Filed: 11/4/2022ACC: 0001085146-22-003772
📋 What this filing means
WESTERN FINANCIAL CORP filed this quarterly 13F‑HR report disclosing 93 equity positions with a total reported market value of $143.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
93
Positions
$143.0K
Total AUM (reported)
2.94M
Total Shares
Allocation by class
COM$116.1K81.2%
US TREAS BD ETF$5.9K4.1%
COM NEW$1.9K1.3%
0-5YR HI YL CP$1.8K1.2%
CL A$1.8K1.2%
PORTFOLIO S&P500$1.7K1.2%
TIPS BD ETF$1.6K1.1%
Portfolio Concentration
Top 3$69.5K48.6%
4–10$14.4K10.1%
11–25$18.9K13.2%
Rest$40.2K28.1%
Top 3 weight
48.6%
Top 10 weight
58.7%
Voting Authority Distribution
Total shares with voting rights: 2.92M
Sole
Full voting authority
2.92M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole93
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings93
Rows:
ENTERPRISE FINL SVCS CORP
SOLEShares828.36K
TypeSH
Market value$36.5K
25.51%
Sole
828.23K
Shared
0.00
None
0.00
ARROWHEAD PHARMACEUTICALS IN
SOLEShares820.32K
TypeSH
Market value$27.1K
18.96%
Sole
820.32K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares259.04K
TypeSH
Market value$5.9K
4.12%
Sole
255.63K
Shared
0.00
None
0.00
WELLS FARGO CO NEW
SOLEShares91.51K
TypeSH
Market value$3.7K
2.57%
Sole
91.51K
Shared
0.00
None
0.00
PACWEST BANCORP DEL
SOLEShares102.82K
TypeSH
Market value$2.3K
1.63%
Sole
102.82K
Shared
0.00
None
0.00
APPLE INC
SOLEShares13.29K
TypeSH
Market value$1.8K
1.28%
Sole
13.08K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares44.68K
TypeSH
Market value$1.8K
1.25%
Sole
44K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares40.16K
TypeSH
Market value$1.7K
1.18%
Sole
39.27K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares14.94K
TypeSH
Market value$1.6K
1.10%
Sole
14.69K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares3.31K
TypeSH
Market value$1.6K
1.09%
Sole
3.23K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares6.25K
TypeSH
Market value$1.5K
1.02%
Sole
6.12K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares5.08K
TypeSH
Market value$1.4K
0.98%
Sole
5.02K
Shared
0.00
None
0.00
DANAHER CORPORATION
SOLEShares5.29K
TypeSH
Market value$1.4K
0.96%
Sole
5.17K
Shared
0.00
None
0.00
SYNOPSYS INC
SOLEShares4.41K
TypeSH
Market value$1.3K
0.94%
Sole
4.37K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares16.38K
TypeSH
Market value$1.3K
0.91%
Sole
16.04K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares2.87K
TypeSH
Market value$1.3K
0.89%
Sole
2.81K
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares7.78K
TypeSH
Market value$1.3K
0.89%
Sole
7.68K
Shared
0.00
None
0.00
DIAMONDBACK ENERGY INC
SOLEShares10.54K
TypeSH
Market value$1.3K
0.89%
Sole
10.41K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares13.63K
TypeSH
Market value$1.2K
0.87%
Sole
13.48K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares12.92K
TypeSH
Market value$1.2K
0.86%
Sole
12.80K
Shared
0.00
None
0.00
AUTOZONE INC
SOLEShares575.00
TypeSH
Market value$1.2K
0.86%
Sole
568.00
Shared
0.00
None
0.00
PIONEER NAT RES CO
SOLEShares5.63K
TypeSH
Market value$1.2K
0.85%
Sole
5.56K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares24.52K
TypeSH
Market value$1.1K
0.78%
Sole
24.42K
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares3.31K
TypeSH
Market value$1.1K
0.75%
Sole
3.18K
Shared
0.00
None
0.00
PFIZER INC
SOLEShares24.36K
TypeSH
Market value$1.1K
0.75%
Sole
24.36K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ENTERPRISE FINL SVCS CORPSOLE | COM | 828.36K | SH | $36.5K 25.51% | 828.23K | 0.00 | 0.00 |
ARROWHEAD PHARMACEUTICALS INSOLE | COM | 820.32K | SH | $27.1K 18.96% | 820.32K | 0.00 | 0.00 |
ISHARES TRSOLE | US TREAS BD ETF | 259.04K | SH | $5.9K 4.12% | 255.63K | 0.00 | 0.00 |
WELLS FARGO CO NEWSOLE | COM | 91.51K | SH | $3.7K 2.57% | 91.51K | 0.00 | 0.00 |
PACWEST BANCORP DELSOLE | COM | 102.82K | SH | $2.3K 1.63% | 102.82K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 13.29K | SH | $1.8K 1.28% | 13.08K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-5YR HI YL CP | 44.68K | SH | $1.8K 1.25% | 44K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 40.16K | SH | $1.7K 1.18% | 39.27K | 0.00 | 0.00 |
ISHARES TRSOLE | TIPS BD ETF | 14.94K | SH | $1.6K 1.10% | 14.69K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 3.31K | SH | $1.6K 1.09% | 3.23K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 6.25K | SH | $1.5K 1.02% | 6.12K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 5.08K | SH | $1.4K 0.98% | 5.02K | 0.00 | 0.00 |
DANAHER CORPORATIONSOLE | COM | 5.29K | SH | $1.4K 0.96% | 5.17K | 0.00 | 0.00 |
SYNOPSYS INCSOLE | COM | 4.41K | SH | $1.3K 0.94% | 4.37K | 0.00 | 0.00 |
ISHARES TRSOLE | ESG AWR MSCI USA | 16.38K | SH | $1.3K 0.91% | 16.04K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 2.87K | SH | $1.3K 0.89% | 2.81K | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | COM | 7.78K | SH | $1.3K 0.89% | 7.68K | 0.00 | 0.00 |
DIAMONDBACK ENERGY INCSOLE | COM | 10.54K | SH | $1.3K 0.89% | 10.41K | 0.00 | 0.00 |
ISHARES TRSOLE | MBS ETF | 13.63K | SH | $1.2K 0.87% | 13.48K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 12.92K | SH | $1.2K 0.86% | 12.80K | 0.00 | 0.00 |
AUTOZONE INCSOLE | COM | 575.00 | SH | $1.2K 0.86% | 568.00 | 0.00 | 0.00 |
PIONEER NAT RES COSOLE | COM | 5.63K | SH | $1.2K 0.85% | 5.56K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 24.52K | SH | $1.1K 0.78% | 24.42K | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 3.31K | SH | $1.1K 0.75% | 3.18K | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 24.36K | SH | $1.1K 0.75% | 24.36K | 0.00 | 0.00 |
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