WERTHEIMER SAMUEL P (Chief Executive Officer) reported 1 transaction at APEXIGEN, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 5/23/2023ACC: 0001209191-23-031779
DirectorOfficer· Chief Executive Officer
Since Jan 2021
+160.61K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
160.61K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+146.38K
Price / share
—
Trade value
—
% of position
New position
1/26/2023
0.00→146.38K
Total
Net shares
+146.38K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/26/2023 | J · J | +146.38K | — | — | New position | 0.00 | 146.38K |
| Total | +146.38K | $0.00 | ||||||
Derivative Transactions2
Common Stock Warrants (right to buy)
Direct
Converts to
Common Stock
12.38K shares
Shares
+12.38K
Strike price
11.50
Held after
12.38K
Exercisable
—
1/26/2023
Common Stock Warrants (right to buy)
Direct
Converts to
Common Stock
1.84K shares
Shares
+1.84K
Strike price
1.75
Held after
1.84K
Exercisable
—
2/21/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Warrants (right to buy) Direct | Common Stock12.38K shares | 1/26/2023 | J · J | +12.38K | 11.50 | — | 12.38K |
| Common Stock Warrants (right to buy) Direct | Common Stock1.84K shares | 2/21/2023 | J · J | +1.84K | 1.75 | — | 1.84K |