Filed: 1/20/2023ACC: 0001085146-23-000242
📋 What this filing means
WESTERN FINANCIAL CORP/CA filed this quarterly 13F‑HR report disclosing 99 equity positions with a total reported market value of $154.31M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
99
Positions
$154.31M
Total AUM (reported)
2.87M
Total Shares
Allocation by class
COM$127.17M82.4%
US TREAS BD ETF$5.31M3.4%
COM NEW$2.18M1.4%
0-5YR HI YL CP$2.12M1.4%
PORTFOLIO S&P500$1.81M1.2%
TIPS BD ETF$1.59M1.0%
ESG AWR MSCI USA$1.34M0.9%
Portfolio Concentration
Top 3$73.36M47.5%
4–10$14.91M9.7%
11–25$19.57M12.7%
Rest$46.46M30.1%
Top 3 weight
47.5%
Top 10 weight
57.2%
Voting Authority Distribution
Total shares with voting rights: 2.87M
Sole
Full voting authority
2.83M
shares
% of voting shares98.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
46.59K
shares
% of voting shares1.6%
Investment Discretion (by position count)
Sole99
Shared0
Other0
Dominant voting typeSole · 98.4% of voting shares
Institutional Holdings99
Rows:
ENTERPRISE FINL SVCS CORP
SOLEShares710.35K
TypeSH
Market value$34.78M
22.54%
Sole
710.22K
Shared
0.00
None
126.00
ARROWHEAD PHARMACEUTICALS IN
SOLEShares820.32K
TypeSH
Market value$33.27M
21.56%
Sole
820.32K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares233.52K
TypeSH
Market value$5.31M
3.44%
Sole
225.40K
Shared
0.00
None
8.12K
WELLS FARGO CO NEW
SOLEShares91.21K
TypeSH
Market value$3.77M
2.44%
Sole
91.21K
Shared
0.00
None
0.00
PACWEST BANCORP DEL
SOLEShares98.36K
TypeSH
Market value$2.26M
1.46%
Sole
98.36K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares51.80K
TypeSH
Market value$2.12M
1.37%
Sole
49.99K
Shared
0.00
None
1.82K
SPDR SER TR
SOLEShares40.29K
TypeSH
Market value$1.81M
1.17%
Sole
39.39K
Shared
0.00
None
898.00
APPLE INC
SOLEShares13.47K
TypeSH
Market value$1.75M
1.13%
Sole
13.06K
Shared
0.00
None
411.00
HOME DEPOT INC
SOLEShares5.12K
TypeSH
Market value$1.62M
1.05%
Sole
4.98K
Shared
0.00
None
139.00
ISHARES TR
SOLEShares14.94K
TypeSH
Market value$1.59M
1.03%
Sole
14.31K
Shared
0.00
None
624.00
COSTCO WHSL CORP NEW
SOLEShares3.46K
TypeSH
Market value$1.58M
1.02%
Sole
3.32K
Shared
0.00
None
146.00
OREILLY AUTOMOTIVE INC
SOLEShares1.77K
TypeSH
Market value$1.49M
0.97%
Sole
1.71K
Shared
0.00
None
58.00
DANAHER CORPORATION
SOLEShares5.38K
TypeSH
Market value$1.43M
0.93%
Sole
5.16K
Shared
0.00
None
229.00
SYNOPSYS INC
SOLEShares4.45K
TypeSH
Market value$1.42M
0.92%
Sole
4.32K
Shared
0.00
None
134.00
AUTOZONE INC
SOLEShares576.00
TypeSH
Market value$1.42M
0.92%
Sole
557.00
Shared
0.00
None
19.00
DIAMONDBACK ENERGY INC
SOLEShares10.37K
TypeSH
Market value$1.42M
0.92%
Sole
10.11K
Shared
0.00
None
265.00
ISHARES TR
SOLEShares15.80K
TypeSH
Market value$1.34M
0.87%
Sole
15.47K
Shared
0.00
None
332.00
LILLY ELI & CO
SOLEShares3.49K
TypeSH
Market value$1.28M
0.83%
Sole
3.28K
Shared
0.00
None
206.00
PIONEER NAT RES CO
SOLEShares5.55K
TypeSH
Market value$1.27M
0.82%
Sole
5.39K
Shared
0.00
