Filed: 7/27/2023ACC: 0001085146-23-002915
📋 What this filing means
WESTERN FINANCIAL CORP/CA filed this quarterly 13F‑HR report disclosing 107 equity positions with a total reported market value of $146.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
107
Positions
$146.78M
Total AUM (reported)
2.83M
Total Shares
Allocation by class
COM$114.76M78.2%
US TREAS BD ETF$4.77M3.3%
COM NEW$3.60M2.5%
PORTFOLIO S&P500$2.03M1.4%
0-5YR HI YL CP$1.60M1.1%
SHORT TREAS BD$1.54M1.0%
CL A$1.49M1.0%
Portfolio Concentration
Top 3$60.13M41.0%
4–10$14.63M10.0%
11–25$20.75M14.1%
Rest$51.27M34.9%
Top 3 weight
41.0%
Top 10 weight
50.9%
Voting Authority Distribution
Total shares with voting rights: 2.83M
Sole
Full voting authority
2.81M
shares
% of voting shares99.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
23.88K
shares
% of voting shares0.8%
Investment Discretion (by position count)
Sole107
Shared0
Other0
Dominant voting typeSole · 99.2% of voting shares
Institutional Holdings107
Rows:
ARROWHEAD PHARMACEUTICALS IN
SOLEShares820.31K
TypeSH
Market value$29.25M
19.93%
Sole
820.31K
Shared
0.00
None
0.00
ENTERPRISE FINL SVCS CORP
SOLEShares667.60K
TypeSH
Market value$26.10M
17.78%
Sole
667.47K
Shared
0.00
None
126.00
ISHARES TR
SOLEShares208.51K
TypeSH
Market value$4.77M
3.25%
Sole
204.49K
Shared
0.00
None
4.03K
WELLS FARGO CO NEW
SOLEShares91.19K
TypeSH
Market value$3.89M
2.65%
Sole
91.19K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares4.97K
TypeSH
Market value$2.10M
1.43%
Sole
4.80K
Shared
0.00
None
169.00
SPDR SER TR
SOLEShares38.93K
TypeSH
Market value$2.03M
1.38%
Sole
37.85K
Shared
0.00
None
1.08K
BOEING CO
SOLEShares8.47K
TypeSH
Market value$1.79M
1.22%
Sole
8.20K
Shared
0.00
None
271.00
OREILLY AUTOMOTIVE INC
SOLEShares1.70K
TypeSH
Market value$1.63M
1.11%
Sole
1.68K
Shared
0.00
None
21.00
SYNOPSYS INC
SOLEShares3.67K
TypeSH
Market value$1.60M
1.09%
Sole
3.65K
Shared
0.00
None
30.00
ISHARES TR
SOLEShares38.49K
TypeSH
Market value$1.60M
1.09%
Sole
37.73K
Shared
0.00
None
761.00
HOME DEPOT INC
SOLEShares5.04K
TypeSH
Market value$1.57M
1.07%
Sole
4.99K
Shared
0.00
None
47.00
ISHARES TR
SOLEShares13.93K
TypeSH
Market value$1.54M
1.05%
Sole
13.60K
Shared
0.00
None
325.00
LILLY ELI & CO
SOLEShares3.13K
TypeSH
Market value$1.47M
1.00%
Sole
3.01K
Shared
0.00
None
118.00
SCHWAB STRATEGIC TR
SOLEShares31.69K
TypeSH
Market value$1.46M
1.00%
Sole
31.16K
Shared
0.00
None
522.00
CADENCE DESIGN SYSTEM INC
SOLEShares6.16K
TypeSH
Market value$1.44M
0.98%
Sole
6.05K
Shared
0.00
None
105.00
AUTOZONE INC
SOLEShares570.00
TypeSH
Market value$1.42M
0.97%
Sole
564.00
Shared
0.00
None
6.00
CHIPOTLE MEXICAN GRILL INC
SOLEShares658.00
TypeSH
Market value$1.41M
0.96%
Sole
652.00
Shared
0.00
None
6.00
DIAMONDBACK ENERGY INC
SOLEShares10.53K
TypeSH
Market value$1.38M
0.94%
Sole
10.43K
Shared
0.00
None
96.00
GENERAL ELECTRIC CO
SOLEShares12.43K
TypeSH
Market value$1.37M
0.93%
Sole
11.92K
