WERBLOWSKY HARVEY Z. (VP, CLO and GC) exercised options at EMERGENT CAPITAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/31/2019ACC: 0000932440-19-000062
Officer· VP, CLO and GC
Since Oct 2018
-98.18K
Net shares
Net seller
$19.1K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
250K acquired · 348.18K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+250K
Price / share
—
Trade value
—
% of position
164.7%
10/30/2019
151.82K→401.82K
Common Stock
Direct
Shares
−98.18K
Price / share
$0.20
Trade value
$19.14K
% of position
24.4%
10/30/2019
401.82K→303.65K
Total
Net shares
+151.82K
Net value
-$19.14K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/30/2019 | M · Option Exercise | +250K | — | — | 164.7% | 151.82K | 401.82K |
| Common Stock Direct | 10/30/2019 | F · Tax Withholding | −98.18K | $0.20 | $19.14K | 24.4% | 401.82K | 303.65K |
| Total | +151.82K | -$19.14K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
250K shares
Shares
−250K
Strike price
Held after
0.00
Exercisable
—
10/30/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock250K shares | 10/30/2019 | M · Option Exercise | −250K | — | 0.00 |