WERNER MARTIN (Chairman and CEO) reported 2 transactions at DD3 ACQUISITION CORP., S.A. DE C.V.
Review the transaction codes below to understand the nature of each event.
Filed: 3/16/2020ACC: 0001213900-20-006503
DirectorOfficer10% Owner· Chairman and CEO
Since Oct 2018
-813.40K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
813.40K disposed
Non-Derivative Transactions2
Ordinary Shares
Indirect
Shares
−191.30K
Price / share
—
Trade value
—
% of position
New position
3/13/2020
191.30K→0.00
Ordinary Shares
Direct
Shares
−430.80K
Price / share
—
Trade value
—
% of position
New position
3/13/2020
430.80K→0.00
Total
Net shares
−622.10K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares Indirect | 3/13/2020 | D · Disposition | −191.30K | — | — | New position | 191.30K | 0.00 |
| Ordinary Shares Direct | 3/13/2020 | D · Disposition | −430.80K | — | — | New position | 430.80K | 0.00 |
| Total | −622.10K | $0.00 | ||||||
Derivative Transactions1
Warrant
Indirect
Converts to
Ordinary Shares
191.30K shares
Shares
−191.30K
Strike price
11.5
Held after
0.00
Exercisable
—
3/13/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant Indirect | Ordinary Shares191.30K shares | 3/13/2020 | D · Disposition | −191.30K | 11.5 | — | 0.00 |