WEBB H LAWRENCE

PrivateCIK: 1597987

Location

ALISO VIEJO, CA

WEBB H LAWRENCE (Chief Executive Officer) received a stock award from NEW HOME CO INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 2 awards

WEBB H LAWRENCE

Filed: 2/19/2020ACC: 0001437749-20-003076

InsiderWEBB H LAWRENCECIK 1597987

→

IssuerNEW HOME CO INC.CIK 1574596

DirectorOfficerOther· Chief Executive Officer

Since Feb 2019

+112.25K

Net shares

Net buyer

$27.4K

Total sold

0

Open market trades

0B · 0S

5

Total transactions

117.34K acquired · 5.10K disposed

Non-Derivative Transactions4

Common Stock

Direct

F · Tax Withholding

Shares

−4.24K

Price / share

$5.37

Trade value

$22.78K

% of position

0.5%

2/14/2020

843.65K→839.41K

Common Stock

Indirect

F · Tax Withholding

Shares

−854.00

Price / share

$5.37

Trade value

$4.59K

% of position

3.1%

2/14/2020

27.57K→26.72K

Common Stock

Direct

A · Award

Shares

+44.57K

Price / share

—

Trade value

—

% of position

5.3%

2/18/2020

839.41K→883.98K

Common Stock

Indirect

A · Award

Shares

+15.24K

Price / share

—

Trade value

—

% of position

57.0%

2/18/2020

26.72K→41.96K

Total

Net shares

+54.72K

Net value

-$27.37K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/14/2020	F · Tax Withholding	−4.24K	$5.37	$22.78K	0.5%	843.65K	839.41K
Common Stock Indirect	2/14/2020	F · Tax Withholding	−854.00	$5.37	$4.59K	3.1%	27.57K	26.72K
Common Stock Direct	2/18/2020	A · Award	+44.57K	—	—	5.3%	839.41K	883.98K
Common Stock Indirect	2/18/2020	A · Award	+15.24K	—	—	57.0%	26.72K	41.96K
Total			+54.72K		-$27.37K

Derivative Transactions1

Employee Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

57.53K shares

Shares

+57.53K

Strike price

5.36

Held after

57.53K

Exercisable

—

2/18/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to Buy) Direct	Common Stock57.53K shares	2/18/2020	A · Award	+57.53K	5.36	—	57.53K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned38.76K

Total

38.76K indirect38.76K

Security Title	Shares Owned	Ownership Type
Common Stock	38.76K	Indirect
Total	38.76K	38.76K indirect

Derivative Holdings (Post-Transaction)4

Employee Stock Option (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

5.53K

Shares owned

5.53K

Exercise price

11.0000

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

81.80K

Shares owned

81.80K

Exercise price

5.7600

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

227.27K

Shares owned

227.27K

Exercise price

11.0000

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Indirect

Underlying security

Common Stock

Underlying shares

16.59K

Shares owned

16.59K

Exercise price

5.7600

Expiration

—

Exercise window

—

Total

Underlying

331.19K

Owned

331.19K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Right to Buy) Indirect	Common Stock	11.0000	—	—	5.53K	5.53K
Employee Stock Option (Right to Buy) Direct	Common Stock	5.7600	—	—	81.80K	81.80K
Employee Stock Option (Right to Buy) Direct	Common Stock	11.0000	—	—	227.27K	227.27K
Employee Stock Option (Right to Buy) Indirect	Common Stock	5.7600	—	—	16.59K	16.59K
Total					331.19K	331.19K

WEBB H LAWRENCE — Insider Transaction (Form 4) Filed Feb 19, 2020 | Finecho