WEST FAY (Senior Vice President & CFO) exercised options at SUNCOKE ENERGY, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

WEST FAY

Filed: 2/18/2020ACC: 0001127602-20-006191

InsiderWEST FAYCIK 1524598

→

IssuerSUNCOKE ENERGY, INC.CIK 1514705

DirectorOfficer· Senior Vice President & CFO

Since Oct 2018

-4.76K

Net shares

Net seller

$29.0K

Total sold

Open market trades

0B · 0S

Total transactions

13.85K acquired · 18.60K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+6.95K

Price / share

—

Trade value

—

% of position

6.4%

2/13/2020

108.21K→115.16K

Common Stock

Direct

F · Tax Withholding

−2.41K

Price / share

$6.18

Trade value

$14.87K

% of position

2.1%

2/13/2020

115.16K→112.75K

Common Stock

Direct

M · Option Exercise

+4.09K

Price / share

—

Trade value

—

% of position

3.6%

2/14/2020

112.75K→116.84K

Common Stock

Direct

F · Tax Withholding

−1.42K

Price / share

$6.02

Trade value

$8.53K

% of position

1.2%

2/14/2020

116.84K→115.43K

Common Stock

Direct

M · Option Exercise

+2.80K

Price / share

—

Trade value

—

% of position

2.4%

2/15/2020

115.43K→118.23K

Common Stock

Direct

F · Tax Withholding

−934.00

Price / share

$6.02

Trade value

$5.62K

% of position

0.8%

2/15/2020

118.23K→117.30K

Total

Net shares

+9.09K

Net value

-$29.02K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/13/2020	M · Option Exercise	+6.95K	—	—	6.4%	108.21K	115.16K
Common Stock Direct	2/13/2020	F · Tax Withholding	−2.41K	$6.18	$14.87K	2.1%	115.16K	112.75K
Common Stock Direct	2/14/2020	M · Option Exercise	+4.09K	—	—	3.6%	112.75K	116.84K
Common Stock Direct	2/14/2020	F · Tax Withholding	−1.42K	$6.02	$8.53K	1.2%	116.84K	115.43K
Common Stock Direct	2/15/2020	M · Option Exercise	+2.80K	—	—	2.4%	115.43K	118.23K
Common Stock Direct	2/15/2020	F · Tax Withholding	−934.00	$6.02	$5.62K	0.8%	118.23K	117.30K
Total			+9.09K		-$29.02K

Derivative Transactions3

RSU's (02.13.19)

Direct

M · Option Exercise

Converts to

Common Stock

6.95K shares

−6.95K

Strike price

Held after

13.90K

Exercisable

—

2/13/2020

RSU's (02.14.18)

Direct

M · Option Exercise

Converts to

Common Stock

4.09K shares

−4.09K

Strike price

Held after

4.09K

Exercisable

—

2/14/2020

RSU's (02.15.17)

Direct

M · Option Exercise

Converts to

Common Stock

2.80K shares

−2.80K

Strike price

Held after

0.00

Exercisable

—

2/15/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
RSU's (02.13.19) Direct	Common Stock6.95K shares	2/13/2020	M · Option Exercise	−6.95K	—	13.90K
RSU's (02.14.18) Direct	Common Stock4.09K shares	2/14/2020	M · Option Exercise	−4.09K	—	4.09K
RSU's (02.15.17) Direct	Common Stock2.80K shares	2/15/2020	M · Option Exercise	−2.80K	—	0.00