
6.27K
Shared
0.00
None
149.00
HOME DEPOT INC
SOLEShares4.76K
TypeSH
Market value$1.65M
1.10%
Sole
4.72K
Shared
0.00
None
40.00
CADENCE DESIGN SYSTEM INC
SOLEShares5.79K
TypeSH
Market value$1.58M
1.05%
Sole
5.72K
Shared
0.00
None
73.00
ELI LILLY & CO
SOLEShares2.69K
TypeSH
Market value$1.57M
1.05%
Sole
2.60K
Shared
0.00
None
93.00
SYNOPSYS INC
SOLEShares3K
TypeSH
Market value$1.55M
1.03%
Sole
2.98K
Shared
0.00
None
22.00
CHIPOTLE MEXICAN GRILL INC
SOLEShares646.00
TypeSH
Market value$1.48M
0.99%
Sole
640.00
Shared
0.00
None
6.00
UBER TECHNOLOGIES INC
SOLEShares23.90K
TypeSH
Market value$1.47M
0.98%
Sole
23.54K
Shared
0.00
None
361.00
REGENERON PHARMACEUTICALS
SOLEShares1.68K
TypeSH
Market value$1.47M
0.98%
Sole
1.66K
Shared
0.00
None
16.00
OREILLY AUTOMOTIVE INC
SOLEShares1.54K
TypeSH
Market value$1.46M
0.98%
Sole
1.52K
Shared
0.00
None
15.00
AUTOZONE INC
SOLEShares539.00
TypeSH
Market value$1.39M
0.93%
Sole
534.00
Shared
0.00
None
5.00
UNITEDHEALTH GROUP INC
SOLEShares2.54K
TypeSH
Market value$1.34M
0.90%
Sole
2.49K
Shared
0.00
None
56.00
ISHARES TR
SOLEShares30.50K
TypeSH
Market value$1.29M
0.86%
Sole
29.74K
Shared
0.00
None
761.00
SCHWAB STRATEGIC TR
SOLEShares27.10K
TypeSH
Market value$1.26M
0.85%
Sole
26.73K
Shared
0.00
None
373.00
ISHARES TR
SOLEShares11.11K
TypeSH
Market value$1.22M
0.82%
Sole
10.78K
Shared
0.00
None
325.00
BROADCOM INC
SOLEShares1.07K
TypeSH
Market value$1.19M
0.80%
Sole
1.02K
Shared
0.00
None
45.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ENTERPRISE FINL SVCS CORPSOLE | COM | 656.91K | SH | $29.33M 19.62% | 656.78K | 0.00 | 126.00 |
ARROWHEAD PHARMACEUTICALS INSOLE | COM | 820.24K | SH | $25.10M 16.79% | 820.24K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | COM | 90.88K | SH | $4.47M 2.99% | 90.88K | 0.00 | 0.00 |
ISHARES TRSOLE | US TREAS BD ETF | 142.80K | SH | $3.29M 2.20% | 138.82K | 0.00 | 3.98K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 45.30K | SH | $2.53M 1.69% | 43.96K | 0.00 | 1.34K |
NVIDIA CORPORATIONSOLE | COM | 4.92K | SH | $2.44M 1.63% | 4.79K | 0.00 | 129.00 |
META PLATFORMS INCSOLE | CL A | 6.72K | SH | $2.38M 1.59% | 6.50K | 0.00 | 211.00 |
ADOBE INCSOLE | COM | 3.54K | SH | $2.11M 1.41% | 3.43K | 0.00 | 103.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 13.22K | SH | $1.95M 1.30% | 12.91K | 0.00 | 314.00 |
GENERAL ELECTRIC COSOLE | COM NEW | 13.12K | SH | $1.67M 1.12% | 12.61K | 0.00 | 510.00 |
BOEING COSOLE | COM | 6.42K | SH | $1.67M 1.12% | 6.27K | 0.00 | 149.00 |
HOME DEPOT INCSOLE | COM | 4.76K | SH | $1.65M 1.10% | 4.72K | 0.00 | 40.00 |
CADENCE DESIGN SYSTEM INCSOLE | COM | 5.79K | SH | $1.58M 1.05% | 5.72K | 0.00 | 73.00 |
ELI LILLY & COSOLE | COM | 2.69K | SH | $1.57M 1.05% | 2.60K | 0.00 | 93.00 |
SYNOPSYS INCSOLE | COM | 3K | SH | $1.55M 1.03% | 2.98K | 0.00 | 22.00 |
CHIPOTLE MEXICAN GRILL INCSOLE | COM | 646.00 | SH | $1.48M 0.99% | 640.00 | 0.00 | 6.00 |
UBER TECHNOLOGIES INCSOLE | COM | 23.90K | SH | $1.47M 0.98% | 23.54K | 0.00 | 361.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 1.68K | SH | $1.47M 0.98% | 1.66K | 0.00 | 16.00 |
OREILLY AUTOMOTIVE INCSOLE | COM | 1.54K | SH | $1.46M 0.98% | 1.52K | 0.00 | 15.00 |
AUTOZONE INCSOLE | COM | 539.00 | SH | $1.39M 0.93% | 534.00 | 0.00 | 5.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 2.54K | SH | $1.34M 0.90% | 2.49K | 0.00 | 56.00 |
ISHARES TRSOLE | 0-5YR HI YL CP | 30.50K | SH | $1.29M 0.86% | 29.74K | 0.00 | 761.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 27.10K | SH | $1.26M 0.85% | 26.73K | 0.00 | 373.00 |
ISHARES TRSOLE | SHORT TREAS BD | 11.11K | SH | $1.22M 0.82% | 10.78K | 0.00 | 325.00 |
BROADCOM INCSOLE | COM | 1.07K | SH | $1.19M 0.80% | 1.02K | 0.00 | 45.00 |
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