Filed: 1/10/2023ACC: 0000870156-23-000002
📋 What this filing means
WEST FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 164 equity positions with a total reported market value of $358.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
164
Positions
$358.25M
Total AUM (reported)
4.37M
Total Shares
Allocation by class
TR UNIT$88.55M24.7%
TOTAL BND MRKT$35.94M10.0%
TAX EXEMPT BD$35.09M9.8%
VAN FTSE DEV MKT$29.96M8.4%
CORE S&P MCP ETF$15.97M4.5%
SHRT NAT MUN ETF$14.03M3.9%
SHRT TRM CORP BD$13.64M3.8%
Portfolio Concentration
Top 3$159.59M44.5%
4–10$107.07M29.9%
11–25$73.60M20.5%
Rest$17.99M5.0%
Top 3 weight
44.5%
Top 10 weight
74.4%
Voting Authority Distribution
Total shares with voting rights: 0.00
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other164
Dominant voting typeNone · 0.0% of voting shares
Institutional Holdings164
Rows:
SPDR S&P 500 ETF TR
OTRShares231.55K
TypeSH
Market value$88.55M
24.72%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
OTRShares500.35K
TypeSH
Market value$35.94M
10.03%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD MUN BD FDS
OTRShares709.10K
TypeSH
Market value$35.09M
9.80%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD TAX-MANAGED FDS
OTRShares713.90K
TypeSH
Market value$29.96M
8.36%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
OTRShares66.01K
TypeSH
Market value$15.97M
4.46%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
OTRShares134.53K
TypeSH
Market value$14.03M
3.92%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
OTRShares181.38K
TypeSH
Market value$13.64M
3.81%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
OTRShares215.13K
TypeSH
Market value$13.26M
3.70%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
OTRShares98.66K
TypeSH
Market value$10.50M
2.93%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
OTRShares63.96K
TypeSH
Market value$9.71M
2.71%
Sole
0.00
Shared
0.00
None
0.00
DIMENSIONAL ETF TRUST
OTRShares440.88K
TypeSH
Market value$9.68M
2.70%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD INDEX FDS
OTRShares69.48K
TypeSH
Market value$9.23M
2.58%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD INDEX FDS
OTRShares108.50K
TypeSH
Market value$8.95M
2.50%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX F
OTRShares222.78K
TypeSH
Market value$8.68M
2.42%
Sole
0.00
Shared
0.00
None
0.00
DIMENSIONAL ETF TRUST
OTRShares157.70K
TypeSH
Market value$8.07M
2.25%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD INDEX FDS
OTRShares21.24K
TypeSH
Market value$7.46M
2.08%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD INDEX FDS
OTRShares22.60K
TypeSH
Market value$4.32M
1.21%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TR
OTRShares11.17K
TypeSH
Market value$2.97M
0.83%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD INDEX FDS
OTRShares15.98K
TypeSH
Market value$2.93M
0.82%
Sole
0.00
Shared
0.00
None
0.00
VANGUARD STAR FDS
OTRShares54.67K
TypeSH
Market value$2.83M
0.79%
Sole
0.00
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
OTRShares11.79K
TypeSH
Market value$1.83M
0.51%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
OTRShares13.15K
TypeSH
Market value$1.71M
0.48%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
OTRShares12.29K
TypeSH
Market value$1.67M
0.47%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
OTRShares16.80K
TypeSH
Market value$1.65M
0.46%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
OTRShares18.51K
TypeSH
Market value$1.62M
0.45%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TROTR | TR UNIT | 231.55K | SH | $88.55M 24.72% | 0.00 | 0.00 | 0.00 |
VANGUARD BD INDEX FDSOTR | TOTAL BND MRKT | 500.35K | SH | $35.94M 10.03% | 0.00 | 0.00 | 0.00 |
VANGUARD MUN BD FDSOTR | TAX EXEMPT BD | 709.10K | SH | $35.09M 9.80% | 0.00 | 0.00 | 0.00 |
VANGUARD TAX-MANAGED FDSOTR | VAN FTSE DEV MKT | 713.90K | SH | $29.96M 8.36% | 0.00 | 0.00 | 0.00 |
ISHARES TROTR | CORE S&P MCP ETF | 66.01K | SH | $15.97M 4.46% | 0.00 | 0.00 | 0.00 |
ISHARES TROTR | SHRT NAT MUN ETF | 134.53K | SH | $14.03M 3.92% | 0.00 | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSOTR | SHRT TRM CORP BD | 181.38K | SH | $13.64M 3.81% | 0.00 | 0.00 | 0.00 |
ISHARES TROTR | CORE MSCI EAFE | 215.13K | SH | $13.26M 3.70% | 0.00 | 0.00 | 0.00 |
ISHARES TROTR | TIPS BD ETF | 98.66K | SH | $10.50M 2.93% | 0.00 | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSOTR | DIV APP ETF | 63.96K | SH | $9.71M 2.71% | 0.00 | 0.00 | 0.00 |
DIMENSIONAL ETF TRUSTOTR | EMGR CRE EQT MNG | 440.88K | SH | $9.68M 2.70% | 0.00 | 0.00 | 0.00 |
VANGUARD INDEX FDSOTR | EXTEND MKT ETF | 69.48K | SH | $9.23M 2.58% | 0.00 | 0.00 | 0.00 |
VANGUARD INDEX FDSOTR | REAL ESTATE ETF | 108.50K | SH | $8.95M 2.50% | 0.00 | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FOTR | FTSE EMR MKT ETF | 222.78K | SH | $8.68M 2.42% | 0.00 | 0.00 | 0.00 |
DIMENSIONAL ETF TRUSTOTR | US SMALL CAP ETF | 157.70K | SH | $8.07M 2.25% | 0.00 | 0.00 | 0.00 |
VANGUARD INDEX FDSOTR | S&P 500 ETF SHS | 21.24K | SH | $7.46M 2.08% | 0.00 | 0.00 | 0.00 |
VANGUARD INDEX FDSOTR | TOTAL STK MKT | 22.60K | SH | $4.32M 1.21% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TROTR | UNIT SER 1 | 11.17K | SH | $2.97M 0.83% | 0.00 | 0.00 | 0.00 |
VANGUARD INDEX FDSOTR | SMALL CP ETF | 15.98K | SH | $2.93M 0.82% | 0.00 | 0.00 | 0.00 |
VANGUARD STAR FDSOTR | VG TL INTL STK F | 54.67K | SH | $2.83M 0.79% | 0.00 | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TOTR | FTSE RAFI 1000 | 11.79K | SH | $1.83M 0.51% | 0.00 | 0.00 | 0.00 |
APPLE INCOTR | COM | 13.15K | SH | $1.71M 0.48% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TROTR | SBI HEALTHCARE | 12.29K | SH | $1.67M 0.47% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TROTR | SBI INT-INDS | 16.80K | SH | $1.65M 0.46% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TROTR | ENERGY | 18.51K | SH | $1.62M 0.45% | 0.00 | 0.00 | 0.00 |
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