WEINER MICHAEL HAL (Chief Financial Officer) exercised options at NATIONAL GENERAL HOLDINGS CORP.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

WEINER MICHAEL HAL

Filed: 2/28/2020ACC: 0001578735-20-000023

InsiderWEINER MICHAEL HALCIK 1591621

→

IssuerNATIONAL GENERAL HOLDINGS CORP.CIK 1578735

Officer· Chief Financial Officer

Since Feb 2019

-12.35K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

36.08K acquired · 48.43K disposed

Non-Derivative Transactions6

Common Stock, $.01 par value

Direct

M · Option Exercise

+10.55K

Price / share

—

Trade value

—

% of position

9.9%

2/26/2020

106.22K→116.77K

Common Stock, $.01 par value

Direct

F · Tax Withholding

−3.68K

Price / share

—

Trade value

—

% of position

3.1%

2/26/2020

116.77K→113.09K

Common Stock, $.01 par value

Direct

M · Option Exercise

+15.87K

Price / share

—

Trade value

—

% of position

14.0%

2/26/2020

113.09K→128.97K

Common Stock, $.01 par value

Direct

F · Tax Withholding

−5.39K

Price / share

—

Trade value

—

% of position

4.2%

2/26/2020

128.97K→123.58K

Common Stock, $.01 par value

Direct

M · Option Exercise

+9.65K

Price / share

—

Trade value

—

% of position

7.8%

2/28/2020

123.58K→133.23K

Common Stock, $.01 par value

Direct

F · Tax Withholding

−3.28K

Price / share

—

Trade value

—

% of position

2.5%

2/28/2020

133.23K→129.95K

Total

Net shares

+23.73K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $.01 par value Direct	2/26/2020	M · Option Exercise	+10.55K	—	—	9.9%	106.22K	116.77K
Common Stock, $.01 par value Direct	2/26/2020	F · Tax Withholding	−3.68K	—	—	3.1%	116.77K	113.09K
Common Stock, $.01 par value Direct	2/26/2020	M · Option Exercise	+15.87K	—	—	14.0%	113.09K	128.97K
Common Stock, $.01 par value Direct	2/26/2020	F · Tax Withholding	−5.39K	—	—	4.2%	128.97K	123.58K
Common Stock, $.01 par value Direct	2/28/2020	M · Option Exercise	+9.65K	—	—	7.8%	123.58K	133.23K
Common Stock, $.01 par value Direct	2/28/2020	F · Tax Withholding	−3.28K	—	—	2.5%	133.23K	129.95K
Total			+23.73K		$0.00

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 par value

10.55K shares

−10.55K

Strike price

Held after

10.55K

Exercisable

—

2/26/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 par value

15.87K shares

−15.87K

Strike price

Held after

31.74K

Exercisable

—

2/26/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 par value

9.65K shares

−9.65K

Strike price

Held after

0.00

Exercisable

—

2/28/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock, $.01 par value10.55K shares	2/26/2020	M · Option Exercise	−10.55K	—	10.55K
Restricted Stock Units Direct	Common Stock, $.01 par value15.87K shares	2/26/2020	M · Option Exercise	−15.87K	—	31.74K
Restricted Stock Units Direct	Common Stock, $.01 par value9.65K shares	2/28/2020	M · Option Exercise	−9.65K	—	0.00