WEST MICHAEL D (Chief Executive Officer) exercised options at SERINA THERAPEUTICS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/14/2023ACC: 0001209191-23-018774
DirectorOfficer· Chief Executive Officer
Since Nov 2018
-1.06K
Net shares
Net seller
$625.40
Total sold
0
Open market trades
0B · 0S
3
Total transactions
3.13K acquired · 4.18K disposed
Non-Derivative Transactions2
Common Stock, $0.0001 par value
Direct
Shares
+3.13K
Price / share
—
Trade value
—
% of position
7.8%
3/11/2023
39.92K→43.04K
Common Stock, $0.0001 par value
Direct
Shares
−1.06K
Price / share
$0.59
Trade value
$625.40
% of position
2.5%
3/11/2023
43.04K→41.98K
Total
Net shares
+2.06K
Net value
-$625.40
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value Direct | 3/11/2023 | M · Option Exercise | +3.13K | — | — | 7.8% | 39.92K | 43.04K |
| Common Stock, $0.0001 par value Direct | 3/11/2023 | F · Tax Withholding | −1.06K | $0.59 | $625.40 | 2.5% | 43.04K | 41.98K |
| Total | +2.06K | -$625.40 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
3.13K shares
Shares
−3.13K
Strike price
0.00
Held after
0.00
Exercisable
—
3/11/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock3.13K shares | 3/11/2023 | M · Option Exercise | −3.13K | 0.00 | — | 0.00 |