Filed: 4/20/2023ACC: 0001085146-23-001757
📋 What this filing means
WESTERN FINANCIAL CORP/CA filed this quarterly 13F‑HR report disclosing 112 equity positions with a total reported market value of $140.49M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
112
Positions
$140.49M
Total AUM (reported)
2.89M
Total Shares
Allocation by class
COM$109.36M77.8%
US TREAS BD ETF$5.01M3.6%
COM NEW$3.35M2.4%
PORTFOLIO S&P500$1.96M1.4%
0-5YR HI YL CP$1.65M1.2%
SHORT TREAS BD$1.56M1.1%
US AGGREGATE B$1.55M1.1%
Portfolio Concentration
Top 3$55.68M39.6%
4–10$13.47M9.6%
11–25$19.31M13.7%
Rest$52.02M37.0%
Top 3 weight
39.6%
Top 10 weight
49.2%
Voting Authority Distribution
Total shares with voting rights: 2.89M
Sole
Full voting authority
2.83M
shares
% of voting shares98.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
50.39K
shares
% of voting shares1.7%
Investment Discretion (by position count)
Sole112
Shared0
Other0
Dominant voting typeSole · 98.3% of voting shares
Institutional Holdings112
Rows:
ENTERPRISE FINL SVCS CORP
SOLEShares669.14K
TypeSH
Market value$29.84M
21.24%
Sole
669.02K
Shared
0.00
None
126.00
ARROWHEAD PHARMACEUTICALS IN
SOLEShares820.32K
TypeSH
Market value$20.84M
14.83%
Sole
820.32K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares214.30K
TypeSH
Market value$5.01M
3.57%
Sole
206.03K
Shared
0.00
None
8.27K
WELLS FARGO CO NEW
SOLEShares91.21K
TypeSH
Market value$3.41M
2.43%
Sole
91.21K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares40.67K
TypeSH
Market value$1.96M
1.39%
Sole
39.59K
Shared
0.00
None
1.08K
BOEING CO
SOLEShares8K
TypeSH
Market value$1.70M
1.21%
Sole
7.64K
Shared
0.00
None
359.00
ISHARES TR
SOLEShares39.48K
TypeSH
Market value$1.65M
1.17%
Sole
37.58K
Shared
0.00
None
1.90K
SYNOPSYS INC
SOLEShares4.26K
TypeSH
Market value$1.65M
1.17%
Sole
4.17K
Shared
0.00
None
89.00
ISHARES TR
SOLEShares14.15K
TypeSH
Market value$1.56M
1.11%
Sole
13.46K
Shared
0.00
None
700.00
SCHWAB STRATEGIC TR
SOLEShares33.08K
TypeSH
Market value$1.55M
1.10%
Sole
32.60K
Shared
0.00
None
477.00
HOME DEPOT INC
SOLEShares5.24K
TypeSH
Market value$1.55M
1.10%
Sole
5.12K
Shared
0.00
None
119.00
OREILLY AUTOMOTIVE INC
SOLEShares1.80K
TypeSH
Market value$1.53M
1.09%
Sole
1.76K
Shared
0.00
None
46.00
REGENERON PHARMACEUTICALS
SOLEShares1.76K
TypeSH
Market value$1.45M
1.03%
Sole
1.73K
Shared
0.00
None
39.00
DIAMONDBACK ENERGY INC
SOLEShares10.69K
TypeSH
Market value$1.45M
1.03%
Sole
10.43K
Shared
0.00
None
265.00
AUTOZONE INC
SOLEShares580.00
TypeSH
Market value$1.43M
1.01%
Sole
564.00
Shared
0.00
None
16.00
EXXON MOBIL CORP
SOLEShares12.15K
TypeSH
Market value$1.33M
0.95%
Sole
11.56K
Shared
0.00
None
593.00
CHENIERE ENERGY INC
SOLEShares8.41K
TypeSH
Market value$1.33M
0.94%
Sole
8.19K
Shared
0.00
None
218.00
COSTCO WHSL CORP NEW
SOLEShares2.63K
TypeSH
Market value$1.30M
0.93%
Sole
2.50K
Shared
0.00
None
126.00
LILLY ELI & CO
SOLEShares3.72K
TypeSH
