Filed: 10/19/2023ACC: 0001085146-23-003791
📋 What this filing means
WESTERN FINANCIAL CORP/CA filed this quarterly 13F‑HR report disclosing 106 equity positions with a total reported market value of $136.37M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
106
Positions
$136.37M
Total AUM (reported)
2.81M
Total Shares
Allocation by class
COM$103.13M75.6%
CL A$4.61M3.4%
US TREAS BD ETF$3.99M2.9%
COM NEW$3.65M2.7%
PORTFOLIO S&P500$2.20M1.6%
0-5YR HI YL CP$1.53M1.1%
SHORT TREAS BD$1.49M1.1%
Portfolio Concentration
Top 3$51.70M37.9%
4–10$15.16M11.1%
11–25$20.50M15.0%
Rest$49.00M35.9%
Top 3 weight
37.9%
Top 10 weight
49.0%
Voting Authority Distribution
Total shares with voting rights: 2.81M
Sole
Full voting authority
2.79M
shares
% of voting shares99.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
23.26K
shares
% of voting shares0.8%
Investment Discretion (by position count)
Sole106
Shared0
Other0
Dominant voting typeSole · 99.2% of voting shares
Institutional Holdings106
Rows:
ENTERPRISE FINL SVCS CORP
SOLEShares663.84K
TypeSH
Market value$25.67M
18.82%
Sole
663.71K
Shared
0.00
None
126.00
ARROWHEAD PHARMACEUTICALS IN
SOLEShares820.24K
TypeSH
Market value$22.04M
16.16%
Sole
820.24K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares181.21K
TypeSH
Market value$3.99M
2.93%
Sole
177.13K
Shared
0.00
None
4.08K
WELLS FARGO CO NEW
SOLEShares91.19K
TypeSH
Market value$3.79M
2.78%
Sole
91.19K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares5.11K
TypeSH
Market value$2.22M
1.63%
Sole
4.96K
Shared
0.00
None
150.00
SPDR SER TR
SOLEShares43.73K
TypeSH
Market value$2.20M
1.61%
Sole
42.42K
Shared
0.00
None
1.30K
META PLATFORMS INC
SOLEShares6.74K
TypeSH
Market value$2.02M
1.48%
Sole
6.52K
Shared
0.00
None
225.00
BOEING CO
SOLEShares9.24K
TypeSH
Market value$1.77M
1.30%
Sole
8.97K
Shared
0.00
None
274.00
SYNOPSYS INC
SOLEShares3.55K
TypeSH
Market value$1.63M
1.20%
Sole
3.52K
Shared
0.00
None
30.00
ISHARES TR
SOLEShares37.29K
TypeSH
Market value$1.53M
1.12%
Sole
36.53K
Shared
0.00
None
761.00
ELI LILLY & CO
SOLEShares2.78K
TypeSH
Market value$1.49M
1.09%
Sole
2.68K
Shared
0.00
None
98.00
ISHARES TR
SOLEShares13.47K
TypeSH
Market value$1.49M
1.09%
Sole
13.15K
Shared
0.00
None
325.00
OREILLY AUTOMOTIVE INC
SOLEShares1.64K
TypeSH
Market value$1.49M
1.09%
Sole
1.62K
Shared
0.00
None
15.00
GENERAL ELECTRIC CO
SOLEShares13.27K
TypeSH
Market value$1.47M
1.08%
Sole
12.75K
Shared
0.00
None
527.00
HOME DEPOT INC
SOLEShares4.84K
TypeSH
Market value$1.46M
1.07%
Sole
4.80K
Shared
0.00
None
40.00
ADVANCED MICRO DEVICES INC
SOLEShares14.10K
TypeSH
Market value$1.45M
1.06%
Sole
13.70K
Shared
0.00
None
398.00
REGENERON PHARMACEUTICALS
SOLEShares1.76K
TypeSH
Market value$1.45M
1.06%
Sole
1.74K
Shared
0.00
None
16.00
AUTOZONE INC
SOLEShares568.00
TypeSH
Market value$1.44M
1.06%
Sole
562.00
Shared
0.00
None
6.00
CADENCE DESIGN SYSTEM INC
SOLEShares6.12K
TypeSH
Market value$1.43M
1.05%
Sole
6.02K
Shared
0.00
None
102.00
UBER TECHNOLOGIES INC
