WEST FAY (Senior Vice President & CFO) exercised options at SUNCOKE ENERGY, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

WEST FAY

Filed: 2/22/2021ACC: 0001127602-21-007163

InsiderWEST FAYCIK 1524598

→

IssuerSUNCOKE ENERGY, INC.CIK 1514705

DirectorOfficer· Senior Vice President & CFO

Since Oct 2018

-8.31K

Net shares

Net seller

$51.7K

Total sold

Open market trades

0B · 0S

Total transactions

26.64K acquired · 34.95K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+6.95K

Price / share

—

Trade value

—

% of position

5.5%

2/13/2021

126.89K→133.84K

Common Stock

Direct

F · Tax Withholding

−2.40K

Price / share

$6.06

Trade value

$14.57K

% of position

1.8%

2/13/2021

133.84K→131.44K

Common Stock

Direct

M · Option Exercise

+4.09K

Price / share

—

Trade value

—

% of position

3.1%

2/14/2021

131.44K→135.53K

Common Stock

Direct

F · Tax Withholding

−1.42K

Price / share

$6.06

Trade value

$8.58K

% of position

1.0%

2/14/2021

135.53K→134.12K

Common Stock

Direct

M · Option Exercise

+15.60K

Price / share

—

Trade value

—

% of position

11.6%

2/19/2021

134.12K→149.71K

Common Stock

Direct

F · Tax Withholding

−4.49K

Price / share

$6.36

Trade value

$28.58K

% of position

3.0%

2/19/2021

149.71K→145.22K

Total

Net shares

+18.33K

Net value

-$51.73K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/13/2021	M · Option Exercise	+6.95K	—	—	5.5%	126.89K	133.84K
Common Stock Direct	2/13/2021	F · Tax Withholding	−2.40K	$6.06	$14.57K	1.8%	133.84K	131.44K
Common Stock Direct	2/14/2021	M · Option Exercise	+4.09K	—	—	3.1%	131.44K	135.53K
Common Stock Direct	2/14/2021	F · Tax Withholding	−1.42K	$6.06	$8.58K	1.0%	135.53K	134.12K
Common Stock Direct	2/19/2021	M · Option Exercise	+15.60K	—	—	11.6%	134.12K	149.71K
Common Stock Direct	2/19/2021	F · Tax Withholding	−4.49K	$6.36	$28.58K	3.0%	149.71K	145.22K
Total			+18.33K		-$51.73K

Derivative Transactions3

RSU's (02.13.19)

Direct

M · Option Exercise

Converts to

Common Stock

6.95K shares

−6.95K

Strike price

Held after

6.95K

Exercisable

—

2/13/2021

RSU's (02.14.18)

Direct

M · Option Exercise

Converts to

Common Stock

4.09K shares

−4.09K

Strike price

Held after

0.00

Exercisable

—

2/14/2021

RSU's (02.19.2020)

Direct

M · Option Exercise

Converts to

Common Stock

15.60K shares

−15.60K

Strike price

Held after

31.20K

Exercisable

—

2/19/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
RSU's (02.13.19) Direct	Common Stock6.95K shares	2/13/2021	M · Option Exercise	−6.95K	—	6.95K
RSU's (02.14.18) Direct	Common Stock4.09K shares	2/14/2021	M · Option Exercise	−4.09K	—	0.00
RSU's (02.19.2020) Direct	Common Stock15.60K shares	2/19/2021	M · Option Exercise	−15.60K	—	31.20K