Market value$1.28M
0.91%
Sole
3.53K
Shared
0.00
None
191.00
HESS CORP
SOLEShares9.50K
TypeSH
Market value$1.26M
0.89%
Sole
9.19K
Shared
0.00
None
310.00
ISHARES TR
SOLEShares26.71K
TypeSH
Market value$1.23M
0.88%
Sole
26.31K
Shared
0.00
None
400.00
NVIDIA CORPORATION
SOLEShares4.07K
TypeSH
Market value$1.13M
0.80%
Sole
3.81K
Shared
0.00
None
265.00
ABBVIE INC
SOLEShares6.61K
TypeSH
Market value$1.05M
0.75%
Sole
6.26K
Shared
0.00
None
344.00
ISHARES TR
SOLEShares10.77K
TypeSH
Market value$1.02M
0.73%
Sole
10.62K
Shared
0.00
None
146.00
INVESCO EXCH TRD SLF IDX FD
SOLEShares48.88K
TypeSH
Market value$980.9K
0.70%
Sole
46.23K
Shared
0.00
None
2.64K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ENTERPRISE FINL SVCS CORPSOLE | COM | 669.14K | SH | $29.84M 21.24% | 669.02K | 0.00 | 126.00 |
ARROWHEAD PHARMACEUTICALS INSOLE | COM | 820.32K | SH | $20.84M 14.83% | 820.32K | 0.00 | 0.00 |
ISHARES TRSOLE | US TREAS BD ETF | 214.30K | SH | $5.01M 3.57% | 206.03K | 0.00 | 8.27K |
WELLS FARGO CO NEWSOLE | COM | 91.21K | SH | $3.41M 2.43% | 91.21K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 40.67K | SH | $1.96M 1.39% | 39.59K | 0.00 | 1.08K |
BOEING COSOLE | COM | 8K | SH | $1.70M 1.21% | 7.64K | 0.00 | 359.00 |
ISHARES TRSOLE | 0-5YR HI YL CP | 39.48K | SH | $1.65M 1.17% | 37.58K | 0.00 | 1.90K |
SYNOPSYS INCSOLE | COM | 4.26K | SH | $1.65M 1.17% | 4.17K | 0.00 | 89.00 |
ISHARES TRSOLE | SHORT TREAS BD | 14.15K | SH | $1.56M 1.11% | 13.46K | 0.00 | 700.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 33.08K | SH | $1.55M 1.10% | 32.60K | 0.00 | 477.00 |
HOME DEPOT INCSOLE | COM | 5.24K | SH | $1.55M 1.10% | 5.12K | 0.00 | 119.00 |
OREILLY AUTOMOTIVE INCSOLE | COM | 1.80K | SH | $1.53M 1.09% | 1.76K | 0.00 | 46.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 1.76K | SH | $1.45M 1.03% | 1.73K | 0.00 | 39.00 |
DIAMONDBACK ENERGY INCSOLE | COM | 10.69K | SH | $1.45M 1.03% | 10.43K | 0.00 | 265.00 |
AUTOZONE INCSOLE | COM | 580.00 | SH | $1.43M 1.01% | 564.00 | 0.00 | 16.00 |
EXXON MOBIL CORPSOLE | COM | 12.15K | SH | $1.33M 0.95% | 11.56K | 0.00 | 593.00 |
CHENIERE ENERGY INCSOLE | COM NEW | 8.41K | SH | $1.33M 0.94% | 8.19K | 0.00 | 218.00 |
COSTCO WHSL CORP NEWSOLE | COM | 2.63K | SH | $1.30M 0.93% | 2.50K | 0.00 | 126.00 |
LILLY ELI & COSOLE | COM | 3.72K | SH | $1.28M 0.91% | 3.53K | 0.00 | 191.00 |
HESS CORPSOLE | COM | 9.50K | SH | $1.26M 0.89% | 9.19K | 0.00 | 310.00 |
ISHARES TRSOLE | CORE TOTAL USD | 26.71K | SH | $1.23M 0.88% | 26.31K | 0.00 | 400.00 |
NVIDIA CORPORATIONSOLE | COM | 4.07K | SH | $1.13M 0.80% | 3.81K | 0.00 | 265.00 |
ABBVIE INCSOLE | COM | 6.61K | SH | $1.05M 0.75% | 6.26K | 0.00 | 344.00 |
ISHARES TRSOLE | MBS ETF | 10.77K | SH | $1.02M 0.73% | 10.62K | 0.00 | 146.00 |
INVESCO EXCH TRD SLF IDX FDSOLE | INVSCO BLSH 28 | 48.88K | SH | $980.9K 0.70% | 46.23K | 0.00 | 2.64K |
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