WELLSPRING FINANCIAL ADVISORS, LLC

Filed: 11/14/2022ACC: 0001104659-22-117828

📋 What this filing means

WELLSPRING FINANCIAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 101 equity positions with a total reported market value of $270.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

101

Positions

$270.7K

Total AUM (reported)

22.02M

Total Shares

Allocation by class

TOTAL STK MKT$40.8K15.1%

COM$21.0K7.8%

VALUE ETF$19.3K7.1%

RUS 1000 GRW ETF$16.1K5.9%

TR UNIT$13.4K5.0%

UTSER1 S&PDCRP$12.4K4.6%

S&P DIVID ETF$11.0K4.1%

Portfolio Concentration

Top 3$76.2K28.1%

4–10$72.7K26.9%

11–25$78.0K28.8%

Rest$43.9K16.2%

Top 3 weight

28.1%

Top 10 weight

55.0%

Voting Authority Distribution

Total shares with voting rights: 22.02M

Sole

Full voting authority

22.02M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole101

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings101

Rows:

VANGUARD TOTAL STK MKT

SOLE

TOTAL STK MKT

Shares6.20M

TypeSH

Market value$40.8K

15.07%

Sole

6.20M

Shared

0.00

None

0.00

VANGUARD VALUE ETF

SOLE

VALUE ETF

Shares987.86K

TypeSH

Market value$19.3K

7.12%

Sole

987.86K

Shared

0.00

None

0.00

ISHARES RUSSELL 1000 GROWTH ETF

SOLE

RUS 1000 GRW ETF

Shares76.36K

TypeSH

Market value$16.1K

5.93%

Sole

76.36K

Shared

0.00

None

0.00

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares37.57K

TypeSH

Market value$13.4K

4.96%

Sole

37.57K

Shared

0.00

None

0.00

SPDR(R) S&P MIDCAP 400 ETF TRUST

SOLE

UTSER1 S&PDCRP

Shares30.78K

TypeSH

Market value$12.4K

4.57%

Sole

30.78K

Shared

0.00

None

0.00

SPDR SER TR S&P DIVID ETF

SOLE

S&P DIVID ETF

Shares98.91K

TypeSH

Market value$11.0K

4.07%

Sole

98.91K

Shared

0.00

None

0.00

ISHARES S&P 500 INDEX

SOLE

CORE S&P500 ETF

Shares30.53K

TypeSH

Market value$11.0K

4.05%

Sole

30.53K

Shared

0.00

None

0.00

VANGUARD HIGH DIVIDEND YIELD

SOLE

HIGH DIV YLD

Shares1.85M

TypeSH

Market value$8.6K

3.19%

Sole

1.85M

Shared

0.00

None

0.00

ISHARES 0-3 MONTH TREASURY BOND ETF

SOLE

0-3 MNTH TREASRY

Shares85.94K

TypeSH

Market value$8.6K

3.18%

Sole

85.94K

Shared

0.00

None

0.00

JOHNSON & JOHNSON COM

SOLE

COM

Shares47.20K

TypeSH

Market value$7.7K

2.85%

Sole

47.20K

Shared

0.00

None

0.00

ISHARES S&P NORTH AMER TECH-SOFTWARE

SOLE

EXPANDED TECH

Shares1.37M

TypeSH

Market value$7.7K

2.83%

Sole

1.37M

Shared

0.00

None

0.00

VANGUARD TOTAL INTERNATIONAL STOCK ETF

SOLE

VG TL INTL STK F

Shares3.02M

TypeSH

Market value$7.0K

2.60%

Sole

3.02M

Shared

0.00

None

0.00

POWERSHARES QQQ TR

SOLE

UNIT SER 1

Shares1.46M

TypeSH

Market value$6.9K

2.56%

Sole

1.46M

Shared

0.00

None

0.00

POWERSHARES SP500 LOW VOLATILITY ETF

SOLE

S&P500 LOW VOL

Shares115.90K

TypeSH

Market value$6.7K

2.48%

Sole

115.90K

Shared

0.00

None

0.00

ISHARES S&P 500 GROWTH ETF

SOLE

S&P 500 GRWT ETF

Shares113.35K

TypeSH

Market value$6.6K

2.42%

Sole

113.35K

Shared

0.00

None

0.00

VANGUARD GROWTH ETF

SOLE

GROWTH ETF

Shares948.64K

TypeSH

Market value$6.4K

2.36%

Sole

948.64K

Shared

0.00

None

0.00

ISHARES GOLD TRUST ETF

SOLE

ISHARES NEW

Shares193.08K

TypeSH

