WEST FINANCIAL ADVISORS, LLC

Filed: 4/11/2024ACC: 0001843684-24-000002

📋 What this filing means

WEST FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 154 equity positions with a total reported market value of $466.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

154

Positions

$466.16M

Total AUM (reported)

5.89M

Total Shares

Allocation by class

TR UNIT$120.86M25.9%

TOTAL BND MRKT$47.03M10.1%

VAN FTSE DEV MKT$46.35M9.9%

TAX EXEMPT BD$45.73M9.8%

EMGR CRE EQT MNG$21.62M4.6%

CORE S&P MCP ETF$21.18M4.5%

CORE MSCI EAFE$18.70M4.0%

Portfolio Concentration

Top 3$214.24M46.0%

4–10$141.42M30.3%

11–25$83.31M17.9%

Rest$27.19M5.8%

Top 3 weight

46.0%

Top 10 weight

76.3%

Voting Authority Distribution

Total shares with voting rights: 5.89M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

5.89M

% of voting shares100.0%

Investment Discretion (by position count)

Sole154

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings154

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares231.05K

TypeSH

Market value$120.86M

25.93%

Sole

0.00

Shared

0.00

None

231.05K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares647.58K

TypeSH

Market value$47.03M

10.09%

Sole

0.00

Shared

0.00

None

647.58K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares923.92K

TypeSH

Market value$46.35M

9.94%

Sole

0.00

Shared

0.00

None

923.92K

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares903.71K

TypeSH

Market value$45.73M

9.81%

Sole

0.00

Shared

0.00

None

903.71K

DIMENSIONAL ETF TRUST

SOLE

EMGR CRE EQT MNG

Shares874.49K

TypeSH

Market value$21.62M

4.64%

Sole

0.00

Shared

0.00

None

874.49K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares348.69K

TypeSH

Market value$21.18M

4.54%

Sole

0.00

Shared

0.00

None

348.69K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares251.96K

TypeSH

Market value$18.70M

4.01%

Sole

0.00

Shared

0.00

None

251.96K

DIMENSIONAL ETF TRUST

SOLE

US HIGH PROFITAB

Shares379.61K

TypeSH

Market value$12.00M

2.57%

Sole

0.00

Shared

0.00

None

379.61K

DIMENSIONAL ETF TRUST

SOLE

US SMALL CAP ETF

Shares178.92K

TypeSH

Market value$11.15M

2.39%

Sole

0.00

Shared

0.00

None

178.92K

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares63.01K

TypeSH

Market value$11.04M

2.37%

Sole

0.00

Shared

0.00

None

63.01K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares20.93K

TypeSH

Market value$10.06M

2.16%

Sole

0.00

Shared

0.00

None

20.93K

ISHARES TR

SOLE

TIPS BD ETF

Shares87.16K

TypeSH

Market value$9.36M

2.01%

Sole

0.00

Shared

0.00

None

87.16K

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares116.28K

TypeSH

Market value$9.36M

2.01%

Sole

0.00

Shared

0.00

None

116.28K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares51.26K

TypeSH

Market value$9.36M

2.01%

Sole

0.00

Shared

0.00

None

51.26K

DIMENSIONAL ETF TRUST

SOLE

NATL MUN BD ETF

Shares168K

TypeSH

Market value$8.08M

1.73%

Sole

0.00

Shared

0.00

None

168K

PIMCO ETF TR

SOLE

0-5 HIGH YIELD

Shares65.81K

TypeSH

Market value$6.15M

1.32%

Sole

0.00

Shared

0.00

None

65.81K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares66.02K

TypeSH

Market value$6.06M

1.30%

Sole

0.00

Shared

0.00

None

66.02K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares20.61K

TypeSH

Market value$5.36M

1.15%

Sole

0.00

Shared

0.00

None

20.61K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares10.49K

TypeSH

Market value$4.66M

1.00%

Sole

0.00

Shared

0.00

None

10.49K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares13.59K

TypeSH

Market value$3.11M

0.67%

Sole

0.00

Shared

0.00

None

13.59K

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares43.72K

TypeSH

Market value$2.64M

0.57%

Sole

0.00

Shared

0.00

None

43.72K

SELECT SECTOR SPDR TR

SOLE

INDL

Shares18.65K

TypeSH

Market value$2.35M

0.50%

Sole

0.00

Shared

0.00

None

18.65K

SELECT SECTOR SPDR TR

SOLE

FINANCIAL

Shares55.32K

TypeSH

Market value$2.33M

0.50%

Sole

0.00

Shared

0.00

None

55.32K

SELECT SECTOR SPDR TR

SOLE

COMMUNICATION

Shares27.20K

TypeSH

Market value$2.22M

0.48%

Sole

0.00

Shared

0.00

None

27.20K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares10.63K

TypeSH

Market value$2.21M

0.47%

Sole

0.00

Shared

0.00

None

10.63K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	231.05K	SH	$120.86M 25.93%	231.05K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	647.58K	SH	$47.03M 10.09%	647.58K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	923.92K	SH	$46.35M 9.94%	923.92K
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	903.71K	SH	$45.73M 9.81%	903.71K
DIMENSIONAL ETF TRUSTSOLE	EMGR CRE EQT MNG	874.49K	SH	$21.62M 4.64%	874.49K
ISHARES TRSOLE	CORE S&P MCP ETF	348.69K	SH	$21.18M 4.54%	348.69K
ISHARES TRSOLE	CORE MSCI EAFE	251.96K	SH	$18.70M 4.01%	251.96K
DIMENSIONAL ETF TRUSTSOLE	US HIGH PROFITAB	379.61K	SH	$12.00M 2.57%	379.61K
DIMENSIONAL ETF TRUSTSOLE	US SMALL CAP ETF	178.92K	SH	$11.15M 2.39%	178.92K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	63.01K	SH	$11.04M 2.37%	63.01K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	20.93K	SH	$10.06M 2.16%	20.93K
ISHARES TRSOLE	TIPS BD ETF	87.16K	SH	$9.36M 2.01%	87.16K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	116.28K	SH	$9.36M 2.01%	116.28K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	51.26K	SH	$9.36M 2.01%	51.26K
DIMENSIONAL ETF TRUSTSOLE	NATL MUN BD ETF	168K	SH	$8.08M 1.73%	168K
PIMCO ETF TRSOLE	0-5 HIGH YIELD	65.81K	SH	$6.15M 1.32%	65.81K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	66.02K	SH	$6.06M 1.30%	66.02K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	20.61K	SH	$5.36M 1.15%	20.61K
INVESCO QQQ TRSOLE	UNIT SER 1	10.49K	SH	$4.66M 1.00%	10.49K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	13.59K	SH	$3.11M 0.67%	13.59K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	43.72K	SH	$2.64M 0.57%	43.72K
SELECT SECTOR SPDR TRSOLE	INDL	18.65K	SH	$2.35M 0.50%	18.65K
SELECT SECTOR SPDR TRSOLE	FINANCIAL	55.32K	SH	$2.33M 0.50%	55.32K
SELECT SECTOR SPDR TRSOLE	COMMUNICATION	27.20K	SH	$2.22M 0.48%	27.20K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	10.63K	SH	$2.21M 0.47%	10.63K

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