SOLEShares31.04K
TypeSH
Market value$1.43M
1.05%
Sole
30.80K
Shared
0.00
None
238.00
MERCK & CO INC
SOLEShares13.70K
TypeSH
Market value$1.41M
1.03%
Sole
13.17K
Shared
0.00
None
530.00
SCHWAB STRATEGIC TR
SOLEShares28.51K
TypeSH
Market value$1.26M
0.92%
Sole
28.06K
Shared
0.00
None
458.00
CHIPOTLE MEXICAN GRILL INC
SOLEShares685.00
TypeSH
Market value$1.25M
0.92%
Sole
679.00
Shared
0.00
None
6.00
EXXON MOBIL CORP
SOLEShares8.59K
TypeSH
Market value$1.01M
0.74%
Sole
8.28K
Shared
0.00
None
302.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares50.18K
TypeSH
Market value$971.8K
0.71%
Sole
49K
Shared
0.00
None
1.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ENTERPRISE FINL SVCS CORPSOLE | COM | 663.84K | SH | $25.67M 18.82% | 663.71K | 0.00 | 126.00 |
ARROWHEAD PHARMACEUTICALS INSOLE | COM | 820.24K | SH | $22.04M 16.16% | 820.24K | 0.00 | 0.00 |
ISHARES TRSOLE | US TREAS BD ETF | 181.21K | SH | $3.99M 2.93% | 177.13K | 0.00 | 4.08K |
WELLS FARGO CO NEWSOLE | COM | 91.19K | SH | $3.79M 2.78% | 91.19K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 5.11K | SH | $2.22M 1.63% | 4.96K | 0.00 | 150.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 43.73K | SH | $2.20M 1.61% | 42.42K | 0.00 | 1.30K |
META PLATFORMS INCSOLE | CL A | 6.74K | SH | $2.02M 1.48% | 6.52K | 0.00 | 225.00 |
BOEING COSOLE | COM | 9.24K | SH | $1.77M 1.30% | 8.97K | 0.00 | 274.00 |
SYNOPSYS INCSOLE | COM | 3.55K | SH | $1.63M 1.20% | 3.52K | 0.00 | 30.00 |
ISHARES TRSOLE | 0-5YR HI YL CP | 37.29K | SH | $1.53M 1.12% | 36.53K | 0.00 | 761.00 |
ELI LILLY & COSOLE | COM | 2.78K | SH | $1.49M 1.09% | 2.68K | 0.00 | 98.00 |
ISHARES TRSOLE | SHORT TREAS BD | 13.47K | SH | $1.49M 1.09% | 13.15K | 0.00 | 325.00 |
OREILLY AUTOMOTIVE INCSOLE | COM | 1.64K | SH | $1.49M 1.09% | 1.62K | 0.00 | 15.00 |
GENERAL ELECTRIC COSOLE | COM NEW | 13.27K | SH | $1.47M 1.08% | 12.75K | 0.00 | 527.00 |
HOME DEPOT INCSOLE | COM | 4.84K | SH | $1.46M 1.07% | 4.80K | 0.00 | 40.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 14.10K | SH | $1.45M 1.06% | 13.70K | 0.00 | 398.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 1.76K | SH | $1.45M 1.06% | 1.74K | 0.00 | 16.00 |
AUTOZONE INCSOLE | COM | 568.00 | SH | $1.44M 1.06% | 562.00 | 0.00 | 6.00 |
CADENCE DESIGN SYSTEM INCSOLE | COM | 6.12K | SH | $1.43M 1.05% | 6.02K | 0.00 | 102.00 |
UBER TECHNOLOGIES INCSOLE | COM | 31.04K | SH | $1.43M 1.05% | 30.80K | 0.00 | 238.00 |
MERCK & CO INCSOLE | COM | 13.70K | SH | $1.41M 1.03% | 13.17K | 0.00 | 530.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 28.51K | SH | $1.26M 0.92% | 28.06K | 0.00 | 458.00 |
CHIPOTLE MEXICAN GRILL INCSOLE | COM | 685.00 | SH | $1.25M 0.92% | 679.00 | 0.00 | 6.00 |
EXXON MOBIL CORPSOLE | COM | 8.59K | SH | $1.01M 0.74% | 8.28K | 0.00 | 302.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | INVSCO BLSH 28 | 50.18K | SH | $971.8K 0.71% | 49K | 0.00 | 1.19K |
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