Market value$6.1K

2.25%

Sole

193.08K

Shared

0.00

None

0.00

VANGUARD INTMDT-TERM TRS ETF

SOLE

INTER TERM TREAS

Shares92.87K

TypeSH

Market value$5.4K

2.00%

Sole

92.87K

Shared

0.00

None

0.00

GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT

SOLE

S&P500 EQL WGT

Shares36.90K

TypeSH

Market value$4.7K

1.73%

Sole

36.90K

Shared

0.00

None

0.00

ISHARES CORE S&P MID CAP ETF

SOLE

CORE S&P MCP ETF

Shares1.26M

TypeSH

Market value$4.2K

1.53%

Sole

1.26M

Shared

0.00

None

0.00

VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF

SOLE

MCAP VL IDXVIP

Shares808.01K

TypeSH

Market value$3.8K

1.40%

Sole

808.01K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares26.80K

TypeSH

Market value$3.7K

1.37%

Sole

26.80K

Shared

0.00

None

0.00

ISHARES RUSSELL 1000 VALUE ETF

SOLE

RUS 1000 VAL ETF

Shares23.55K

TypeSH

Market value$3.2K

1.18%

Sole

23.55K

Shared

0.00

None

0.00

GOLDMAN SACHS PHYSICAL GOLD ETF

SOLE

UNIT

Shares171.41K

TypeSH

Market value$2.8K

1.04%

Sole

171.41K

Shared

0.00

None

0.00

VANGUARD SHORT TERM INFL-PROTECTED

SOLE

STRM INFPROIDX

Shares58.29K

TypeSH

Market value$2.8K

1.04%

Sole

58.29K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD TOTAL STK MKTSOLE	TOTAL STK MKT	6.20M	SH	$40.8K 15.07%	6.20M
VANGUARD VALUE ETFSOLE	VALUE ETF	987.86K	SH	$19.3K 7.12%	987.86K
ISHARES RUSSELL 1000 GROWTH ETFSOLE	RUS 1000 GRW ETF	76.36K	SH	$16.1K 5.93%	76.36K
SPDR S&P 500 ETFSOLE	TR UNIT	37.57K	SH	$13.4K 4.96%	37.57K
SPDR(R) S&P MIDCAP 400 ETF TRUSTSOLE	UTSER1 S&PDCRP	30.78K	SH	$12.4K 4.57%	30.78K
SPDR SER TR S&P DIVID ETFSOLE	S&P DIVID ETF	98.91K	SH	$11.0K 4.07%	98.91K
ISHARES S&P 500 INDEXSOLE	CORE S&P500 ETF	30.53K	SH	$11.0K 4.05%	30.53K
VANGUARD HIGH DIVIDEND YIELDSOLE	HIGH DIV YLD	1.85M	SH	$8.6K 3.19%	1.85M
ISHARES 0-3 MONTH TREASURY BOND ETFSOLE	0-3 MNTH TREASRY	85.94K	SH	$8.6K 3.18%	85.94K
JOHNSON & JOHNSON COMSOLE	COM	47.20K	SH	$7.7K 2.85%	47.20K
ISHARES S&P NORTH AMER TECH-SOFTWARESOLE	EXPANDED TECH	1.37M	SH	$7.7K 2.83%	1.37M
VANGUARD TOTAL INTERNATIONAL STOCK ETFSOLE	VG TL INTL STK F	3.02M	SH	$7.0K 2.60%	3.02M
POWERSHARES QQQ TRSOLE	UNIT SER 1	1.46M	SH	$6.9K 2.56%	1.46M
POWERSHARES SP500 LOW VOLATILITY ETFSOLE	S&P500 LOW VOL	115.90K	SH	$6.7K 2.48%	115.90K
ISHARES S&P 500 GROWTH ETFSOLE	S&P 500 GRWT ETF	113.35K	SH	$6.6K 2.42%	113.35K
VANGUARD GROWTH ETFSOLE	GROWTH ETF	948.64K	SH	$6.4K 2.36%	948.64K
ISHARES GOLD TRUST ETFSOLE	ISHARES NEW	193.08K	SH	$6.1K 2.25%	193.08K
VANGUARD INTMDT-TERM TRS ETFSOLE	INTER TERM TREAS	92.87K	SH	$5.4K 2.00%	92.87K
GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHTSOLE	S&P500 EQL WGT	36.90K	SH	$4.7K 1.73%	36.90K
ISHARES CORE S&P MID CAP ETFSOLE	CORE S&P MCP ETF	1.26M	SH	$4.2K 1.53%	1.26M
VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETFSOLE	MCAP VL IDXVIP	808.01K	SH	$3.8K 1.40%	808.01K
APPLE INCSOLE	COM	26.80K	SH	$3.7K 1.37%	26.80K
ISHARES RUSSELL 1000 VALUE ETFSOLE	RUS 1000 VAL ETF	23.55K	SH	$3.2K 1.18%	23.55K
GOLDMAN SACHS PHYSICAL GOLD ETFSOLE	UNIT	171.41K	SH	$2.8K 1.04%	171.41K
VANGUARD SHORT TERM INFL-PROTECTEDSOLE	STRM INFPROIDX	58.29K	SH	$2.8K 1.04%	58.29K

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