WERNER MARTIN (Chairman and CEO) made both purchases and sales at DD3 ACQUISITION CORP., S.A. DE C.V.

Purchased 430.80K shares and sold 88.3% of their position (1.44M shares) — review individual transaction dates and prices for directional context.

P · 1S · 11

WERNER MARTIN

Filed: 7/3/2019ACC: 0001144204-19-033845

InsiderWERNER MARTINCIK 1754090

→

IssuerDD3 ACQUISITION CORP., S.A. DE C.V.CIK 1748252

DirectorOfficer10% Owner· Chairman and CEO

Since Oct 2018

-1.06M

Net shares

Net seller

$24.2K

Total sold

Open market trades

1B · 11S

Total transactions

430.80K acquired · 1.49M disposed

Non-Derivative Transactions12

Ordinary Shares

Indirect

S · Sale

−430.80K

Price / share

$0.02

Trade value

$7.50K

% of position

26.4%

7/2/2019

1.63M→1.20M

Ordinary Shares

Indirect

S · Sale

−430.80K

Price / share

$0.02

Trade value

$7.50K

% of position

35.9%

7/2/2019

1.20M→768.77K

Ordinary Shares

Indirect

S · Sale

−135.70K

Price / share

$0.02

Trade value

$2.36K

% of position

17.7%

7/2/2019

768.77K→633.07K

Ordinary Shares

Indirect

S · Sale

−79.70K

Price / share

$0.02

Trade value

$1.39K

% of position

12.6%

7/2/2019

633.07K→553.38K

Ordinary Shares

Indirect

S · Sale

−269.25K

Price / share

$0.02

Trade value

$4.68K

% of position

48.7%

7/2/2019

553.38K→284.13K

Ordinary Shares

Indirect

S · Sale

−25K

Price / share

$0.02

Trade value

$435.00

% of position

8.8%

7/2/2019

284.13K→259.13K

Ordinary Shares

Indirect

S · Sale

−5K

Price / share

$0.02

Trade value

$87.00

% of position

1.9%

7/2/2019

259.13K→254.13K

Ordinary Shares

Indirect

S · Sale

−5K

Price / share

$0.02

Trade value

$87.00

% of position

2.0%

7/2/2019

254.13K→249.13K

Ordinary Shares

Indirect

S · Sale

−5K

Price / share

$0.02

Trade value

$87.00

% of position

2.0%

7/2/2019

249.13K→244.13K

Ordinary Shares

Indirect

S · Sale

−5K

Price / share

$0.02

Trade value

$87.00

% of position

2.0%

7/2/2019

244.13K→239.13K

Ordinary Shares

Indirect

S · Sale

−47.83K

Price / share

—

Trade value

—

% of position

20.0%

7/2/2019

239.13K→191.30K

Ordinary Shares

Direct

P · Purchase

+430.80K

Price / share

$0.02

Trade value

$7.50K

% of position

New position

7/2/2019

0.00→430.80K

Total

Net shares

−1.01M

Net value

-$16.71K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Ordinary Shares Indirect	7/2/2019	S · Sale	−430.80K	$0.02	$7.50K	26.4%	1.63M	1.20M
Ordinary Shares Indirect	7/2/2019	S · Sale	−430.80K	$0.02	$7.50K	35.9%	1.20M	768.77K
Ordinary Shares Indirect	7/2/2019	S · Sale	−135.70K	$0.02	$2.36K	17.7%	768.77K	633.07K
Ordinary Shares Indirect	7/2/2019	S · Sale	−79.70K	$0.02	$1.39K	12.6%	633.07K	553.38K
Ordinary Shares Indirect	7/2/2019	S · Sale	−269.25K	$0.02	$4.68K	48.7%	553.38K	284.13K
Ordinary Shares Indirect	7/2/2019	S · Sale	−25K	$0.02	$435.00	8.8%	284.13K	259.13K
Ordinary Shares Indirect	7/2/2019	S · Sale	−5K	$0.02	$87.00	1.9%	259.13K	254.13K
Ordinary Shares Indirect	7/2/2019	S · Sale	−5K	$0.02	$87.00	2.0%	254.13K	249.13K
Ordinary Shares Indirect	7/2/2019	S · Sale	−5K	$0.02	$87.00	2.0%	249.13K	244.13K
Ordinary Shares Indirect	7/2/2019	S · Sale	−5K	$0.02	$87.00	2.0%	244.13K	239.13K
Ordinary Shares Indirect	7/2/2019	S · Sale	−47.83K	—	—	20.0%	239.13K	191.30K
Ordinary Shares Direct	7/2/2019	P · Purchase	+430.80K	$0.02	$7.50K	New position	0.00	430.80K
Total			−1.01M		-$16.71K

Derivative Transactions1

Warrant

Indirect

S · Sale

Converts to

Ordinary Shares

47.83K shares

−47.83K

Strike price

11.5

Held after

191.30K

Exercisable

—

7/2/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Warrant Indirect	Ordinary Shares47.83K shares	7/2/2019	S · Sale	−47.83K	11.5	—	191.30K