WELLSPRING FINANCIAL ADVISORS, LLC

Filed: 2/14/2023ACC: 0001104659-23-019927

📋 What this filing means

WELLSPRING FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 130 equity positions with a total reported market value of $300.61M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

130

Positions

$300.61M

Total AUM (reported)

22.49M

Total Shares

Allocation by class

TOTAL STK MKT$41.62M13.8%

COM$30.17M10.0%

VALUE ETF$21.87M7.3%

RUS 1000 GRW ETF$15.97M5.3%

TR UNIT$14.15M4.7%

UTSER1 S&PDCRP$13.78M4.6%

S&P DIVID ETF$11.89M4.0%

Portfolio Concentration

Top 3$79.46M26.4%

4–10$79.45M26.4%

11–25$77.02M25.6%

Rest$64.67M21.5%

Top 3 weight

26.4%

Top 10 weight

52.9%

Voting Authority Distribution

Total shares with voting rights: 22.49M

Sole

Full voting authority

22.49M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole130

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings130

Rows:

VANGUARD TOTAL STK MKT

SOLE

TOTAL STK MKT

Shares6.19M

TypeSH

Market value$41.62M

13.85%

Sole

6.19M

Shared

0.00

None

0.00

VANGUARD VALUE ETF

SOLE

VALUE ETF

Shares988.34K

TypeSH

Market value$21.87M

7.28%

Sole

988.34K

Shared

0.00

None

0.00

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

RUS 1000 GRW ETF

Shares74.55K

TypeSH

Market value$15.97M

5.31%

Sole

74.55K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TRUST

SOLE

TR UNIT

Shares37K

TypeSH

Market value$14.15M

4.71%

Sole

37K

Shared

0.00

None

0.00

SPDR S&P MIDCAP 400 ETF TRUST

SOLE

UTSER1 S&PDCRP

Shares31.13K

TypeSH

Market value$13.78M

4.59%

Sole

31.13K

Shared

0.00

None

0.00

SPDR SER TR S&P DIVID ETF

SOLE

S&P DIVID ETF

Shares95.04K

TypeSH

Market value$11.89M

3.96%

Sole

95.04K

Shared

0.00

None

0.00

ISHARES S&P 500 INDEX

SOLE

CORE S&P500 ETF

Shares28.19K

TypeSH

Market value$10.83M

3.60%

Sole

28.19K

Shared

0.00

None

0.00

ISHARES 0-3 MONTH TREASURY BOND ETF

SOLE

0-3 MNTH TREASRY

Shares104.87K

TypeSH

Market value$10.50M

3.49%

Sole

104.87K

Shared

0.00

None

0.00

VANGUARD HIGH DIVIDEND YIELD

SOLE

HIGH DIV YLD

Shares1.85M

TypeSH

Market value$9.88M

3.29%

Sole

1.85M

Shared

0.00

None

0.00

JOHNSON & JOHNSON COM

SOLE

COM

Shares47.62K

TypeSH

Market value$8.41M

2.80%

Sole

47.62K

Shared

0.00

None

0.00

VANGUARD TOTAL INTERNATIONAL STOCK ETF

SOLE

VG TL INTL STK F

Shares3.01M

TypeSH

Market value$7.13M

2.37%

Sole

3.01M

Shared

0.00

None

0.00

ISHARES S&P 500 GROWTH ETF

SOLE

S&P 500 GRWT ETF

Shares111.31K

TypeSH

Market value$6.51M

2.17%

Sole

111.31K

Shared

0.00

None

0.00

VANGUARD GROWTH ETF

SOLE

GROWTH ETF

Shares949.27K

TypeSH

Market value$6.50M

2.16%

Sole

949.27K

Shared

0.00

None

0.00

POWERSHARES SP500 LOW VOLATILITY ETF

SOLE

S&P500 LOW VOL

Shares95.86K

TypeSH

Market value$6.13M

2.04%

Sole

95.86K

Shared

0.00

None

0.00

ISHARES GOLD TRUST ETF

SOLE

ISHARES NEW

Shares175.43K

TypeSH

Market value$6.07M

2.02%

Sole

175.43K

Shared

0.00

None

0.00

POWERSHARES QQQ TR

SOLE

UNIT SER 1

Shares1.45M

TypeSH

Market value$5.93M

1.97%

Sole

1.45M

Shared

0.00

None

0.00

GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT

SOLE

S&P500 EQL WGT

