WELLSPRING FINANCIAL ADVISORS, LLC

Filed: 11/14/2023ACC: 0001104659-23-117843

📋 What this filing means

WELLSPRING FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 122 equity positions with a total reported market value of $342.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

122

Positions

$342.07M

Total AUM (reported)

22.53M

Total Shares

Allocation by class

TOTAL STK MKT$41.89M12.2%

COM$33.11M9.7%

0-3 MNTH TREASRY$24.96M7.3%

VALUE ETF$19.84M5.8%

RUS 1000 GRW ETF$17.96M5.3%

CORE S&P500 ETF$15.66M4.6%

TR UNIT$15.42M4.5%

Portfolio Concentration

Top 3$86.70M25.3%

4–10$93.20M27.2%

11–25$89.29M26.1%

Rest$72.87M21.3%

Top 3 weight

25.3%

Top 10 weight

52.6%

Voting Authority Distribution

Total shares with voting rights: 22.53M

Sole

Full voting authority

22.53M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole122

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings122

Rows:

VANGUARD TOTAL STK MKT

SOLE

TOTAL STK MKT

Shares6.17M

TypeSH

Market value$41.89M

12.25%

Sole

6.17M

Shared

0.00

None

0.00

ISHARES 0-3 MONTH TREASURY BOND ETF

SOLE

0-3 MNTH TREASRY

Shares247.94K

TypeSH

Market value$24.96M

7.30%

Sole

247.94K

Shared

0.00

None

0.00

VANGUARD VALUE ETF

SOLE

VALUE ETF

Shares976.30K

TypeSH

Market value$19.84M

5.80%

Sole

976.30K

Shared

0.00

None

0.00

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

RUS 1000 GRW ETF

Shares67.54K

TypeSH

Market value$17.96M

5.25%

Sole

67.53K

Shared

0.00

None

0.00

ISHARES S&P 500 INDEX

SOLE

CORE S&P500 ETF

Shares36.48K

TypeSH

Market value$15.66M

4.58%

Sole

36.48K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TRUST

SOLE

TR UNIT

Shares36.07K

TypeSH

Market value$15.42M

4.51%

Sole

36.07K

Shared

0.00

None

0.00

SPDR S&P MIDCAP 400 ETF TRUST

SOLE

UTSER1 S&PDCRP

Shares28.70K

TypeSH

Market value$13.10M

3.83%

Sole

28.70K

Shared

0.00

None

0.00

ISHARES CORE MSCI EAFE ETF

SOLE

CORE MSCI EAFE

Shares163.65K

TypeSH

Market value$10.53M

3.08%

Sole

163.65K

Shared

0.00

None

0.00

SPDR SER TR S&P DIVID ETF

SOLE

S&P DIVID ETF

Shares91.22K

TypeSH

Market value$10.49M

3.07%

Sole

91.22K

Shared

0.00

None

0.00

INDUSTRIAL SELECT SECTOR SPDR

SOLE

SBI INT-INDS

Shares98.95K

TypeSH

Market value$10.03M

2.93%

Sole

98.95K

Shared

0.00

None

0.00

VANGUARD HIGH DIVIDEND YIELD

SOLE

HIGH DIV YLD

Shares1.84M

TypeSH

Market value$8.53M

2.50%

Sole

1.84M

Shared

0.00

None

0.00

ISHARES 7-10 YEAR TREASURY BOND ETF

SOLE

7-10 YR TRSY BD

Shares84.86K

TypeSH

Market value$7.77M

2.27%

Sole

84.86K

Shared

0.00

None

0.00

VANGUARD GROWTH ETF

SOLE

GROWTH ETF

Shares945.80K

TypeSH

Market value$7.10M

2.08%

Sole

945.80K

Shared

0.00

None

0.00

ISHARES S&P 500 GROWTH ETF

SOLE

S&P 500 GRWT ETF

Shares103.19K

TypeSH

Market value$7.06M

2.06%

Sole

103.19K

Shared

0.00

None

0.00

SPDR PORTFOLIO S&P 500 GROWTH ETF

SOLE

PRTFLO S&P500 GW

Shares118.96K

TypeSH

Market value$7.05M

2.06%

Sole

118.96K

Shared

0.00

None

0.00

JOHNSON & JOHNSON COM

SOLE

COM

Shares43.31K

TypeSH

Market value$6.74M

1.97%

Sole

43.31K

Shared

0.00

None

0.00

ISHARES CORE MSCI EMERGING MARKETS ETF

SOLE

CORE MSCI EMKT

Shares137.46K

TypeSH

