WERTHEIMER SAMUEL P (Chief Executive Officer) reported 1 transaction at APEXIGEN, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 8/25/2023ACC: 0001209191-23-047454
DirectorOfficer· Chief Executive Officer
Since Jan 2021
-260.61K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
260.61K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−146.38K
Price / share
—
Trade value
—
% of position
New position
8/23/2023
146.38K→0.00
Total
Net shares
−146.38K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/23/2023 | D · Disposition | −146.38K | — | — | New position | 146.38K | 0.00 |
| Total | −146.38K | $0.00 | ||||||
Derivative Transactions3
Stock Option (right to buy)
Direct
Converts to
Common Stock
100K shares
Shares
−100K
Strike price
2.65
Held after
0.00
Exercisable
—
8/23/2023
Warrants (right to buy)
Direct
Converts to
Common Stock
12.38K shares
Shares
−12.38K
Strike price
11.50
Held after
0.00
Exercisable
—
8/23/2023
Warrants (right to buy)
Direct
Converts to
Common Stock
1.84K shares
Shares
−1.84K
Strike price
1.75
Held after
0.00
Exercisable
—
8/23/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock100K shares | 8/23/2023 | D · Disposition | −100K | 2.65 | — | 0.00 |
| Warrants (right to buy) Direct | Common Stock12.38K shares | 8/23/2023 | D · Disposition | −12.38K | 11.50 | — | 0.00 |
| Warrants (right to buy) Direct | Common Stock1.84K shares | 8/23/2023 | D · Disposition | −1.84K | 1.75 | — | 0.00 |