Shares36.87K

TypeSH

Market value$5.21M

1.73%

Sole

36.87K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares37.11K

TypeSH

Market value$4.82M

1.60%

Sole

37.11K

Shared

0.00

None

0.00

VANGUARD INTERMEDIATE-TERM TREASURY ETF

SOLE

INTER TERM TREAS

Shares78.53K

TypeSH

Market value$4.59M

1.53%

Sole

78.53K

Shared

0.00

None

0.00

DB COMMODITY INDEX TRACKING

SOLE

UNIT

Shares175.91K

TypeSH

Market value$4.34M

1.44%

Sole

175.90K

Shared

0.00

None

0.00

ISHARES CORE S&P MID CAP ETF

SOLE

CORE S&P MCP ETF

Shares1.26M

TypeSH

Market value$4.32M

1.44%

Sole

1.26M

Shared

0.00

None

0.00

ISHARES S&P NORTH AMER TECH-SOFTWARE

SOLE

EXPANDED TECH

Shares1.35M

TypeSH

Market value$4.20M

1.40%

Sole

1.35M

Shared

0.00

None

0.00

VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF

SOLE

MCAP VL IDXVIP

Shares807.24K

TypeSH

Market value$4.03M

1.34%

Sole

807.24K

Shared

0.00

None

0.00

GOLDMAN SACHS PHYSICAL GOLD ETF

SOLE

UNIT

Shares202.97K

TypeSH

Market value$3.67M

1.22%

Sole

202.97K

Shared

0.00

None

0.00

ISHARES RUSSELL 1000 VALUE ETF

SOLE

RUS 1000 VAL ETF

Shares23.51K

TypeSH

Market value$3.56M

1.19%

Sole

23.50K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD TOTAL STK MKTSOLE	TOTAL STK MKT	6.19M	SH	$41.62M 13.85%	6.19M
VANGUARD VALUE ETFSOLE	VALUE ETF	988.34K	SH	$21.87M 7.28%	988.34K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	RUS 1000 GRW ETF	74.55K	SH	$15.97M 5.31%	74.55K
SPDR S&P 500 ETF TRUSTSOLE	TR UNIT	37K	SH	$14.15M 4.71%	37K
SPDR S&P MIDCAP 400 ETF TRUSTSOLE	UTSER1 S&PDCRP	31.13K	SH	$13.78M 4.59%	31.13K
SPDR SER TR S&P DIVID ETFSOLE	S&P DIVID ETF	95.04K	SH	$11.89M 3.96%	95.04K
ISHARES S&P 500 INDEXSOLE	CORE S&P500 ETF	28.19K	SH	$10.83M 3.60%	28.19K
ISHARES 0-3 MONTH TREASURY BOND ETFSOLE	0-3 MNTH TREASRY	104.87K	SH	$10.50M 3.49%	104.87K
VANGUARD HIGH DIVIDEND YIELDSOLE	HIGH DIV YLD	1.85M	SH	$9.88M 3.29%	1.85M
JOHNSON & JOHNSON COMSOLE	COM	47.62K	SH	$8.41M 2.80%	47.62K
VANGUARD TOTAL INTERNATIONAL STOCK ETFSOLE	VG TL INTL STK F	3.01M	SH	$7.13M 2.37%	3.01M
ISHARES S&P 500 GROWTH ETFSOLE	S&P 500 GRWT ETF	111.31K	SH	$6.51M 2.17%	111.31K
VANGUARD GROWTH ETFSOLE	GROWTH ETF	949.27K	SH	$6.50M 2.16%	949.27K
POWERSHARES SP500 LOW VOLATILITY ETFSOLE	S&P500 LOW VOL	95.86K	SH	$6.13M 2.04%	95.86K
ISHARES GOLD TRUST ETFSOLE	ISHARES NEW	175.43K	SH	$6.07M 2.02%	175.43K
POWERSHARES QQQ TRSOLE	UNIT SER 1	1.45M	SH	$5.93M 1.97%	1.45M
GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHTSOLE	S&P500 EQL WGT	36.87K	SH	$5.21M 1.73%	36.87K
APPLE INCSOLE	COM	37.11K	SH	$4.82M 1.60%	37.11K
VANGUARD INTERMEDIATE-TERM TREASURY ETFSOLE	INTER TERM TREAS	78.53K	SH	$4.59M 1.53%	78.53K
DB COMMODITY INDEX TRACKINGSOLE	UNIT	175.91K	SH	$4.34M 1.44%	175.90K
ISHARES CORE S&P MID CAP ETFSOLE	CORE S&P MCP ETF	1.26M	SH	$4.32M 1.44%	1.26M
ISHARES S&P NORTH AMER TECH-SOFTWARESOLE	EXPANDED TECH	1.35M	SH	$4.20M 1.40%	1.35M
VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETFSOLE	MCAP VL IDXVIP	807.24K	SH	$4.03M 1.34%	807.24K
GOLDMAN SACHS PHYSICAL GOLD ETFSOLE	UNIT	202.97K	SH	$3.67M 1.22%	202.97K
ISHARES RUSSELL 1000 VALUE ETFSOLE	RUS 1000 VAL ETF	23.51K	SH	$3.56M 1.19%	23.50K

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