Market value$6.54M

1.91%

Sole

137.46K

Shared

0.00

None

0.00

ISHARES GOLD TRUST ETF

SOLE

ISHARES NEW

Shares162.77K

TypeSH

Market value$5.70M

1.66%

Sole

162.77K

Shared

0.00

None

0.00

ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF

SOLE

IBOXX INV CP ETF

Shares52.43K

TypeSH

Market value$5.35M

1.56%

Sole

52.43K

Shared

0.00

None

0.00

ISHARES S&P NORTH AMER TECH-SOFTWARE

SOLE

EXPANDED TECH

Shares1.35M

TypeSH

Market value$5.10M

1.49%

Sole

1.35M

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares28.01K

TypeSH

Market value$4.80M

1.40%

Sole

28.01K

Shared

0.00

None

0.00

POWERSHARES SP500 LOW VOLATILITY ETF

SOLE

S&P500 LOW VOL

Shares81.20K

TypeSH

Market value$4.77M

1.40%

Sole

81.20K

Shared

0.00

None

0.00

GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT

SOLE

S&P500 EQL WGT

Shares31.65K

TypeSH

Market value$4.48M

1.31%

Sole

31.64K

Shared

0.00

None

0.00

GOLDMAN SACHS PHYSICAL GOLD ETF

SOLE

UNIT

Shares228.31K

TypeSH

Market value$4.18M

1.22%

Sole

228.31K

Shared

0.00

None

0.00

ISHARES CORE S&P MID CAP ETF

SOLE

CORE S&P MCP ETF

Shares1.25M

TypeSH

Market value$4.11M

1.20%

Sole

1.25M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD TOTAL STK MKTSOLE	TOTAL STK MKT	6.17M	SH	$41.89M 12.25%	6.17M
ISHARES 0-3 MONTH TREASURY BOND ETFSOLE	0-3 MNTH TREASRY	247.94K	SH	$24.96M 7.30%	247.94K
VANGUARD VALUE ETFSOLE	VALUE ETF	976.30K	SH	$19.84M 5.80%	976.30K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	RUS 1000 GRW ETF	67.54K	SH	$17.96M 5.25%	67.53K
ISHARES S&P 500 INDEXSOLE	CORE S&P500 ETF	36.48K	SH	$15.66M 4.58%	36.48K
SPDR S&P 500 ETF TRUSTSOLE	TR UNIT	36.07K	SH	$15.42M 4.51%	36.07K
SPDR S&P MIDCAP 400 ETF TRUSTSOLE	UTSER1 S&PDCRP	28.70K	SH	$13.10M 3.83%	28.70K
ISHARES CORE MSCI EAFE ETFSOLE	CORE MSCI EAFE	163.65K	SH	$10.53M 3.08%	163.65K
SPDR SER TR S&P DIVID ETFSOLE	S&P DIVID ETF	91.22K	SH	$10.49M 3.07%	91.22K
INDUSTRIAL SELECT SECTOR SPDRSOLE	SBI INT-INDS	98.95K	SH	$10.03M 2.93%	98.95K
VANGUARD HIGH DIVIDEND YIELDSOLE	HIGH DIV YLD	1.84M	SH	$8.53M 2.50%	1.84M
ISHARES 7-10 YEAR TREASURY BOND ETFSOLE	7-10 YR TRSY BD	84.86K	SH	$7.77M 2.27%	84.86K
VANGUARD GROWTH ETFSOLE	GROWTH ETF	945.80K	SH	$7.10M 2.08%	945.80K
ISHARES S&P 500 GROWTH ETFSOLE	S&P 500 GRWT ETF	103.19K	SH	$7.06M 2.06%	103.19K
SPDR PORTFOLIO S&P 500 GROWTH ETFSOLE	PRTFLO S&P500 GW	118.96K	SH	$7.05M 2.06%	118.96K
JOHNSON & JOHNSON COMSOLE	COM	43.31K	SH	$6.74M 1.97%	43.31K
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE	CORE MSCI EMKT	137.46K	SH	$6.54M 1.91%	137.46K
ISHARES GOLD TRUST ETFSOLE	ISHARES NEW	162.77K	SH	$5.70M 1.66%	162.77K
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETFSOLE	IBOXX INV CP ETF	52.43K	SH	$5.35M 1.56%	52.43K
ISHARES S&P NORTH AMER TECH-SOFTWARESOLE	EXPANDED TECH	1.35M	SH	$5.10M 1.49%	1.35M
APPLE INCSOLE	COM	28.01K	SH	$4.80M 1.40%	28.01K
POWERSHARES SP500 LOW VOLATILITY ETFSOLE	S&P500 LOW VOL	81.20K	SH	$4.77M 1.40%	81.20K
GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHTSOLE	S&P500 EQL WGT	31.65K	SH	$4.48M 1.31%	31.64K
GOLDMAN SACHS PHYSICAL GOLD ETFSOLE	UNIT	228.31K	SH	$4.18M 1.22%	228.31K
ISHARES CORE S&P MID CAP ETFSOLE	CORE S&P MCP ETF	1.25M	SH	$4.11M 1.20%	1.25M

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