None
159.00
UNITEDHEALTH GROUP INC
SOLEShares2.37K
TypeSH
Market value$1.26M
0.82%
Sole
2.24K
Shared
0.00
None
134.00
EXXON MOBIL CORP
SOLEShares11.11K
TypeSH
Market value$1.23M
0.79%
Sole
10.43K
Shared
0.00
None
682.00
REGENERON PHARMACEUTICALS
SOLEShares1.64K
TypeSH
Market value$1.18M
0.76%
Sole
1.58K
Shared
0.00
None
56.00
SCHWAB STRATEGIC TR
SOLEShares24.25K
TypeSH
Market value$1.11M
0.72%
Sole
24K
Shared
0.00
None
254.00
CONOCOPHILLIPS
SOLEShares9.33K
TypeSH
Market value$1.10M
0.71%
Sole
8.75K
Shared
0.00
None
579.00
PALO ALTO NETWORKS INC
SOLEShares7.58K
TypeSH
Market value$1.06M
0.69%
Sole
7.33K
Shared
0.00
None
258.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ENTERPRISE FINL SVCS CORPSOLE | COM | 710.35K | SH | $34.78M 22.54% | 710.22K | 0.00 | 126.00 |
ARROWHEAD PHARMACEUTICALS INSOLE | COM | 820.32K | SH | $33.27M 21.56% | 820.32K | 0.00 | 0.00 |
ISHARES TRSOLE | US TREAS BD ETF | 233.52K | SH | $5.31M 3.44% | 225.40K | 0.00 | 8.12K |
WELLS FARGO CO NEWSOLE | COM | 91.21K | SH | $3.77M 2.44% | 91.21K | 0.00 | 0.00 |
PACWEST BANCORP DELSOLE | COM | 98.36K | SH | $2.26M 1.46% | 98.36K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-5YR HI YL CP | 51.80K | SH | $2.12M 1.37% | 49.99K | 0.00 | 1.82K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 40.29K | SH | $1.81M 1.17% | 39.39K | 0.00 | 898.00 |
APPLE INCSOLE | COM | 13.47K | SH | $1.75M 1.13% | 13.06K | 0.00 | 411.00 |
HOME DEPOT INCSOLE | COM | 5.12K | SH | $1.62M 1.05% | 4.98K | 0.00 | 139.00 |
ISHARES TRSOLE | TIPS BD ETF | 14.94K | SH | $1.59M 1.03% | 14.31K | 0.00 | 624.00 |
COSTCO WHSL CORP NEWSOLE | COM | 3.46K | SH | $1.58M 1.02% | 3.32K | 0.00 | 146.00 |
OREILLY AUTOMOTIVE INCSOLE | COM | 1.77K | SH | $1.49M 0.97% | 1.71K | 0.00 | 58.00 |
DANAHER CORPORATIONSOLE | COM | 5.38K | SH | $1.43M 0.93% | 5.16K | 0.00 | 229.00 |
SYNOPSYS INCSOLE | COM | 4.45K | SH | $1.42M 0.92% | 4.32K | 0.00 | 134.00 |
AUTOZONE INCSOLE | COM | 576.00 | SH | $1.42M 0.92% | 557.00 | 0.00 | 19.00 |
DIAMONDBACK ENERGY INCSOLE | COM | 10.37K | SH | $1.42M 0.92% | 10.11K | 0.00 | 265.00 |
ISHARES TRSOLE | ESG AWR MSCI USA | 15.80K | SH | $1.34M 0.87% | 15.47K | 0.00 | 332.00 |
LILLY ELI & COSOLE | COM | 3.49K | SH | $1.28M 0.83% | 3.28K | 0.00 | 206.00 |
PIONEER NAT RES COSOLE | COM | 5.55K | SH | $1.27M 0.82% | 5.39K | 0.00 | 159.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 2.37K | SH | $1.26M 0.82% | 2.24K | 0.00 | 134.00 |
EXXON MOBIL CORPSOLE | COM | 11.11K | SH | $1.23M 0.79% | 10.43K | 0.00 | 682.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 1.64K | SH | $1.18M 0.76% | 1.58K | 0.00 | 56.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 24.25K | SH | $1.11M 0.72% | 24K | 0.00 | 254.00 |
CONOCOPHILLIPSSOLE | COM | 9.33K | SH | $1.10M 0.71% | 8.75K | 0.00 | 579.00 |
PALO ALTO NETWORKS INCSOLE | COM | 7.58K | SH | $1.06M 0.69% | 7.33K | 0.00 | 258.00 |
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