Shared
0.00
None
510.00
CHENIERE ENERGY INC
SOLEShares8.73K
TypeSH
Market value$1.33M
0.91%
Sole
8.65K
Shared
0.00
None
82.00
COSTCO WHSL CORP NEW
SOLEShares2.46K
TypeSH
Market value$1.32M
0.90%
Sole
2.36K
Shared
0.00
None
96.00
HESS CORP
SOLEShares9.56K
TypeSH
Market value$1.30M
0.89%
Sole
9.46K
Shared
0.00
None
105.00
EXXON MOBIL CORP
SOLEShares12.09K
TypeSH
Market value$1.30M
0.88%
Sole
11.63K
Shared
0.00
None
456.00
REGENERON PHARMACEUTICALS
SOLEShares1.78K
TypeSH
Market value$1.28M
0.87%
Sole
1.76K
Shared
0.00
None
16.00
ISHARES TR
SOLEShares25.70K
TypeSH
Market value$1.17M
0.80%
Sole
25.25K
Shared
0.00
None
447.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ARROWHEAD PHARMACEUTICALS INSOLE | COM | 820.31K | SH | $29.25M 19.93% | 820.31K | 0.00 | 0.00 |
ENTERPRISE FINL SVCS CORPSOLE | COM | 667.60K | SH | $26.10M 17.78% | 667.47K | 0.00 | 126.00 |
ISHARES TRSOLE | US TREAS BD ETF | 208.51K | SH | $4.77M 3.25% | 204.49K | 0.00 | 4.03K |
WELLS FARGO CO NEWSOLE | COM | 91.19K | SH | $3.89M 2.65% | 91.19K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 4.97K | SH | $2.10M 1.43% | 4.80K | 0.00 | 169.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 38.93K | SH | $2.03M 1.38% | 37.85K | 0.00 | 1.08K |
BOEING COSOLE | COM | 8.47K | SH | $1.79M 1.22% | 8.20K | 0.00 | 271.00 |
OREILLY AUTOMOTIVE INCSOLE | COM | 1.70K | SH | $1.63M 1.11% | 1.68K | 0.00 | 21.00 |
SYNOPSYS INCSOLE | COM | 3.67K | SH | $1.60M 1.09% | 3.65K | 0.00 | 30.00 |
ISHARES TRSOLE | 0-5YR HI YL CP | 38.49K | SH | $1.60M 1.09% | 37.73K | 0.00 | 761.00 |
HOME DEPOT INCSOLE | COM | 5.04K | SH | $1.57M 1.07% | 4.99K | 0.00 | 47.00 |
ISHARES TRSOLE | SHORT TREAS BD | 13.93K | SH | $1.54M 1.05% | 13.60K | 0.00 | 325.00 |
LILLY ELI & COSOLE | COM | 3.13K | SH | $1.47M 1.00% | 3.01K | 0.00 | 118.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 31.69K | SH | $1.46M 1.00% | 31.16K | 0.00 | 522.00 |
CADENCE DESIGN SYSTEM INCSOLE | COM | 6.16K | SH | $1.44M 0.98% | 6.05K | 0.00 | 105.00 |
AUTOZONE INCSOLE | COM | 570.00 | SH | $1.42M 0.97% | 564.00 | 0.00 | 6.00 |
CHIPOTLE MEXICAN GRILL INCSOLE | COM | 658.00 | SH | $1.41M 0.96% | 652.00 | 0.00 | 6.00 |
DIAMONDBACK ENERGY INCSOLE | COM | 10.53K | SH | $1.38M 0.94% | 10.43K | 0.00 | 96.00 |
GENERAL ELECTRIC COSOLE | COM NEW | 12.43K | SH | $1.37M 0.93% | 11.92K | 0.00 | 510.00 |
CHENIERE ENERGY INCSOLE | COM NEW | 8.73K | SH | $1.33M 0.91% | 8.65K | 0.00 | 82.00 |
COSTCO WHSL CORP NEWSOLE | COM | 2.46K | SH | $1.32M 0.90% | 2.36K | 0.00 | 96.00 |
HESS CORPSOLE | COM | 9.56K | SH | $1.30M 0.89% | 9.46K | 0.00 | 105.00 |
EXXON MOBIL CORPSOLE | COM | 12.09K | SH | $1.30M 0.88% | 11.63K | 0.00 | 456.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 1.78K | SH | $1.28M 0.87% | 1.76K | 0.00 | 16.00 |
ISHARES TRSOLE | CORE TOTAL USD | 25.70K | SH | $1.17M 0.80% | 25.25K | 0.00 | 447.00 |
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